Hennessy Funds Trust

LEI record

LEI status

Issued

Entity identity

Legal jurisdiction

United States

Legal form

New legal-form code requested (8888)

Entity status

Active

Official registration identifier

Registration authority

EDGAR (RA000665)

Registered entity identifier

0000891944

Dates

Initial registration date

20 Mar 2018

Next renewal date

9 Mar 2027

Reported accounting relationships

These are relationships reported for accounting consolidation; they do not establish legal ownership.

Page 1 of 1 · 20 reported relationships.

• Hennessy Funds Trust — Source relationship code: IS_FUND-MANAGED_BY — HENNESSY ADVISORS, INC.; status Active
• Hennessy Small Cap Financial Fund — Source relationship code: IS_SUBFUND_OF — Hennessy Funds Trust; status Active
• Hennessy Japan Small Cap Fund — Source relationship code: IS_SUBFUND_OF — Hennessy Funds Trust; status Active
• Hennessy Balanced Fund — Source relationship code: IS_SUBFUND_OF — Hennessy Funds Trust; status Active
• Hennessy Gas Utility Fund — Source relationship code: IS_SUBFUND_OF — Hennessy Funds Trust; status Active
• Hennessy Cornerstone Mid Cap 30 Fund — Source relationship code: IS_SUBFUND_OF — Hennessy Funds Trust; status Active
• Hennessy Large Cap Financial Fund — Source relationship code: IS_SUBFUND_OF — Hennessy Funds Trust; status Active
• Hennessy Cornerstone Value Fund — Source relationship code: IS_SUBFUND_OF — Hennessy Funds Trust; status Active
• Hennessy Focus Fund — Source relationship code: IS_SUBFUND_OF — Hennessy Funds Trust; status Active
• Hennessy Total Return Fund — Source relationship code: IS_SUBFUND_OF — Hennessy Funds Trust; status Active
• Hennessy Cornerstone Growth Fund — Source relationship code: IS_SUBFUND_OF — Hennessy Funds Trust; status Active
• Hennessy Japan Fund — Source relationship code: IS_SUBFUND_OF — Hennessy Funds Trust; status Active
• Hennessy Equity and Income Fund — Source relationship code: IS_SUBFUND_OF — Hennessy Funds Trust; status Active
• Hennessy Cornerstone Large Growth Fund — Source relationship code: IS_SUBFUND_OF — Hennessy Funds Trust; status Active
• Hennessy Technology Fund — Source relationship code: IS_SUBFUND_OF — Hennessy Funds Trust; status Active
• Hennessy Tactical Growth ETF — Source relationship code: IS_SUBFUND_OF — Hennessy Funds Trust; status Active
• Hennessy Tactical Growth and Income ETF — Source relationship code: IS_SUBFUND_OF — Hennessy Funds Trust; status Active
• Hennessy Sustainable ETF — Source relationship code: IS_SUBFUND_OF — Hennessy Funds Trust; status Active
• Hennessy Energy Transition Fund — Source relationship code: IS_SUBFUND_OF — Hennessy Funds Trust; status Active
• Hennessy Midstream Fund — Source relationship code: IS_SUBFUND_OF — Hennessy Funds Trust; status Active

Reporting exceptions

• Direct accounting consolidation parent · Parent is not subject to accounting consolidation
• Ultimate accounting consolidation parent · Parent is not subject to accounting consolidation

These are source-reported exceptions to accounting-relationship reporting. They do not establish ownership or the absence of an owner.