ALPS SERIES TRUST

LEI record

LEI status

Lapsed

Entity identity

Legal jurisdiction

United States

Legal form

New legal-form code requested (8888)

Entity status

Active

Official registration identifier

Registration authority

EDGAR (RA000665)

Registered entity identifier

0001558107

Dates

Initial registration date

9 Apr 2018

Reported accounting relationships

These are relationships reported for accounting consolidation; they do not establish legal ownership.

Page 1 of 1 · 13 reported relationships.

• ALPS SERIES TRUST — Source relationship code: IS_FUND-MANAGED_BY — Beacon Investment Advisory Services, Inc.; status Active
• 360 ONE INDIA SELECT ETF — Source relationship code: IS_SUBFUND_OF — ALPS SERIES TRUST; status Active
• 360 ONE INDIA CONVICTION ETF — Source relationship code: IS_SUBFUND_OF — ALPS SERIES TRUST; status Active
• Fundsmith Equity ETF — Source relationship code: IS_SUBFUND_OF — ALPS SERIES TRUST; status Active
• Hillman Value Fund — Source relationship code: IS_SUBFUND_OF — ALPS SERIES TRUST; status Active
• Andurand Energy Strategy ETF — Source relationship code: IS_SUBFUND_OF — ALPS SERIES TRUST; status Active
• Clarkston Partners Fund — Source relationship code: IS_SUBFUND_OF — ALPS SERIES TRUST; status Active
• Clarkston Fund — Source relationship code: IS_SUBFUND_OF — ALPS SERIES TRUST; status Active
• Seven Canyons World Innovators Fund — Source relationship code: IS_SUBFUND_OF — ALPS SERIES TRUST; status Active
• Polen DDJ Opportunistic High Yield Fund — Source relationship code: IS_SUBFUND_OF — ALPS SERIES TRUST; status Active
• Clarkston Founders Fund — Source relationship code: IS_SUBFUND_OF — ALPS SERIES TRUST; status Active
• Carret Kansas Tax-Exempt Bond Fund — Source relationship code: IS_SUBFUND_OF — ALPS SERIES TRUST; status Active
• Seven Canyons Strategic Global Fund — Source relationship code: IS_SUBFUND_OF — ALPS SERIES TRUST; status Active

Reporting exceptions

• Direct accounting consolidation parent · Parent is not subject to accounting consolidation
• Ultimate accounting consolidation parent · Parent is not subject to accounting consolidation

These are source-reported exceptions to accounting-relationship reporting. They do not establish ownership or the absence of an owner.