NORTHERN LIGHTS FUND TRUST

LEI record

LEI status

Issued

Entity identity

Legal jurisdiction

United States

Legal form

New legal-form code requested (8888)

Entity status

Active

Official registration identifier

Registration authority

EDGAR (RA000665)

Registered entity identifier

0001314414

Dates

Initial registration date

13 Aug 2018

Next renewal date

24 Sep 2027

Reported accounting relationships

These are relationships reported for accounting consolidation; they do not establish legal ownership.

Page 2 of 2 · 80 reported relationships.

• PFG Janus Henderson® Tactical Income Strategy Fund — Source relationship code: IS_SUBFUND_OF — NORTHERN LIGHTS FUND TRUST; status Active
• Navigator Tactical Fixed Income Fund — Source relationship code: IS_SUBFUND_OF — NORTHERN LIGHTS FUND TRUST; status Active
• DF Tactical Allocation Fund — Source relationship code: IS_SUBFUND_OF — NORTHERN LIGHTS FUND TRUST; status Active
• OCEAN PARK TACTICAL MUNICIPAL FUND — Source relationship code: IS_SUBFUND_OF — NORTHERN LIGHTS FUND TRUST; status Active
• Zeo Sustainable Credit Fund — Source relationship code: IS_SUBFUND_OF — NORTHERN LIGHTS FUND TRUST; status Active
• Ocean Park Tactical Bond Fund — Source relationship code: IS_SUBFUND_OF — NORTHERN LIGHTS FUND TRUST; status Active
• Sierra Tactical Risk Spectrum 30 Fund — Source relationship code: IS_SUBFUND_OF — NORTHERN LIGHTS FUND TRUST; status Active
• PFG Fidelity Institutional AM(R) Core Plus Bond Strategy Fund — Source relationship code: IS_SUBFUND_OF — NORTHERN LIGHTS FUND TRUST; status Active
• Ocean Park Tactical Core Income Fund — Source relationship code: IS_SUBFUND_OF — NORTHERN LIGHTS FUND TRUST; status Active
• Winton Managed Futures Trend Fund — Source relationship code: IS_SUBFUND_OF — NORTHERN LIGHTS FUND TRUST; status Active
• PFG Janus Henderson(R) Balanced Strategy — Source relationship code: IS_SUBFUND_OF — NORTHERN LIGHTS FUND TRUST; status Active
• Toews Unconstrained Income Fund — Source relationship code: IS_SUBFUND_OF — NORTHERN LIGHTS FUND TRUST; status Active
• Navigator Equity Hedged Fund — Source relationship code: IS_SUBFUND_OF — NORTHERN LIGHTS FUND TRUST; status Active
• The Biondo Focus Fund — Source relationship code: IS_SUBFUND_OF — NORTHERN LIGHTS FUND TRUST; status Active
• Northern Lights Fund Trust - RPg Emerging Market Sector Rotation Fund — Source relationship code: IS_SUBFUND_OF — NORTHERN LIGHTS FUND TRUST; status Active
• LADENBURG GROWTH & INCOME FUND — Source relationship code: IS_SUBFUND_OF — NORTHERN LIGHTS FUND TRUST; status Active
• Toews Agility Shares Managed Risk ETF — Source relationship code: IS_SUBFUND_OF — NORTHERN LIGHTS FUND TRUST; status Active
• 13D Activist Fund — Source relationship code: IS_SUBFUND_OF — NORTHERN LIGHTS FUND TRUST; status Active
• PFG Invesco(R) Equity Factor Rotation Strategy Fund — Source relationship code: IS_SUBFUND_OF — NORTHERN LIGHTS FUND TRUST; status Active
• DF Tactical Yield Fund — Source relationship code: IS_SUBFUND_OF — NORTHERN LIGHTS FUND TRUST; status Active
• PFG Meeder Tactical Strategy Fund — Source relationship code: IS_SUBFUND_OF — NORTHERN LIGHTS FUND TRUST; status Active
• Grant Park Multi Alternative Strategies Fund — Source relationship code: IS_SUBFUND_OF — NORTHERN LIGHTS FUND TRUST; status Active
• Sierra Tactical Risk Spectrum 50 Fund — Source relationship code: IS_SUBFUND_OF — NORTHERN LIGHTS FUND TRUST; status Active
• CHANGING PARAMETERS FUND — Source relationship code: IS_SUBFUND_OF — NORTHERN LIGHTS FUND TRUST; status Active
• Toews Managed Risk Equity Fund — Source relationship code: IS_SUBFUND_OF — NORTHERN LIGHTS FUND TRUST; status Active
• DF Tactical Income Fund — Source relationship code: IS_SUBFUND_OF — NORTHERN LIGHTS FUND TRUST; status Active
• BTS Tactical Fixed Income Fund — Source relationship code: IS_SUBFUND_OF — NORTHERN LIGHTS FUND TRUST; status Active
• PFG PIMCO Active Core Bond Strategy Fund — Source relationship code: IS_SUBFUND_OF — NORTHERN LIGHTS FUND TRUST; status Active
• Toews Agility Shares Dynamic Tactical Income ETF — Source relationship code: IS_SUBFUND_OF — NORTHERN LIGHTS FUND TRUST; status Active
• PFG JPMorgan® Tactical Aggressive Strategy Fund — Source relationship code: IS_SUBFUND_OF — NORTHERN LIGHTS FUND TRUST; status Active

Reporting exceptions

• Direct accounting consolidation parent · Parent is not subject to accounting consolidation
• Ultimate accounting consolidation parent · Parent is not subject to accounting consolidation

These are source-reported exceptions to accounting-relationship reporting. They do not establish ownership or the absence of an owner.