NORTHERN LIGHTS FUND TRUST

LEI record

LEI status

Issued

Entity identity

Legal jurisdiction

United States

Legal form

New legal-form code requested (8888)

Entity status

Active

Official registration identifier

Registration authority

EDGAR (RA000665)

Registered entity identifier

0001314414

Dates

Initial registration date

13 Aug 2018

Next renewal date

24 Sep 2027

Reported accounting relationships

These are relationships reported for accounting consolidation; they do not establish legal ownership.

Page 1 of 2 · 80 reported relationships.

• NORTHERN LIGHTS FUND TRUST — Source relationship code: IS_FUND-MANAGED_BY — PACIFIC FINANCIAL GROUP, LLC; status Active
• PFG Growth Strategy Fund — Source relationship code: IS_SUBFUND_OF — NORTHERN LIGHTS FUND TRUST; status Active
• Grant Park Dynamic Allocation Fund — Source relationship code: IS_SUBFUND_OF — NORTHERN LIGHTS FUND TRUST; status Active
• Sierra Tactical Core Growth Fund — Source relationship code: IS_SUBFUND_OF — NORTHERN LIGHTS FUND TRUST; status Active
• Winton Managed Futures ETF — Source relationship code: IS_SUBFUND_OF — NORTHERN LIGHTS FUND TRUST; status Active
• Ocean Park Domestic ETF — Source relationship code: IS_SUBFUND_OF — NORTHERN LIGHTS FUND TRUST; status Active
• DF Tactical 30 ETF — Source relationship code: IS_SUBFUND_OF — NORTHERN LIGHTS FUND TRUST; status Active
• Ocean Park Diversified Income ETF — Source relationship code: IS_SUBFUND_OF — NORTHERN LIGHTS FUND TRUST; status Active
• BTS Enhanced Equity Income Fund — Source relationship code: IS_SUBFUND_OF — NORTHERN LIGHTS FUND TRUST; status Active
• Toews Agility Shares Hedged Risk ETF — Source relationship code: IS_SUBFUND_OF — NORTHERN LIGHTS FUND TRUST; status Active
• Ocean Park High Income ETF — Source relationship code: IS_SUBFUND_OF — NORTHERN LIGHTS FUND TRUST; status Active
• Ocean Park International ETF — Source relationship code: IS_SUBFUND_OF — NORTHERN LIGHTS FUND TRUST; status Active
• Toews Agility Shares Hedged Nasdaq-100 ETF — Source relationship code: IS_SUBFUND_OF — NORTHERN LIGHTS FUND TRUST; status Active
• Toews Tactical Income Fund — Source relationship code: IS_SUBFUND_OF — NORTHERN LIGHTS FUND TRUST; status Active
• Astor Sector Allocation Fund — Source relationship code: IS_SUBFUND_OF — NORTHERN LIGHTS FUND TRUST; status Active
• Athena Behavioral Tactical Fund — Source relationship code: IS_SUBFUND_OF — NORTHERN LIGHTS FUND TRUST; status Active
• Northern Lights Fund Trust - Ascendant Tactical Yield Fund — Source relationship code: IS_SUBFUND_OF — NORTHERN LIGHTS FUND TRUST; status Active
• PFG Fidelity Institutional AM® Equity Index Strategy Fund — Source relationship code: IS_SUBFUND_OF — NORTHERN LIGHTS FUND TRUST; status Active
• PFG Fidelity Institutional AM® Equity Sector Strategy Fund — Source relationship code: IS_SUBFUND_OF — NORTHERN LIGHTS FUND TRUST; status Active
• BTS Managed Income Fund — Source relationship code: IS_SUBFUND_OF — NORTHERN LIGHTS FUND TRUST; status Active
• PFG American Funds® Conservative Income Strategy Fund — Source relationship code: IS_SUBFUND_OF — NORTHERN LIGHTS FUND TRUST; status Active
• Toews Hedged U.S. Fund — Source relationship code: IS_SUBFUND_OF — NORTHERN LIGHTS FUND TRUST; status Active
• PFG MFS® Aggressive Capital Appreciation Strategy Fund — Source relationship code: IS_SUBFUND_OF — NORTHERN LIGHTS FUND TRUST; status Active
• DF Tactical Dividend Fund — Source relationship code: IS_SUBFUND_OF — NORTHERN LIGHTS FUND TRUST; status Active
• Toews Hedged Oceana Fund — Source relationship code: IS_SUBFUND_OF — NORTHERN LIGHTS FUND TRUST; status Active
• DF Tactical Momentum Fund — Source relationship code: IS_SUBFUND_OF — NORTHERN LIGHTS FUND TRUST; status Active
• PFG American Funds Capital Appreciation Strategy Fund — Source relationship code: IS_SUBFUND_OF — NORTHERN LIGHTS FUND TRUST; status Active
• Navigator Ultra Short Bond Fund — Source relationship code: IS_SUBFUND_OF — NORTHERN LIGHTS FUND TRUST; status Active
• LADENBURG GROWTH FUND — Source relationship code: IS_SUBFUND_OF — NORTHERN LIGHTS FUND TRUST; status Active
• Princeton Premium Fund — Source relationship code: IS_SUBFUND_OF — NORTHERN LIGHTS FUND TRUST; status Active
• PSI Opportunistic Fund — Source relationship code: IS_SUBFUND_OF — NORTHERN LIGHTS FUND TRUST; status Active
• Navigator Tactical Investment Grade Bond Fund — Source relationship code: IS_SUBFUND_OF — NORTHERN LIGHTS FUND TRUST; status Active
• Northern Lights Fund Trust - Equinox MutualHedge Futures Strategy Fund — Source relationship code: IS_SUBFUND_OF — NORTHERN LIGHTS FUND TRUST; status Active
• Ocean Park Tactical All Asset Fund — Source relationship code: IS_SUBFUND_OF — NORTHERN LIGHTS FUND TRUST; status Active
• LADENBURG INCOME & GROWTH FUND — Source relationship code: IS_SUBFUND_OF — NORTHERN LIGHTS FUND TRUST; status Active
• Transwestern Institutional Short Duration Government Bond Fund — Source relationship code: IS_SUBFUND_OF — NORTHERN LIGHTS FUND TRUST; status Active
• PFG BR Target Allocation Equity Strategy Fund — Source relationship code: IS_SUBFUND_OF — NORTHERN LIGHTS FUND TRUST; status Active
• PSI Strategic Growth Fund — Source relationship code: IS_SUBFUND_OF — NORTHERN LIGHTS FUND TRUST; status Active
• Navigator Tactical U.S. Allocation Fund — Source relationship code: IS_SUBFUND_OF — NORTHERN LIGHTS FUND TRUST; status Active
• Deer Park Total Return Credit Fund — Source relationship code: IS_SUBFUND_OF — NORTHERN LIGHTS FUND TRUST; status Active
• LADENBURG INCOME FUND — Source relationship code: IS_SUBFUND_OF — NORTHERN LIGHTS FUND TRUST; status Active
• PSI All Asset Fund — Source relationship code: IS_SUBFUND_OF — NORTHERN LIGHTS FUND TRUST; status Active
• Altegris/AACA Opportunistic Real Estate Fund — Source relationship code: IS_SUBFUND_OF — NORTHERN LIGHTS FUND TRUST; status Active
• PFG BNY Mellon® Diversifier Strategy Fund — Source relationship code: IS_SUBFUND_OF — NORTHERN LIGHTS FUND TRUST; status Active
• Eagle Energy Infrastructure Fund — Source relationship code: IS_SUBFUND_OF — NORTHERN LIGHTS FUND TRUST; status Active
• PRINCETON ADAPTIVE PREMIUM FUND — Source relationship code: IS_SUBFUND_OF — NORTHERN LIGHTS FUND TRUST; status Active
• LADENBURG AGGRESSIVE GROWTH FUND — Source relationship code: IS_SUBFUND_OF — NORTHERN LIGHTS FUND TRUST; status Active
• Astor Dynamic Allocation Fund — Source relationship code: IS_SUBFUND_OF — NORTHERN LIGHTS FUND TRUST; status Active
• PFG JPMorgan® Tactical Moderate Strategy Fund — Source relationship code: IS_SUBFUND_OF — NORTHERN LIGHTS FUND TRUST; status Active
• Toews Hedged Opportunity Fund — Source relationship code: IS_SUBFUND_OF — NORTHERN LIGHTS FUND TRUST; status Active

Reporting exceptions

• Direct accounting consolidation parent · Parent is not subject to accounting consolidation
• Ultimate accounting consolidation parent · Parent is not subject to accounting consolidation

These are source-reported exceptions to accounting-relationship reporting. They do not establish ownership or the absence of an owner.