FIRST TRUST EXCHANGE-TRADED FUND III

LEI record

LEI status

Issued

Entity identity

Legal jurisdiction

United States

Legal form

Source legal-form code: 8888

Entity status

Active

Official registration identifier

Registration authority

EDGAR (RA000665)

Registered entity identifier

0001424212

Dates

Initial registration date

4 Apr 2013

Next renewal date

28 Feb 2027

Reported accounting relationships

These are relationships reported for accounting consolidation; they do not establish legal ownership.

Page 1 of 1 · 18 reported relationships.

• FIRST TRUST EXCHANGE-TRADED FUND III — Source relationship code: IS_FUND-MANAGED_BY — FIRST TRUST ADVISORS L.P.; status Active
• First Trust Preferred Securities and Income ETF — Source relationship code: IS_SUBFUND_OF — FIRST TRUST EXCHANGE-TRADED FUND III; status Active
• First Trust Horizon Managed Volatility Small/Mid ETF — Source relationship code: IS_SUBFUND_OF — FIRST TRUST EXCHANGE-TRADED FUND III; status Active
• First Trust Active Factor Emerging Markets ETF — Source relationship code: IS_SUBFUND_OF — FIRST TRUST EXCHANGE-TRADED FUND III; status Active
• First Trust Long/Short Equity ETF — Source relationship code: IS_SUBFUND_OF — FIRST TRUST EXCHANGE-TRADED FUND III; status Active
• First Trust Municipal High Income ETF — Source relationship code: IS_SUBFUND_OF — FIRST TRUST EXCHANGE-TRADED FUND III; status Active
• First Trust Institutional Preferred Securities and Income ETF — Source relationship code: IS_SUBFUND_OF — FIRST TRUST EXCHANGE-TRADED FUND III; status Active
• First Trust Managed Municipal ETF — Source relationship code: IS_SUBFUND_OF — FIRST TRUST EXCHANGE-TRADED FUND III; status Active
• First Trust Emerging Markets Local Currency Bond ETF — Source relationship code: IS_SUBFUND_OF — FIRST TRUST EXCHANGE-TRADED FUND III; status Active
• First Trust Horizon Managed Volatility Developed International ETF — Source relationship code: IS_SUBFUND_OF — FIRST TRUST EXCHANGE-TRADED FUND III; status Active
• First Trust California Municipal High Income ETF — Source relationship code: IS_SUBFUND_OF — FIRST TRUST EXCHANGE-TRADED FUND III; status Active
• First Trust Ultra Short Duration Municipal ETF — Source relationship code: IS_SUBFUND_OF — FIRST TRUST EXCHANGE-TRADED FUND III; status Active
• First Trust Active Factor International ETF — Source relationship code: IS_SUBFUND_OF — FIRST TRUST EXCHANGE-TRADED FUND III; status Active
• First Trust New York Municipal High Income ETF — Source relationship code: IS_SUBFUND_OF — FIRST TRUST EXCHANGE-TRADED FUND III; status Active
• First Trust Horizon Managed Volatility Domestic ETF — Source relationship code: IS_SUBFUND_OF — FIRST TRUST EXCHANGE-TRADED FUND III; status Active
• First Trust Short Duration Managed Municipal ETF — Source relationship code: IS_SUBFUND_OF — FIRST TRUST EXCHANGE-TRADED FUND III; status Active
• First Trust RiverFront Dynamic Europe ETF — Source relationship code: IS_SUBFUND_OF — FIRST TRUST EXCHANGE-TRADED FUND III; status Active
• First Trust Equity Market Neutral ETF — Source relationship code: IS_SUBFUND_OF — FIRST TRUST EXCHANGE-TRADED FUND III; status Active

Reporting exceptions

• Direct accounting consolidation parent · Parent is not subject to accounting consolidation
• Ultimate accounting consolidation parent · Parent is not subject to accounting consolidation

These are source-reported exceptions to accounting-relationship reporting. They do not establish ownership or the absence of an owner.