SIMPLIFY EXCHANGE TRADED FUNDS

LEI record

LEI status

Issued

Entity identity

Legal jurisdiction

United States

Legal form

New legal-form code requested (8888)

Entity status

Active

Official registration identifier

Registration authority

EDGAR (RA000665)

Registered entity identifier

0001810747

Dates

Initial registration date

23 Jul 2020

Next renewal date

10 Jan 2027

Reported accounting relationships

These are relationships reported for accounting consolidation; they do not establish legal ownership.

Page 2 of 2 · 73 reported relationships.

• Simplify Growth Equity Plus Upside Convexity ETF — Source relationship code: IS_SUBFUND_OF — SIMPLIFY EXCHANGE TRADED FUNDS; status Active
• Simplify Volt Fintech Disruption ETF — Source relationship code: IS_SUBFUND_OF — SIMPLIFY EXCHANGE TRADED FUNDS; status Active
• Simplify Hedged Equity ETF — Source relationship code: IS_SUBFUND_OF — SIMPLIFY EXCHANGE TRADED FUNDS; status Active
• Simplify Growth Equity Plus Convexity ETF — Source relationship code: IS_SUBFUND_OF — SIMPLIFY EXCHANGE TRADED FUNDS; status Active
• Simplify Commodity Strategy ETF — Source relationship code: IS_SUBFUND_OF — SIMPLIFY EXCHANGE TRADED FUNDS; status Active
• Simplify US Small Cap PLUS Downside Convexity ETF — Source relationship code: IS_SUBFUND_OF — SIMPLIFY EXCHANGE TRADED FUNDS; status Active
• Simplify Emerging Markets Equity PLUS Downside Convexity ETF — Source relationship code: IS_SUBFUND_OF — SIMPLIFY EXCHANGE TRADED FUNDS; status Active
• Simplify Treasury Option Income ETF — Source relationship code: IS_SUBFUND_OF — SIMPLIFY EXCHANGE TRADED FUNDS; status Active
• Simplify Commodities Strategy No K-1 ETF — Source relationship code: IS_SUBFUND_OF — SIMPLIFY EXCHANGE TRADED FUNDS; status Active
• Simplify Volt Work from Anywhere Digital Nomad ETF — Source relationship code: IS_SUBFUND_OF — SIMPLIFY EXCHANGE TRADED FUNDS; status Active
• Simplify Conservative Allocation ETF — Source relationship code: IS_SUBFUND_OF — SIMPLIFY EXCHANGE TRADED FUNDS; status Active
• Simplify Enhanced Income ETF — Source relationship code: IS_SUBFUND_OF — SIMPLIFY EXCHANGE TRADED FUNDS; status Active
• Simplify Volt Web3 ETF — Source relationship code: IS_SUBFUND_OF — SIMPLIFY EXCHANGE TRADED FUNDS; status Active
• Simplify Growth Equity Plus Downside Convexity ETF — Source relationship code: IS_SUBFUND_OF — SIMPLIFY EXCHANGE TRADED FUNDS; status Active
• Simplify Interest Rate Hedge ETF — Source relationship code: IS_SUBFUND_OF — SIMPLIFY EXCHANGE TRADED FUNDS; status Active
• Simplify Income Allocation ETF — Source relationship code: IS_SUBFUND_OF — SIMPLIFY EXCHANGE TRADED FUNDS; status Active
• Simplify Managed Futures Strategy ETF — Source relationship code: IS_SUBFUND_OF — SIMPLIFY EXCHANGE TRADED FUNDS; status Active
• Simplify Health Care ETF — Source relationship code: IS_SUBFUND_OF — SIMPLIFY EXCHANGE TRADED FUNDS; status Active
• Simplify Developed Ex-US PLUS Downside Convexity ETF — Source relationship code: IS_SUBFUND_OF — SIMPLIFY EXCHANGE TRADED FUNDS; status Active
• Simplify Growth Allocation ETF — Source relationship code: IS_SUBFUND_OF — SIMPLIFY EXCHANGE TRADED FUNDS; status Active
• Simplify Smart Leverage Bitcoin ETF — Source relationship code: IS_SUBFUND_OF — SIMPLIFY EXCHANGE TRADED FUNDS; status Active
• Simplify Short Term Treasury Futures Strategy ETF — Source relationship code: IS_SUBFUND_OF — SIMPLIFY EXCHANGE TRADED FUNDS; status Active
• Simplify US Equity PLUS Convexity ETF — Source relationship code: IS_SUBFUND_OF — SIMPLIFY EXCHANGE TRADED FUNDS; status Active

Reporting exceptions

• Direct accounting consolidation parent · Parent is not subject to accounting consolidation
• Ultimate accounting consolidation parent · Parent is not subject to accounting consolidation

These are source-reported exceptions to accounting-relationship reporting. They do not establish ownership or the absence of an owner.