SIMPLIFY ASSET MANAGEMENT INC.

LEI record

LEI status

Issued

Entity identity

Legal jurisdiction

Source jurisdiction code: US-DE

Legal form

Source legal-form code: XTIQ

Entity status

Active

Official registration identifier

Registration authority

GLEIF authority code RA000602; readable name not available in the source list

Registered entity identifier

7873933

Dates

Initial registration date

19 Apr 2021

Next renewal date

14 Oct 2027

Reported accounting relationships

These are relationships reported for accounting consolidation; they do not establish legal ownership.

Page 2 of 2 · 76 reported relationships.

• Simplify US Equity Income ETF — Source relationship code: IS_FUND-MANAGED_BY — SIMPLIFY ASSET MANAGEMENT INC.; status Active
• Simplify Propel Opportunities ETF — Source relationship code: IS_FUND-MANAGED_BY — SIMPLIFY ASSET MANAGEMENT INC.; status Active
• Simplify Volt TSLA Revolution ETF — Source relationship code: IS_FUND-MANAGED_BY — SIMPLIFY ASSET MANAGEMENT INC.; status Active
• Simplify Growth Equity Plus Upside Convexity ETF — Source relationship code: IS_FUND-MANAGED_BY — SIMPLIFY ASSET MANAGEMENT INC.; status Active
• Simplify Volt Fintech Disruption ETF — Source relationship code: IS_FUND-MANAGED_BY — SIMPLIFY ASSET MANAGEMENT INC.; status Active
• Simplify Hedged Equity ETF — Source relationship code: IS_FUND-MANAGED_BY — SIMPLIFY ASSET MANAGEMENT INC.; status Active
• Simplify Growth Equity Plus Convexity ETF — Source relationship code: IS_FUND-MANAGED_BY — SIMPLIFY ASSET MANAGEMENT INC.; status Active
• Simplify Commodity Strategy ETF — Source relationship code: IS_FUND-MANAGED_BY — SIMPLIFY ASSET MANAGEMENT INC.; status Active
• Simplify US Small Cap PLUS Downside Convexity ETF — Source relationship code: IS_FUND-MANAGED_BY — SIMPLIFY ASSET MANAGEMENT INC.; status Active
• Simplify Emerging Markets Equity PLUS Downside Convexity ETF — Source relationship code: IS_FUND-MANAGED_BY — SIMPLIFY ASSET MANAGEMENT INC.; status Active
• SIMPLIFY EXCHANGE TRADED FUNDS — Source relationship code: IS_FUND-MANAGED_BY — SIMPLIFY ASSET MANAGEMENT INC.; status Active
• Simplify Treasury Option Income ETF — Source relationship code: IS_FUND-MANAGED_BY — SIMPLIFY ASSET MANAGEMENT INC.; status Active
• Simplify Commodities Strategy No K-1 ETF — Source relationship code: IS_FUND-MANAGED_BY — SIMPLIFY ASSET MANAGEMENT INC.; status Active
• Simplify Conservative Allocation ETF — Source relationship code: IS_FUND-MANAGED_BY — SIMPLIFY ASSET MANAGEMENT INC.; status Active
• Simplify Enhanced Income ETF — Source relationship code: IS_FUND-MANAGED_BY — SIMPLIFY ASSET MANAGEMENT INC.; status Active
• Simplify Volt Web3 ETF — Source relationship code: IS_FUND-MANAGED_BY — SIMPLIFY ASSET MANAGEMENT INC.; status Active
• Simplify Growth Equity Plus Downside Convexity ETF — Source relationship code: IS_FUND-MANAGED_BY — SIMPLIFY ASSET MANAGEMENT INC.; status Active
• Simplify Interest Rate Hedge ETF — Source relationship code: IS_FUND-MANAGED_BY — SIMPLIFY ASSET MANAGEMENT INC.; status Active
• Simplify Income Allocation ETF — Source relationship code: IS_FUND-MANAGED_BY — SIMPLIFY ASSET MANAGEMENT INC.; status Active
• Simplify Managed Futures Strategy ETF — Source relationship code: IS_FUND-MANAGED_BY — SIMPLIFY ASSET MANAGEMENT INC.; status Active
• Simplify Health Care ETF — Source relationship code: IS_FUND-MANAGED_BY — SIMPLIFY ASSET MANAGEMENT INC.; status Active
• Simplify Developed Ex-US PLUS Downside Convexity ETF — Source relationship code: IS_FUND-MANAGED_BY — SIMPLIFY ASSET MANAGEMENT INC.; status Active
• Simplify Growth Allocation ETF — Source relationship code: IS_FUND-MANAGED_BY — SIMPLIFY ASSET MANAGEMENT INC.; status Active
• Simplify Smart Leverage Bitcoin ETF — Source relationship code: IS_FUND-MANAGED_BY — SIMPLIFY ASSET MANAGEMENT INC.; status Active
• Simplify Short Term Treasury Futures Strategy ETF — Source relationship code: IS_FUND-MANAGED_BY — SIMPLIFY ASSET MANAGEMENT INC.; status Active
• Simplify US Equity PLUS Convexity ETF — Source relationship code: IS_FUND-MANAGED_BY — SIMPLIFY ASSET MANAGEMENT INC.; status Active

Reporting exceptions

• Direct accounting consolidation parent · Parent is not subject to accounting consolidation
• Ultimate accounting consolidation parent · Parent is not subject to accounting consolidation

These are source-reported exceptions to accounting-relationship reporting. They do not establish ownership or the absence of an owner.