CALDWELL INVESTMENT MANAGEMENT LTD.

LEI record

LEI status

Issued

Entity identity

Legal jurisdiction

Source jurisdiction code: CA-ON

Legal form

Source legal-form code: O90R

Entity status

Active

Official registration identifier

Registration authority

GLEIF authority code RA000079; readable name not available in the source list

Registered entity identifier

909342

Dates

Initial registration date

4 Oct 2018

Next renewal date

28 Sep 2027

Reported accounting relationships

These are relationships reported for accounting consolidation; they do not establish legal ownership.

Page 1 of 1 · 6 reported relationships.

• Caldwell Canadian Value Momentum Fund — Source relationship code: IS_FUND-MANAGED_BY — CALDWELL INVESTMENT MANAGEMENT LTD.; status Active
• Caldwell Growth Opportunities Fund — Source relationship code: IS_FUND-MANAGED_BY — CALDWELL INVESTMENT MANAGEMENT LTD.; status Active
• Caldwell North American Fund — Source relationship code: IS_FUND-MANAGED_BY — CALDWELL INVESTMENT MANAGEMENT LTD.; status Active
• Tactical Sovereign Bond Fund — Source relationship code: IS_FUND-MANAGED_BY — CALDWELL INVESTMENT MANAGEMENT LTD.; status Active
• Caldwell U.S. Dividend Advantage Fund — Source relationship code: IS_FUND-MANAGED_BY — CALDWELL INVESTMENT MANAGEMENT LTD.; status Active
• Caldwell-Lazard CorePlus Infrastructure Fund — Source relationship code: IS_FUND-MANAGED_BY — CALDWELL INVESTMENT MANAGEMENT LTD.; status Active

Reporting exceptions

• Direct accounting consolidation parent · No person is known to control the entity (for example, control may be spread among diverse shareholders)
• Ultimate accounting consolidation parent · No person is known to control the entity (for example, control may be spread among diverse shareholders)

These are source-reported exceptions to accounting-relationship reporting. They do not establish ownership or the absence of an owner.