RATIONAL ADVISORS, INC.

LEI record

LEI status

Issued

Entity identity

Legal jurisdiction

Source jurisdiction code: US-OH

Legal form

Source legal-form code: BTQ1

Entity status

Active

Official registration identifier

Registration authority

GLEIF authority code RA000629; readable name not available in the source list

Registered entity identifier

1210464

Dates

Initial registration date

12 May 2022

Next renewal date

10 Apr 2027

Reported accounting relationships

These are relationships reported for accounting consolidation; they do not establish legal ownership.

Page 1 of 1 · 19 reported relationships.

• RRDEF Fund Limited — Source relationship code: IS_FUND-MANAGED_BY — RATIONAL ADVISORS, INC.; status Active
• Strategy Shares Halt Climate Change ETF — Source relationship code: IS_FUND-MANAGED_BY — RATIONAL ADVISORS, INC.; status Active
• Monopoly ETF — Source relationship code: IS_FUND-MANAGED_BY — RATIONAL ADVISORS, INC.; status Active
• Catalyst Enhanced Systematic Alpha Master Fund LP — Source relationship code: IS_FUND-MANAGED_BY — RATIONAL ADVISORS, INC.; status Active
• Strategy Shares Newfound/ReSolve Robust Momentum ETF — Source relationship code: IS_FUND-MANAGED_BY — RATIONAL ADVISORS, INC.; status Active
• Strategy Shares — Source relationship code: IS_FUND-MANAGED_BY — RATIONAL ADVISORS, INC.; status Active
• Strategy Shares Nasdaq 5HANDL Index ETF — Source relationship code: IS_FUND-MANAGED_BY — RATIONAL ADVISORS, INC.; status Active
• Rational/RGN Hedged Equity Fund — Source relationship code: IS_FUND-MANAGED_BY — RATIONAL ADVISORS, INC.; status Active
• Rational Equity Armor Fund — Source relationship code: IS_FUND-MANAGED_BY — RATIONAL ADVISORS, INC.; status Active
• Rational Premium Income Fund — Source relationship code: IS_FUND-MANAGED_BY — RATIONAL ADVISORS, INC.; status Active
• MUTUAL FUND AND VARIABLE INSURANCE TRUST — Source relationship code: IS_FUND-MANAGED_BY — RATIONAL ADVISORS, INC.; status Active
• STRATEGY SHARES NASDAQ 7HANDL INDEX ETF — Source relationship code: IS_FUND-MANAGED_BY — RATIONAL ADVISORS, INC.; status Active
• Rational Special Situations Income Fund — Source relationship code: IS_FUND-MANAGED_BY — RATIONAL ADVISORS, INC.; status Active
• Rational Strategic Allocation Fund — Source relationship code: IS_FUND-MANAGED_BY — RATIONAL ADVISORS, INC.; status Active
• Rational Dynamic Brands Fund — Source relationship code: IS_FUND-MANAGED_BY — RATIONAL ADVISORS, INC.; status Active
• Rational Real Assets Fund — Source relationship code: IS_FUND-MANAGED_BY — RATIONAL ADVISORS, INC.; status Active
• Rational Dynamic Momentum VA Fund — Source relationship code: IS_FUND-MANAGED_BY — RATIONAL ADVISORS, INC.; status Active
• Rational/Pier 88 Convertible Securities Fund — Source relationship code: IS_FUND-MANAGED_BY — RATIONAL ADVISORS, INC.; status Active
• Return Stacked® Balanced Allocation & Systematic Macro Fund — Source relationship code: IS_FUND-MANAGED_BY — RATIONAL ADVISORS, INC.; status Active

Reporting exceptions

• Direct accounting consolidation parent · Parent is not subject to accounting consolidation
• Ultimate accounting consolidation parent · Parent is not subject to accounting consolidation

These are source-reported exceptions to accounting-relationship reporting. They do not establish ownership or the absence of an owner.