SMARTSHARES LIMITED

LEI record

LEI status

Issued

Entity identity

Legal jurisdiction

New Zealand

Legal form

Source legal-form code: P2R9

Entity status

Active

Official registration identifier

Registration authority

Companies Register (RA000466)

Registered entity identifier

9429038512483

Dates

Initial registration date

23 Oct 2015

Next renewal date

14 Apr 2027

Reported accounting relationships

These are relationships reported for accounting consolidation; they do not establish legal ownership.

Page 2 of 3 · 143 reported relationships.

• THE NEW ZEALAND GUARDIAN TRUST COMPANY LIMITED AS SUPERVISOR (TRUSTEE) OF THE QUAYSTREET ALTUM FUND — Source relationship code: IS_FUND-MANAGED_BY — SMARTSHARES LIMITED; status Active
• Smartshares S&P/NZX 50 ETF — Source relationship code: IS_FUND-MANAGED_BY — SMARTSHARES LIMITED; status Active
• SuperLife High Growth Fund — Source relationship code: IS_FUND-MANAGED_BY — SMARTSHARES LIMITED; status Active
• THE NEW ZEALAND GUARDIAN TRUST COMPANY LIMITED AS SUPERVISOR (TRUSTEE) OF THE QUAYSTREET FIXED INTEREST FUND — Source relationship code: IS_FUND-MANAGED_BY — SMARTSHARES LIMITED; status Active
• Smart Wholesale NZX 50 Portfolio Fund — Source relationship code: IS_FUND-MANAGED_BY — SMARTSHARES LIMITED; status Active
• Smart S&P/NZX 20 ETF — Source relationship code: IS_FUND-MANAGED_BY — SMARTSHARES LIMITED; status Active
• Smart China 300 ETF — Source relationship code: IS_FUND-MANAGED_BY — SMARTSHARES LIMITED; status Active
• Smart China Science and Technology ETF — Source relationship code: IS_FUND-MANAGED_BY — SMARTSHARES LIMITED; status Active
• SMARTSHARES AUSTRALIAN EQUITIES ESG ETF — Source relationship code: IS_FUND-MANAGED_BY — SMARTSHARES LIMITED; status Active
• Smartshares Healthcare Innovation ETF — Source relationship code: IS_FUND-MANAGED_BY — SMARTSHARES LIMITED; status Active
• Conservative Fund — Source relationship code: IS_FUND-MANAGED_BY — SMARTSHARES LIMITED; status Active
• Australian Shares Fund — Source relationship code: IS_FUND-MANAGED_BY — SMARTSHARES LIMITED; status Active
• Smart Wholesale Castle Point Five Oceans Fund — Source relationship code: IS_FUND-MANAGED_BY — SMARTSHARES LIMITED; status Active
• Smart Global Property ETF — Source relationship code: IS_FUND-MANAGED_BY — SMARTSHARES LIMITED; status Active
• Smartshares CIP NZ Core Equity Fund — Source relationship code: IS_FUND-MANAGED_BY — SMARTSHARES LIMITED; status Active
• Smart Wholesale Schroder Real Return PIE Fund — Source relationship code: IS_FUND-MANAGED_BY — SMARTSHARES LIMITED; status Active
• Smart US 500 (NZD Hedged) ETF — Source relationship code: IS_FUND-MANAGED_BY — SMARTSHARES LIMITED; status Active
• SuperLife Superannuation Master Trust NZ Fixed Interest Fund — Source relationship code: IS_FUND-MANAGED_BY — SMARTSHARES LIMITED; status Active
• Smartshares Europe Equities ESG ETF — Source relationship code: IS_FUND-MANAGED_BY — SMARTSHARES LIMITED; status Active
• Smart Wholesale ASX 200 Fund — Source relationship code: IS_FUND-MANAGED_BY — SMARTSHARES LIMITED; status Active
• JMI WEALTH KIWISAVER SCHEME — Source relationship code: IS_FUND-MANAGED_BY — SMARTSHARES LIMITED; status Active
• Smart Total World (NZD Hedged) ETF — Source relationship code: IS_FUND-MANAGED_BY — SMARTSHARES LIMITED; status Active
• Smart Wholesale High Growth Fund — Source relationship code: IS_FUND-MANAGED_BY — SMARTSHARES LIMITED; status Active
• Smart Wholesale Asia Pacific Fund — Source relationship code: IS_FUND-MANAGED_BY — SMARTSHARES LIMITED; status Active
• Smart Wholesale US Technology Fund — Source relationship code: IS_FUND-MANAGED_BY — SMARTSHARES LIMITED; status Active
• Smart Wholesale Global Equity ESG Fund — Source relationship code: IS_FUND-MANAGED_BY — SMARTSHARES LIMITED; status Active
• Smart Wholesale Ethica Balanced Fund — Source relationship code: IS_FUND-MANAGED_BY — SMARTSHARES LIMITED; status Active
• Smart Wholesale NZ Core Equity Fund — Source relationship code: IS_FUND-MANAGED_BY — SMARTSHARES LIMITED; status Active
• Smart Wholesale China Science and Technology Fund — Source relationship code: IS_FUND-MANAGED_BY — SMARTSHARES LIMITED; status Active
• Smart Wholesale Shaw and Partners Balanced Fund — Source relationship code: IS_FUND-MANAGED_BY — SMARTSHARES LIMITED; status Active
• Smart Wholesale Schroder Australian Equity PIE Fund — Source relationship code: IS_FUND-MANAGED_BY — SMARTSHARES LIMITED; status Active
• Overseas Shares (Currency Hedged) Fund — Source relationship code: IS_FUND-MANAGED_BY — SMARTSHARES LIMITED; status Active
• Castle Point 5 Oceans Fund — Source relationship code: IS_FUND-MANAGED_BY — SMARTSHARES LIMITED; status Active
• SuperLife Growth Fund — Source relationship code: IS_FUND-MANAGED_BY — SMARTSHARES LIMITED; status Active
• Smart Wholesale Australian Property Fund — Source relationship code: IS_FUND-MANAGED_BY — SMARTSHARES LIMITED; status Active
• Smart Wholesale China 300 Fund — Source relationship code: IS_FUND-MANAGED_BY — SMARTSHARES LIMITED; status Active
• THE NEW ZEALAND GUARDIAN TRUST COMPANY LIMITED AS SUPERVISOR (TRUSTEE) OF THE QUAYSTREET INCOME FUND — Source relationship code: IS_FUND-MANAGED_BY — SMARTSHARES LIMITED; status Active
• S&P/ASX 200 Fund — Source relationship code: IS_FUND-MANAGED_BY — SMARTSHARES LIMITED; status Active
• SuperLife Active Global Equities (US Dollar) Fund — Source relationship code: IS_FUND-MANAGED_BY — SMARTSHARES LIMITED; status Active
• Smart Wholesale US Mid Cap Fund — Source relationship code: IS_FUND-MANAGED_BY — SMARTSHARES LIMITED; status Active
• Smart Gold ETF — Source relationship code: IS_FUND-MANAGED_BY — SMARTSHARES LIMITED; status Active
• Schroder Real Return PIE — Source relationship code: IS_FUND-MANAGED_BY — SMARTSHARES LIMITED; status Active
• Smart Wholesale US Small Cap Fund — Source relationship code: IS_FUND-MANAGED_BY — SMARTSHARES LIMITED; status Active
• Smart Wholesale NZ Bond Fund — Source relationship code: IS_FUND-MANAGED_BY — SMARTSHARES LIMITED; status Active
• Smartshares Global Aggregate Bond ETF — Source relationship code: IS_FUND-MANAGED_BY — SMARTSHARES LIMITED; status Active
• SuperLife Superannuation Master Trust Australasian Shares Fund — Source relationship code: IS_FUND-MANAGED_BY — SMARTSHARES LIMITED; status Active
• Total World Fund — Source relationship code: IS_FUND-MANAGED_BY — SMARTSHARES LIMITED; status Active
• Smart Wholesale Global Government Bond Fund — Source relationship code: IS_FUND-MANAGED_BY — SMARTSHARES LIMITED; status Active
• Growth Fund — Source relationship code: IS_FUND-MANAGED_BY — SMARTSHARES LIMITED; status Active
• Smartshares S&P/NZX NZ Government Bond ETF — Source relationship code: IS_FUND-MANAGED_BY — SMARTSHARES LIMITED; status Active

Reporting exceptions

• Direct accounting consolidation parent · Parent is not subject to accounting consolidation
• Ultimate accounting consolidation parent · Parent is not subject to accounting consolidation

These are source-reported exceptions to accounting-relationship reporting. They do not establish ownership or the absence of an owner.