PGIM INVESTMENTS LLC

LEI record

LEI status

Issued

Entity identity

Legal jurisdiction

Source jurisdiction code: US-NY

Legal form

Source legal-form code: SDX0

Entity status

Active

Official registration identifier

Registration authority

GLEIF authority code RA000628; readable name not available in the source list

Registered entity identifier

2068751

Dates

Initial registration date

23 Mar 2021

Next renewal date

13 Apr 2027

Reported accounting relationships

These are relationships reported for accounting consolidation; they do not establish legal ownership.

Page 2 of 6 · 281 reported relationships.

• PGIM JENNISON FOCUSED MID-CAP ETF — Source relationship code: IS_FUND-MANAGED_BY — PGIM INVESTMENTS LLC; status Active
• PGIM ENHANCED RETIREMENT SPENDING FUND — Source relationship code: IS_FUND-MANAGED_BY — PGIM INVESTMENTS LLC; status Active
• PGIM Laddered Nasdaq-100 Buffer 12 ETF — Source relationship code: IS_FUND-MANAGED_BY — PGIM INVESTMENTS LLC; status Active
• PGIM S&P 500 Buffer 20 ETF - December — Source relationship code: IS_FUND-MANAGED_BY — PGIM INVESTMENTS LLC; status Active
• PGIM S&P 500 Max Buffer ETF - February — Source relationship code: IS_FUND-MANAGED_BY — PGIM INVESTMENTS LLC; status Active
• PGIM S&P 500 BUFFER 12 ETF - NOVEMBER — Source relationship code: IS_FUND-MANAGED_BY — PGIM INVESTMENTS LLC; status Active
• PSF PGIM Ballast Portfolio — Source relationship code: IS_FUND-MANAGED_BY — PGIM INVESTMENTS LLC; status Active
• PGIM CORPORATE BOND 0-5 YEAR ETF — Source relationship code: IS_FUND-MANAGED_BY — PGIM INVESTMENTS LLC; status Active
• PGIM Nasdaq-100 Buffer 12 ETF - July — Source relationship code: IS_FUND-MANAGED_BY — PGIM INVESTMENTS LLC; status Active
• PGIM S&P 500 Buffer 12 ETF - May — Source relationship code: IS_FUND-MANAGED_BY — PGIM INVESTMENTS LLC; status Active
• PGIM S&P 500 Buffer 20 ETF - June — Source relationship code: IS_FUND-MANAGED_BY — PGIM INVESTMENTS LLC; status Active
• PGIM Investment Grade CLO ETF — Source relationship code: IS_FUND-MANAGED_BY — PGIM INVESTMENTS LLC; status Active
• PGIM Jennison International Core Equity ETF — Source relationship code: IS_FUND-MANAGED_BY — PGIM INVESTMENTS LLC; status Active
• PGIM S&P 500 Buffer 12 ETF - June — Source relationship code: IS_FUND-MANAGED_BY — PGIM INVESTMENTS LLC; status Active
• PGIM S&P 500 Max Buffer ETF - January — Source relationship code: IS_FUND-MANAGED_BY — PGIM INVESTMENTS LLC; status Active
• PGIM Laddered S&P 500 Buffer 20 ETF — Source relationship code: IS_FUND-MANAGED_BY — PGIM INVESTMENTS LLC; status Active
• PGIM S&P 500 Buffer 20 ETF - May — Source relationship code: IS_FUND-MANAGED_BY — PGIM INVESTMENTS LLC; status Active
• PGIM S&P 500 Max Buffer ETF - November — Source relationship code: IS_FUND-MANAGED_BY — PGIM INVESTMENTS LLC; status Active
• AST Bond Portfolio 2036 — Source relationship code: IS_FUND-MANAGED_BY — PGIM INVESTMENTS LLC; status Active
• PGIM S&P 500 Max Buffer ETF - May — Source relationship code: IS_FUND-MANAGED_BY — PGIM INVESTMENTS LLC; status Active
• PGIM S&P 500 Buffer 20 ETF - April — Source relationship code: IS_FUND-MANAGED_BY — PGIM INVESTMENTS LLC; status Active
• PGIM JENNISON BETTER FUTURE ETF — Source relationship code: IS_FUND-MANAGED_BY — PGIM INVESTMENTS LLC; status Active
• PGIM Conservative Retirement Spending Fund — Source relationship code: IS_FUND-MANAGED_BY — PGIM INVESTMENTS LLC; status Active
• PGIM Ultra Short Municipal Bond ETF — Source relationship code: IS_FUND-MANAGED_BY — PGIM INVESTMENTS LLC; status Active
• PGIM Corporate Bond 10+ Year ETF — Source relationship code: IS_FUND-MANAGED_BY — PGIM INVESTMENTS LLC; status Active
• PGIM Nasdaq-100 Buffer 12 ETF - April — Source relationship code: IS_FUND-MANAGED_BY — PGIM INVESTMENTS LLC; status Active
• AST BOND PORTFOLIO 2037 — Source relationship code: IS_FUND-MANAGED_BY — PGIM INVESTMENTS LLC; status Active
• PGIM S&P 500 Buffer 12 ETF - September — Source relationship code: IS_FUND-MANAGED_BY — PGIM INVESTMENTS LLC; status Active
• PGIM S&P 500 Buffer 20 ETF - August — Source relationship code: IS_FUND-MANAGED_BY — PGIM INVESTMENTS LLC; status Active
• PGIM Moderate Retirement Spending Fund — Source relationship code: IS_FUND-MANAGED_BY — PGIM INVESTMENTS LLC; status Active
• PGIM Nasdaq-100 Buffer 12 ETF - January — Source relationship code: IS_FUND-MANAGED_BY — PGIM INVESTMENTS LLC; status Active
• PGIM S&P 500 Buffer 12 ETF - October — Source relationship code: IS_FUND-MANAGED_BY — PGIM INVESTMENTS LLC; status Active
• PGIM Jennison U.S. Core Equity ETF — Source relationship code: IS_FUND-MANAGED_BY — PGIM INVESTMENTS LLC; status Active
• PGIM S&P 500 Buffer 20 ETF - February — Source relationship code: IS_FUND-MANAGED_BY — PGIM INVESTMENTS LLC; status Active
• PGIM S&P 500 Buffer 20 ETF - October — Source relationship code: IS_FUND-MANAGED_BY — PGIM INVESTMENTS LLC; status Active
• PGIM Jennison Small-Mid Cap Core Equity ETF — Source relationship code: IS_FUND-MANAGED_BY — PGIM INVESTMENTS LLC; status Active
• PGIM S&P 500 Max Buffer ETF - June — Source relationship code: IS_FUND-MANAGED_BY — PGIM INVESTMENTS LLC; status Active
• AST Bond Portfolio 2035 — Source relationship code: IS_FUND-MANAGED_BY — PGIM INVESTMENTS LLC; status Active
• PGIM Municipal Income Opportunities ETF — Source relationship code: IS_FUND-MANAGED_BY — PGIM INVESTMENTS LLC; status Active
• PSF PGIM LADDERED ALLOCATION S&P 500 BUFFER 12 PORTFOLIO — Source relationship code: IS_FUND-MANAGED_BY — PGIM INVESTMENTS LLC; status Active
• PGIM Securitized Income ETF — Source relationship code: IS_FUND-MANAGED_BY — PGIM INVESTMENTS LLC; status Active
• PGIM S&P 500 MAX BUFFER ETF - DECEMBER — Source relationship code: IS_FUND-MANAGED_BY — PGIM INVESTMENTS LLC; status Active
• PGIM AAA CLO ETF — Source relationship code: IS_FUND-MANAGED_BY — PGIM INVESTMENTS LLC; status Active
• PGIM Short Duration Multi-Sector Bond ETF — Source relationship code: IS_FUND-MANAGED_BY — PGIM INVESTMENTS LLC; status Active
• PGIM Short Duration High Yield Income Fund — Source relationship code: IS_FUND-MANAGED_BY — PGIM INVESTMENTS LLC; status Active
• Prudential Investment Portfolios, Inc. 17 — Source relationship code: IS_FUND-MANAGED_BY — PGIM INVESTMENTS LLC; status Active
• ADVANCED SERIES TRUST - AST Prudential Corporate Bond Portfolio — Source relationship code: IS_FUND-MANAGED_BY — PGIM INVESTMENTS LLC; status Active
• PGIM Target Date Income Fund — Source relationship code: IS_FUND-MANAGED_BY — PGIM INVESTMENTS LLC; status Active
• PGIM QUANT SOLUTIONS INTERNATIONAL DEVELOPED MARKETS Index FUND — Source relationship code: IS_FUND-MANAGED_BY — PGIM INVESTMENTS LLC; status Active
• PGIM 60/40 Allocation Fund — Source relationship code: IS_FUND-MANAGED_BY — PGIM INVESTMENTS LLC; status Active

Reporting exceptions

• Direct accounting consolidation parent · Relationship information is not public

These are source-reported exceptions to accounting-relationship reporting. They do not establish ownership or the absence of an owner.