FIRST TRUST ADVISORS L.P.

LEI record

LEI status

Issued

Entity identity

Legal jurisdiction

Source jurisdiction code: US-IL

Legal form

Source legal-form code: 1WZP

Entity status

Active

Official registration identifier

Registration authority

GLEIF authority code RA000608; readable name not available in the source list

Registered entity identifier

C006403

Dates

Initial registration date

9 Apr 2013

Next renewal date

13 Dec 2026

Reported accounting relationships

These are relationships reported for accounting consolidation; they do not establish legal ownership.

Page 9 of 9 · 409 reported relationships.

• FT Vest U.S. Equity Buffer ETF - June — Source relationship code: IS_FUND-MANAGED_BY — FIRST TRUST ADVISORS L.P.; status Active
• First Trust NASDAQ Bank ETF — Source relationship code: IS_FUND-MANAGED_BY — FIRST TRUST ADVISORS L.P.; status Active
• First Trust Low Duration Opportunities ETF — Source relationship code: IS_FUND-MANAGED_BY — FIRST TRUST ADVISORS L.P.; status Active
• First Trust Exchange-Traded Fund IV - First Trust Heitman Global Prime Real Estate ETF — Ultimate accounting consolidation parent — FIRST TRUST ADVISORS L.P.; status Active
• FIRST TRUST MORTGAGE INCOME FUND — Ultimate accounting consolidation parent — FIRST TRUST ADVISORS L.P.; status Active
• FIRST TRUST ENHANCED EQUITY INCOME FUND — Ultimate accounting consolidation parent — FIRST TRUST ADVISORS L.P.; status Active
• First Trust AQA Equity Fund — Ultimate accounting consolidation parent — FIRST TRUST ADVISORS L.P.; status Active
• FIRST TRUST HIGH YIELD OPPORTUNITIES 2027 TERM FUND — Ultimate accounting consolidation parent — FIRST TRUST ADVISORS L.P.; status Active
• First Trust/abrdn Emerging Opportunity Fund — Ultimate accounting consolidation parent — FIRST TRUST ADVISORS L.P.; status Active

Reporting exceptions

• Direct accounting consolidation parent · No person is known to control the entity (for example, control may be spread among diverse shareholders)
• Ultimate accounting consolidation parent · No person is known to control the entity (for example, control may be spread among diverse shareholders)

These are source-reported exceptions to accounting-relationship reporting. They do not establish ownership or the absence of an owner.