PGIM INVESTMENTS LLC

LEI record

LEI status

Issued

Entity identity

Legal jurisdiction

Source jurisdiction code: US-NY

Legal form

Source legal-form code: SDX0

Entity status

Active

Official registration identifier

Registration authority

GLEIF authority code RA000628; readable name not available in the source list

Registered entity identifier

2068751

Dates

Initial registration date

23 Mar 2021

Next renewal date

13 Apr 2027

Reported accounting relationships

These are relationships reported for accounting consolidation; they do not establish legal ownership.

Page 1 of 6 · 281 reported relationships.

• Prudential Investment Portfolios 18 — Source relationship code: IS_FUND-MANAGED_BY — PGIM INVESTMENTS LLC; status Active
• PGIM CALIFORNIA MUNI INCOME FUND — Source relationship code: IS_FUND-MANAGED_BY — PGIM INVESTMENTS LLC; status Active
• PSF GLOBAL PORTFOLIO — Source relationship code: IS_FUND-MANAGED_BY — PGIM INVESTMENTS LLC; status Active
• PGIM Core Bond Fund — Source relationship code: IS_FUND-MANAGED_BY — PGIM INVESTMENTS LLC; status Active
• AST J.P. MORGAN INTERNATIONAL EQUITY PORTFOLIO — Source relationship code: IS_FUND-MANAGED_BY — PGIM INVESTMENTS LLC; status Active
• AST QMA U.S. EQUITY ALPHA PORTFOLIO — Source relationship code: IS_FUND-MANAGED_BY — PGIM INVESTMENTS LLC; status Active
• PGIM BALANCED FUND — Source relationship code: IS_FUND-MANAGED_BY — PGIM INVESTMENTS LLC; status Active
• AST Bond Portfolio 2021 — Source relationship code: IS_FUND-MANAGED_BY — PGIM INVESTMENTS LLC; status Active
• AST Wellington Management Hedged Equity Portfolio — Source relationship code: IS_FUND-MANAGED_BY — PGIM INVESTMENTS LLC; status Active
• PGIM Core Ultra Short Bond Fund — Source relationship code: IS_FUND-MANAGED_BY — PGIM INVESTMENTS LLC; status Active
• AST Bond Portfolio 2022 — Source relationship code: IS_FUND-MANAGED_BY — PGIM INVESTMENTS LLC; status Active
• PGIM Quant Solutions International Equity Fund — Source relationship code: IS_FUND-MANAGED_BY — PGIM INVESTMENTS LLC; status Active
• PSF PGIM HIGH YIELD BOND PORTFOLIO — Source relationship code: IS_FUND-MANAGED_BY — PGIM INVESTMENTS LLC; status Active
• PGIM QMA Defensive Equity Fund — Source relationship code: IS_FUND-MANAGED_BY — PGIM INVESTMENTS LLC; status Active
• PRUDENTIAL NATIONAL MUNI FUND, INC. — Source relationship code: IS_FUND-MANAGED_BY — PGIM INVESTMENTS LLC; status Active
• AST Large-Cap Value Portfolio — Source relationship code: IS_FUND-MANAGED_BY — PGIM INVESTMENTS LLC; status Active
• PGIM Corporate Bond 5-10 Year ETF — Source relationship code: IS_FUND-MANAGED_BY — PGIM INVESTMENTS LLC; status Active
• PGIM S&P 500 Buffer 12 ETF - April — Source relationship code: IS_FUND-MANAGED_BY — PGIM INVESTMENTS LLC; status Active
• AST Bond Portfolio 2038 — Source relationship code: IS_FUND-MANAGED_BY — PGIM INVESTMENTS LLC; status Active
• PGIM S&P 500 MAX BUFFER ETF - SEPTEMBER — Source relationship code: IS_FUND-MANAGED_BY — PGIM INVESTMENTS LLC; status Active
• PGIM AAA CLO Aggregate Duration ETF — Source relationship code: IS_FUND-MANAGED_BY — PGIM INVESTMENTS LLC; status Active
• PGIM S&P 500 Buffer 12 ETF - February — Source relationship code: IS_FUND-MANAGED_BY — PGIM INVESTMENTS LLC; status Active
• PGIM S&P 500 MAX BUFFER ETF - JULY — Source relationship code: IS_FUND-MANAGED_BY — PGIM INVESTMENTS LLC; status Active
• PGIM S&P 500 Buffer 12 ETF - August — Source relationship code: IS_FUND-MANAGED_BY — PGIM INVESTMENTS LLC; status Active
• PGIM S&P 500 MAX BUFFER ETF - MARCH — Source relationship code: IS_FUND-MANAGED_BY — PGIM INVESTMENTS LLC; status Active
• PGIM Active Completion Shares - Core Plus Series — Source relationship code: IS_FUND-MANAGED_BY — PGIM INVESTMENTS LLC; status Active
• PGIM S&P 500 Quarterly Buffer 5 ETF — Source relationship code: IS_FUND-MANAGED_BY — PGIM INVESTMENTS LLC; status Active
• PGIM Rock ETF Trust — Source relationship code: IS_FUND-MANAGED_BY — PGIM INVESTMENTS LLC; status Active
• PGIM Jennison Focused International Equity ETF — Source relationship code: IS_FUND-MANAGED_BY — PGIM INVESTMENTS LLC; status Active
• PGIM S&P 500 BUFFER 20 ETF - MARCH — Source relationship code: IS_FUND-MANAGED_BY — PGIM INVESTMENTS LLC; status Active
• PGIM S&P 500 Buffer 20 ETF - September — Source relationship code: IS_FUND-MANAGED_BY — PGIM INVESTMENTS LLC; status Active
• PGIM S&P 500 Buffer 20 ETF - January — Source relationship code: IS_FUND-MANAGED_BY — PGIM INVESTMENTS LLC; status Active
• PGIM S&P 500 Max Buffer ETF - April — Source relationship code: IS_FUND-MANAGED_BY — PGIM INVESTMENTS LLC; status Active
• PGIM S&P 500 Max Buffer ETF - August — Source relationship code: IS_FUND-MANAGED_BY — PGIM INVESTMENTS LLC; status Active
• PGIM Laddered S&P 500 Buffer 12 ETF — Source relationship code: IS_FUND-MANAGED_BY — PGIM INVESTMENTS LLC; status Active
• PGIM S&P 500 MAX BUFFER ETF - OCTOBER — Source relationship code: IS_FUND-MANAGED_BY — PGIM INVESTMENTS LLC; status Active
• PGIM Short Duration High Yield ETF — Source relationship code: IS_FUND-MANAGED_BY — PGIM INVESTMENTS LLC; status Active
• PGIM S&P 500 Buffer 20 ETF - July — Source relationship code: IS_FUND-MANAGED_BY — PGIM INVESTMENTS LLC; status Active
• PGIM Target Date 2070 Fund — Source relationship code: IS_FUND-MANAGED_BY — PGIM INVESTMENTS LLC; status Active
• PGIM S&P 500 BUFFER 12 ETF - DECEMBER — Source relationship code: IS_FUND-MANAGED_BY — PGIM INVESTMENTS LLC; status Active
• PGIM S&P 500 Buffer 12 ETF - January — Source relationship code: IS_FUND-MANAGED_BY — PGIM INVESTMENTS LLC; status Active
• PGIM S&P 500 Buffer 20 ETF - November — Source relationship code: IS_FUND-MANAGED_BY — PGIM INVESTMENTS LLC; status Active
• PGIM S&P 500 Quarterly Buffer 15 ETF — Source relationship code: IS_FUND-MANAGED_BY — PGIM INVESTMENTS LLC; status Active
• PSF PGIM Laddered Allocation S&P 500 Buffer 20 Portfolio — Source relationship code: IS_FUND-MANAGED_BY — PGIM INVESTMENTS LLC; status Active
• PGIM U.S. Real Estate ETF — Source relationship code: IS_FUND-MANAGED_BY — PGIM INVESTMENTS LLC; status Active
• PGIM S&P 500 Buffer 12 ETF - March — Source relationship code: IS_FUND-MANAGED_BY — PGIM INVESTMENTS LLC; status Active
• PGIM S&P 500 Quarterly Buffer 10 ETF — Source relationship code: IS_FUND-MANAGED_BY — PGIM INVESTMENTS LLC; status Active
• PGIM S&P 500 Quarterly Buffer 20 ETF — Source relationship code: IS_FUND-MANAGED_BY — PGIM INVESTMENTS LLC; status Active
• PGIM S&P 500 Buffer 12 ETF - July — Source relationship code: IS_FUND-MANAGED_BY — PGIM INVESTMENTS LLC; status Active
• PGIM Nasdaq-100 Buffer 12 ETF - October — Source relationship code: IS_FUND-MANAGED_BY — PGIM INVESTMENTS LLC; status Active

Reporting exceptions

• Direct accounting consolidation parent · Relationship information is not public

These are source-reported exceptions to accounting-relationship reporting. They do not establish ownership or the absence of an owner.