FIRST TRUST EXCHANGE-TRADED FUND IV

LEI record

LEI status

Issued

Entity identity

Legal jurisdiction

United States

Legal form

New legal-form code requested (8888)

Entity status

Active

Official registration identifier

Registration authority

EDGAR (RA000665)

Registered entity identifier

0001517936

Dates

Initial registration date

4 Apr 2013

Next renewal date

28 Feb 2027

Reported accounting relationships

These are relationships reported for accounting consolidation; they do not establish legal ownership.

Page 1 of 2 · 52 reported relationships.

• First Trust Exchange-Traded Fund IV - First Trust Heitman Global Prime Real Estate ETF — Direct accounting consolidation parent — FIRST TRUST EXCHANGE-TRADED FUND IV; status Active
• FIRST TRUST EXCHANGE-TRADED FUND IV — Source relationship code: IS_FUND-MANAGED_BY — FIRST TRUST ADVISORS L.P.; status Active
• FT Vest SHOP & Target Income ETF — Source relationship code: IS_SUBFUND_OF — FIRST TRUST EXCHANGE-TRADED FUND IV; status Active
• FT Vest Growth Strength & Target Income ETF — Source relationship code: IS_SUBFUND_OF — FIRST TRUST EXCHANGE-TRADED FUND IV; status Active
• First Trust Structured Credit Income Opportunities ETF — Source relationship code: IS_SUBFUND_OF — FIRST TRUST EXCHANGE-TRADED FUND IV; status Active
• FT Vest High Yield & Target Income ETF — Source relationship code: IS_SUBFUND_OF — FIRST TRUST EXCHANGE-TRADED FUND IV; status Active
• FT Vest NFLX & Target Income ETF — Source relationship code: IS_SUBFUND_OF — FIRST TRUST EXCHANGE-TRADED FUND IV; status Active
• FT Vest LLY & Target Income ETF — Source relationship code: IS_SUBFUND_OF — FIRST TRUST EXCHANGE-TRADED FUND IV; status Active
• FT Vest 20+ Year Treasury & Target Income ETF — Source relationship code: IS_SUBFUND_OF — FIRST TRUST EXCHANGE-TRADED FUND IV; status Active
• FT Vest META & Target Income ETF — Source relationship code: IS_SUBFUND_OF — FIRST TRUST EXCHANGE-TRADED FUND IV; status Active
• FT Vest OpenAI & Target Income ETF — Source relationship code: IS_SUBFUND_OF — FIRST TRUST EXCHANGE-TRADED FUND IV; status Active
• FT Vest NVDA & Target Income ETF — Source relationship code: IS_SUBFUND_OF — FIRST TRUST EXCHANGE-TRADED FUND IV; status Active
• FT Vest UNH & Target Income ETF — Source relationship code: IS_SUBFUND_OF — FIRST TRUST EXCHANGE-TRADED FUND IV; status Active
• FT Vest GOOG & Target Income ETF — Source relationship code: IS_SUBFUND_OF — FIRST TRUST EXCHANGE-TRADED FUND IV; status Active
• FT Vest PLTR & Target Income ETF — Source relationship code: IS_SUBFUND_OF — FIRST TRUST EXCHANGE-TRADED FUND IV; status Active
• FT Vest COST & Target Income ETF — Source relationship code: IS_SUBFUND_OF — FIRST TRUST EXCHANGE-TRADED FUND IV; status Active
• FT Vest AVGO & Target Income ETF — Source relationship code: IS_SUBFUND_OF — FIRST TRUST EXCHANGE-TRADED FUND IV; status Active
• FT Vest Equity Target Income Plus 0-3 Month Treasury ETF — Source relationship code: IS_SUBFUND_OF — FIRST TRUST EXCHANGE-TRADED FUND IV; status Active
• FT Vest AAPL & Target Income ETF — Source relationship code: IS_SUBFUND_OF — FIRST TRUST EXCHANGE-TRADED FUND IV; status Active
• FT Vest Investment Grade & Target Income ETF — Source relationship code: IS_SUBFUND_OF — FIRST TRUST EXCHANGE-TRADED FUND IV; status Active
• FT Vest AMD & Target Income ETF — Source relationship code: IS_SUBFUND_OF — FIRST TRUST EXCHANGE-TRADED FUND IV; status Active
• FT Vest NKE & Target Income ETF — Source relationship code: IS_SUBFUND_OF — FIRST TRUST EXCHANGE-TRADED FUND IV; status Active
• FT Vest SPCX & Target Income ETF — Source relationship code: IS_SUBFUND_OF — FIRST TRUST EXCHANGE-TRADED FUND IV; status Active
• FT Vest Dow Jones Internet & Target Income ETF — Source relationship code: IS_SUBFUND_OF — FIRST TRUST EXCHANGE-TRADED FUND IV; status Active
• FT Vest CRWD & Target Income ETF — Source relationship code: IS_SUBFUND_OF — FIRST TRUST EXCHANGE-TRADED FUND IV; status Active
• FT Vest Anthropic & Target Income ETF — Source relationship code: IS_SUBFUND_OF — FIRST TRUST EXCHANGE-TRADED FUND IV; status Active
• FT Vest MSFT & Target Income ETF — Source relationship code: IS_SUBFUND_OF — FIRST TRUST EXCHANGE-TRADED FUND IV; status Active
• FT Vest TSLA & Target Income ETF — Source relationship code: IS_SUBFUND_OF — FIRST TRUST EXCHANGE-TRADED FUND IV; status Active
• FT Vest TGT & Target Income ETF — Source relationship code: IS_SUBFUND_OF — FIRST TRUST EXCHANGE-TRADED FUND IV; status Active
• FT Vest COIN & Target Income ETF — Source relationship code: IS_SUBFUND_OF — FIRST TRUST EXCHANGE-TRADED FUND IV; status Active
• First Trust AAA CMBS ETF — Source relationship code: IS_SUBFUND_OF — FIRST TRUST EXCHANGE-TRADED FUND IV; status Active
• FT Vest AMZN & Target Income ETF — Source relationship code: IS_SUBFUND_OF — FIRST TRUST EXCHANGE-TRADED FUND IV; status Active
• First Trust Core Investment Grade ETF — Source relationship code: IS_SUBFUND_OF — FIRST TRUST EXCHANGE-TRADED FUND IV; status Active
• First Trust Investment Grade Floating Rate Income ETF — Source relationship code: IS_SUBFUND_OF — FIRST TRUST EXCHANGE-TRADED FUND IV; status Active
• FT Vest DJIA Dogs 10 Target Income ETF — Source relationship code: IS_SUBFUND_OF — FIRST TRUST EXCHANGE-TRADED FUND IV; status Active
• First Trust Intermediate Government Opportunities ETF — Source relationship code: IS_SUBFUND_OF — FIRST TRUST EXCHANGE-TRADED FUND IV; status Active
• FT Vest SMID Rising Dividend Achievers Target Income ETF — Source relationship code: IS_SUBFUND_OF — FIRST TRUST EXCHANGE-TRADED FUND IV; status Active
• FT Vest Technology Dividend Target Income ETF — Source relationship code: IS_SUBFUND_OF — FIRST TRUST EXCHANGE-TRADED FUND IV; status Active
• First Trust Intermediate Duration Investment Grade Corporate ETF — Source relationship code: IS_SUBFUND_OF — FIRST TRUST EXCHANGE-TRADED FUND IV; status Active
• First Trust Limited Duration Investment Grade Corporate ETF — Source relationship code: IS_SUBFUND_OF — FIRST TRUST EXCHANGE-TRADED FUND IV; status Active
• First Trust Enhanced Short Maturity ETF — Source relationship code: IS_SUBFUND_OF — FIRST TRUST EXCHANGE-TRADED FUND IV; status Active
• First Trust Long Duration Opportunities ETF — Source relationship code: IS_SUBFUND_OF — FIRST TRUST EXCHANGE-TRADED FUND IV; status Active
• FT Energy Income Partners Strategy ETF — Source relationship code: IS_SUBFUND_OF — FIRST TRUST EXCHANGE-TRADED FUND IV; status Active
• First Trust SSI Strategic Convertible Securities ETF — Source relationship code: IS_SUBFUND_OF — FIRST TRUST EXCHANGE-TRADED FUND IV; status Active
• FT Vest S&P 500 Dividend Aristocrats Target Income ETF — Source relationship code: IS_SUBFUND_OF — FIRST TRUST EXCHANGE-TRADED FUND IV; status Active
• First Trust North American Energy Infrastructure Fund — Source relationship code: IS_SUBFUND_OF — FIRST TRUST EXCHANGE-TRADED FUND IV; status Active
• First Trust Tactical High Yield ETF — Source relationship code: IS_SUBFUND_OF — FIRST TRUST EXCHANGE-TRADED FUND IV; status Active
• First Trust High Income Strategic Focus ETF — Source relationship code: IS_SUBFUND_OF — FIRST TRUST EXCHANGE-TRADED FUND IV; status Active
• FT Vest Rising Dividend Achievers Target Income ETF — Source relationship code: IS_SUBFUND_OF — FIRST TRUST EXCHANGE-TRADED FUND IV; status Active
• First Trust EIP Power Solutions ETF — Source relationship code: IS_SUBFUND_OF — FIRST TRUST EXCHANGE-TRADED FUND IV; status Active

Reporting exceptions

• Direct accounting consolidation parent · Parent is not subject to accounting consolidation
• Ultimate accounting consolidation parent · Parent is not subject to accounting consolidation

These are source-reported exceptions to accounting-relationship reporting. They do not establish ownership or the absence of an owner.