PRINCIPAL EXCHANGE-TRADED FUNDS

LEI record

LEI status

Issued

Entity identity

Legal jurisdiction

United States

Legal form

Source legal-form code: 8888

Entity status

Active

Official registration identifier

Registration authority

EDGAR (RA000665)

Registered entity identifier

0001572661

Dates

Initial registration date

6 Apr 2018

Next renewal date

13 Feb 2027

Reported accounting relationships

These are relationships reported for accounting consolidation; they do not establish legal ownership.

Page 1 of 1 · 27 reported relationships.

• PRINCIPAL EXCHANGE-TRADED FUNDS — Source relationship code: IS_FUND-MANAGED_BY — PRINCIPAL GLOBAL INVESTORS, LLC; status Active
• Principal Focused Blue Chip ETF — Source relationship code: IS_SUBFUND_OF — PRINCIPAL EXCHANGE-TRADED FUNDS; status Active
• Principal Growth ETF — Source relationship code: IS_SUBFUND_OF — PRINCIPAL EXCHANGE-TRADED FUNDS; status Active
• PRINCIPAL EQUITY PREMIUM INCOME ETF — Source relationship code: IS_SUBFUND_OF — PRINCIPAL EXCHANGE-TRADED FUNDS; status Active
• Principal CLO ETF — Source relationship code: IS_SUBFUND_OF — PRINCIPAL EXCHANGE-TRADED FUNDS; status Active
• PRINCIPAL FINISTERRE EMERGING MARKETS DIVERSIFIED INCOME ETF — Source relationship code: IS_SUBFUND_OF — PRINCIPAL EXCHANGE-TRADED FUNDS; status Active
• Principal Inflation Protection ETF — Source relationship code: IS_SUBFUND_OF — PRINCIPAL EXCHANGE-TRADED FUNDS; status Active
• Principal International Equity ETF — Source relationship code: IS_SUBFUND_OF — PRINCIPAL EXCHANGE-TRADED FUNDS; status Active
• Principal Long Duration ETF — Source relationship code: IS_SUBFUND_OF — PRINCIPAL EXCHANGE-TRADED FUNDS; status Active
• Principal Capital Appreciation Select ETF — Source relationship code: IS_SUBFUND_OF — PRINCIPAL EXCHANGE-TRADED FUNDS; status Active
• Principal Securitized Debt ETF — Source relationship code: IS_SUBFUND_OF — PRINCIPAL EXCHANGE-TRADED FUNDS; status Active
• Principal Spectrum Preferred and Income ETF — Source relationship code: IS_SUBFUND_OF — PRINCIPAL EXCHANGE-TRADED FUNDS; status Active
• Principal International Adaptive Multi-Factor ETF — Source relationship code: IS_SUBFUND_OF — PRINCIPAL EXCHANGE-TRADED FUNDS; status Active
• PRINCIPAL U.S. SMALL-CAP ETF — Source relationship code: IS_SUBFUND_OF — PRINCIPAL EXCHANGE-TRADED FUNDS; status Active
• PRINCIPAL QUALITY ETF — Source relationship code: IS_SUBFUND_OF — PRINCIPAL EXCHANGE-TRADED FUNDS; status Active
• Principal Millennial Global Growth ETF — Source relationship code: IS_SUBFUND_OF — PRINCIPAL EXCHANGE-TRADED FUNDS; status Active
• Principal Investment Grade Corporate ETF — Source relationship code: IS_SUBFUND_OF — PRINCIPAL EXCHANGE-TRADED FUNDS; status Active
• PRINCIPAL HEALTHCARE INNOVATORS ETF — Source relationship code: IS_SUBFUND_OF — PRINCIPAL EXCHANGE-TRADED FUNDS; status Active
• Principal Morley Short Duration Index ETF — Source relationship code: IS_SUBFUND_OF — PRINCIPAL EXCHANGE-TRADED FUNDS; status Active
• PRINCIPAL ACTIVE HIGH YIELD ETF — Source relationship code: IS_SUBFUND_OF — PRINCIPAL EXCHANGE-TRADED FUNDS; status Active
• PRINCIPAL U.S. LARGE-CAP ADAPTIVE MULTI-FACTOR ETF — Source relationship code: IS_SUBFUND_OF — PRINCIPAL EXCHANGE-TRADED FUNDS; status Active
• PRINCIPAL REAL ESTATE ACTIVE OPPORTUNITIES ETF — Source relationship code: IS_SUBFUND_OF — PRINCIPAL EXCHANGE-TRADED FUNDS; status Active
• Principal Ultra-Short Active Income ETF — Source relationship code: IS_SUBFUND_OF — PRINCIPAL EXCHANGE-TRADED FUNDS; status Active
• PRINCIPAL VALUE ETF — Source relationship code: IS_SUBFUND_OF — PRINCIPAL EXCHANGE-TRADED FUNDS; status Active
• PRINCIPAL U.S. SMALL-CAP ADAPTIVE MULTI-FACTOR ETF — Source relationship code: IS_SUBFUND_OF — PRINCIPAL EXCHANGE-TRADED FUNDS; status Active
• PRINCIPAL U.S. MEGA-CAP ETF — Source relationship code: IS_SUBFUND_OF — PRINCIPAL EXCHANGE-TRADED FUNDS; status Active
• PRINCIPAL SPECTRUM PREFERRED SECURITIES ACTIVE ETF — Source relationship code: IS_SUBFUND_OF — PRINCIPAL EXCHANGE-TRADED FUNDS; status Active

Reporting exceptions

• Direct accounting consolidation parent · Parent is not subject to accounting consolidation
• Ultimate accounting consolidation parent · Parent is not subject to accounting consolidation

These are source-reported exceptions to accounting-relationship reporting. They do not establish ownership or the absence of an owner.