DUNHAM & ASSOCIATES INVESTMENT COUNSEL, INC.

LEI record

LEI status

Issued

Entity identity

Legal jurisdiction

Source jurisdiction code: US-CA

Legal form

Source legal-form code: H1UM

Entity status

Active

Official registration identifier

Registration authority

GLEIF authority code RA000598; readable name not available in the source list

Registered entity identifier

1073990

Dates

Initial registration date

19 Jan 2024

Next renewal date

19 Jan 2027

Reported accounting relationships

These are relationships reported for accounting consolidation; they do not establish legal ownership.

Page 1 of 1 · 16 reported relationships.

• Dunham U.S. Enhanced Market Fund — Source relationship code: IS_FUND-MANAGED_BY — DUNHAM & ASSOCIATES INVESTMENT COUNSEL, INC.; status Active
• Dunham Large Cap Value Fund — Source relationship code: IS_FUND-MANAGED_BY — DUNHAM & ASSOCIATES INVESTMENT COUNSEL, INC.; status Active
• Dunham Small Cap Growth Fund — Source relationship code: IS_FUND-MANAGED_BY — DUNHAM & ASSOCIATES INVESTMENT COUNSEL, INC.; status Active
• Dunham Monthly Distribution Fund — Source relationship code: IS_FUND-MANAGED_BY — DUNHAM & ASSOCIATES INVESTMENT COUNSEL, INC.; status Active
• Dunham International Opportunity Bond Fund — Source relationship code: IS_FUND-MANAGED_BY — DUNHAM & ASSOCIATES INVESTMENT COUNSEL, INC.; status Active
• Dunham High Yield Bond Fund — Source relationship code: IS_FUND-MANAGED_BY — DUNHAM & ASSOCIATES INVESTMENT COUNSEL, INC.; status Active
• DUNHAM FUNDS — Source relationship code: IS_FUND-MANAGED_BY — DUNHAM & ASSOCIATES INVESTMENT COUNSEL, INC.; status Active
• Dunham Small Cap Value Fund — Source relationship code: IS_FUND-MANAGED_BY — DUNHAM & ASSOCIATES INVESTMENT COUNSEL, INC.; status Active
• Dunham Emerging Markets Stock Fund — Source relationship code: IS_FUND-MANAGED_BY — DUNHAM & ASSOCIATES INVESTMENT COUNSEL, INC.; status Active
• Dunham International Stock Fund — Source relationship code: IS_FUND-MANAGED_BY — DUNHAM & ASSOCIATES INVESTMENT COUNSEL, INC.; status Active
• Dunham Long/Short Credit Fund — Source relationship code: IS_FUND-MANAGED_BY — DUNHAM & ASSOCIATES INVESTMENT COUNSEL, INC.; status Active
• Dunham Real Estate Stock Fund — Source relationship code: IS_FUND-MANAGED_BY — DUNHAM & ASSOCIATES INVESTMENT COUNSEL, INC.; status Active
• Dunham Dynamic Macro Fund — Source relationship code: IS_FUND-MANAGED_BY — DUNHAM & ASSOCIATES INVESTMENT COUNSEL, INC.; status Active
• Dunham Focused Large Cap Growth Fund — Source relationship code: IS_FUND-MANAGED_BY — DUNHAM & ASSOCIATES INVESTMENT COUNSEL, INC.; status Active
• Dunham Corporate/Government Bond Fund — Source relationship code: IS_FUND-MANAGED_BY — DUNHAM & ASSOCIATES INVESTMENT COUNSEL, INC.; status Active
• Dunham Floating Rate Bond Fund — Source relationship code: IS_FUND-MANAGED_BY — DUNHAM & ASSOCIATES INVESTMENT COUNSEL, INC.; status Active

Reporting exceptions

• Direct accounting consolidation parent · Parent is not subject to accounting consolidation
• Ultimate accounting consolidation parent · Parent is not subject to accounting consolidation

These are source-reported exceptions to accounting-relationship reporting. They do not establish ownership or the absence of an owner.