GUINNESS ATKINSON FUNDS

LEI record

LEI status

Issued

Entity identity

Legal jurisdiction

Source jurisdiction code: US-DE

Legal form

Source legal-form code: 8888

Entity status

Active

Official registration identifier

Registration authority

GLEIF authority code RA000665; readable name not available in the source list

Registered entity identifier

0000919160

Dates

Initial registration date

16 Apr 2018

Next renewal date

5 Feb 2027

Reported accounting relationships

These are relationships reported for accounting consolidation; they do not establish legal ownership.

Page 1 of 1 · 18 reported relationships.

• GUINNESS ATKINSON FUNDS — Source relationship code: IS_FUND-MANAGED_BY — GUINNESS ATKINSON ASSET MANAGEMENT, INC.; status Active
• Guinness Atkinson Global Innovators Fund — Source relationship code: IS_SUBFUND_OF — GUINNESS ATKINSON FUNDS; status Active
• Guinness Atkinson Asia Pacific Dividend Builder ETF — Source relationship code: IS_SUBFUND_OF — GUINNESS ATKINSON FUNDS; status Active
• Guinness Atkinson Global Energy Fund — Source relationship code: IS_SUBFUND_OF — GUINNESS ATKINSON FUNDS; status Active
• Guinness Atkinson Asia Focus Fund — Source relationship code: IS_SUBFUND_OF — GUINNESS ATKINSON FUNDS; status Active
• Guinness Atkinson Alternative Energy Fund — Source relationship code: IS_SUBFUND_OF — GUINNESS ATKINSON FUNDS; status Active
• Guinness Atkinson China & Hong Kong Fund — Source relationship code: IS_SUBFUND_OF — GUINNESS ATKINSON FUNDS; status Active
• Guinness Atkinson Dividend Builder ETF — Source relationship code: IS_SUBFUND_OF — GUINNESS ATKINSON FUNDS; status Active
• Guinness Atkinson Sustainable Energy ETF — Source relationship code: IS_SUBFUND_OF — GUINNESS ATKINSON FUNDS; status Active
• SmartETFs Advertising & Marketing Technology ETF — Source relationship code: IS_SUBFUND_OF — GUINNESS ATKINSON FUNDS; status Active
• Renminbi Yuan & Bond Fund — Source relationship code: IS_SUBFUND_OF — GUINNESS ATKINSON FUNDS; status Active
• Guinness Atkinson Smart Transportation & Technology ETF — Source relationship code: IS_SUBFUND_OF — GUINNESS ATKINSON FUNDS; status Active
• Guinness Atkinson K-Beauty ETF — Source relationship code: IS_SUBFUND_OF — GUINNESS ATKINSON FUNDS; status Active
• Guinness Atkinson AI Drug Discovery ETF — Source relationship code: IS_SUBFUND_OF — GUINNESS ATKINSON FUNDS; status Active
• Guinness Atkinson U.S. Dividend Builder ETF — Source relationship code: IS_SUBFUND_OF — GUINNESS ATKINSON FUNDS; status Active
• Guinness Atkinson Post-Labor Leaders(TM) ETF — Source relationship code: IS_SUBFUND_OF — GUINNESS ATKINSON FUNDS; status Active
• Guinness Atkinson Real Assets Income ETF — Source relationship code: IS_SUBFUND_OF — GUINNESS ATKINSON FUNDS; status Active
• Guinness Atkinson International Dividend Builder ETF — Source relationship code: IS_SUBFUND_OF — GUINNESS ATKINSON FUNDS; status Active

Reporting exceptions

• Direct accounting consolidation parent · No person is known to control the entity (for example, control may be spread among diverse shareholders)
• Ultimate accounting consolidation parent · No person is known to control the entity (for example, control may be spread among diverse shareholders)

These are source-reported exceptions to accounting-relationship reporting. They do not establish ownership or the absence of an owner.