ULTIMUS MANAGERS TRUST

LEI record

LEI status

Issued

Entity identity

Legal jurisdiction

United States

Legal form

New legal-form code requested (8888)

Entity status

Active

Official registration identifier

Registration authority

EDGAR (RA000665)

Registered entity identifier

0001545440

Dates

Initial registration date

11 Apr 2018

Next renewal date

23 Apr 2027

Reported accounting relationships

These are relationships reported for accounting consolidation; they do not establish legal ownership.

Page 1 of 1 · 34 reported relationships.

• ULTIMUS MANAGERS TRUST — Source relationship code: IS_FUND-MANAGED_BY — Q3 ASSET MANAGEMENT CORPORATION; status Active
• Lyrical U.S. Value Equity ETF — Source relationship code: IS_SUBFUND_OF — ULTIMUS MANAGERS TRUST; status Active
• Westwood Salient Enhanced Midstream Income ETF — Source relationship code: IS_SUBFUND_OF — ULTIMUS MANAGERS TRUST; status Active
• Q3 All-Season Tactical Advantage ETF — Source relationship code: IS_SUBFUND_OF — ULTIMUS MANAGERS TRUST; status Active
• Westwood Salient Enhanced Energy Income ETF — Source relationship code: IS_SUBFUND_OF — ULTIMUS MANAGERS TRUST; status Active
• Westwood LBRTY Emerging Markets Equity ETF — Source relationship code: IS_SUBFUND_OF — ULTIMUS MANAGERS TRUST; status Active
• Westwood LBRTY International Equity ETF — Source relationship code: IS_SUBFUND_OF — ULTIMUS MANAGERS TRUST; status Active
• Westwood Enhanced Multi-Asset Income ETF — Source relationship code: IS_SUBFUND_OF — ULTIMUS MANAGERS TRUST; status Active
• Westwood Enhanced Income Opportunity ETF — Source relationship code: IS_SUBFUND_OF — ULTIMUS MANAGERS TRUST; status Active
• WESTWOOD SALIENT ENHANCED POWER & INFRASTRUCTURE ETF — Source relationship code: IS_SUBFUND_OF — ULTIMUS MANAGERS TRUST; status Active
• Westwood Enhanced Alternative Income ETF — Source relationship code: IS_SUBFUND_OF — ULTIMUS MANAGERS TRUST; status Active
• Lyrical International Value Equity ETF — Source relationship code: IS_SUBFUND_OF — ULTIMUS MANAGERS TRUST; status Active
• Q3 All-Season Total Return Fund — Source relationship code: IS_SUBFUND_OF — ULTIMUS MANAGERS TRUST; status Active
• WESTWOOD MULTI-ASSET INCOME FUND — Source relationship code: IS_SUBFUND_OF — ULTIMUS MANAGERS TRUST; status Active
• WESTWOOD QUALITY SMIDCAP FUND — Source relationship code: IS_SUBFUND_OF — ULTIMUS MANAGERS TRUST; status Active
• Nia Impact Solutions Fund — Source relationship code: IS_SUBFUND_OF — ULTIMUS MANAGERS TRUST; status Active
• Blue Current Global Dividend Fund — Source relationship code: IS_SUBFUND_OF — ULTIMUS MANAGERS TRUST; status Active
• Q3 ALL-SEASON Systematic Opportunities FUND — Source relationship code: IS_SUBFUND_OF — ULTIMUS MANAGERS TRUST; status Active
• Westwood Broadmark Tactical Growth Fund — Source relationship code: IS_SUBFUND_OF — ULTIMUS MANAGERS TRUST; status Active
• Westwood Broadmark Tactical Plus Fund — Source relationship code: IS_SUBFUND_OF — ULTIMUS MANAGERS TRUST; status Active
• Westwood Quality Value Fund — Source relationship code: IS_SUBFUND_OF — ULTIMUS MANAGERS TRUST; status Active
• Q3 All-Season Active Rotation ETF — Source relationship code: IS_SUBFUND_OF — ULTIMUS MANAGERS TRUST; status Active
• WESTWOOD ALTERNATIVE INCOME FUND — Source relationship code: IS_SUBFUND_OF — ULTIMUS MANAGERS TRUST; status Active
• Lyrical International Value Equity Fund — Source relationship code: IS_SUBFUND_OF — ULTIMUS MANAGERS TRUST; status Active
• Wavelength Enhanced Core Fund — Source relationship code: IS_SUBFUND_OF — ULTIMUS MANAGERS TRUST; status Active
• WESTWOOD QUALITY SMALLCAP FUND — Source relationship code: IS_SUBFUND_OF — ULTIMUS MANAGERS TRUST; status Active
• Marshfield Concentrated Opportunity Fund — Source relationship code: IS_SUBFUND_OF — ULTIMUS MANAGERS TRUST; status Active
• Meehan Focus Fund — Source relationship code: IS_SUBFUND_OF — ULTIMUS MANAGERS TRUST; status Active
• WESTWOOD INCOME OPPORTUNITY FUND — Source relationship code: IS_SUBFUND_OF — ULTIMUS MANAGERS TRUST; status Active
• Blueprint Adaptive Growth Allocation Fund — Source relationship code: IS_SUBFUND_OF — ULTIMUS MANAGERS TRUST; status Active
• Westwood Real Estate Income Fund — Source relationship code: IS_SUBFUND_OF — ULTIMUS MANAGERS TRUST; status Active
• Lyrical U.S. Value Equity Fund — Source relationship code: IS_SUBFUND_OF — ULTIMUS MANAGERS TRUST; status Active
• Westwood Salient MLP & Energy Infrastructure Fund — Source relationship code: IS_SUBFUND_OF — ULTIMUS MANAGERS TRUST; status Active
• HVIA Equity Fund — Source relationship code: IS_SUBFUND_OF — ULTIMUS MANAGERS TRUST; status Active

Reporting exceptions

• Direct accounting consolidation parent · Parent is not subject to accounting consolidation
• Ultimate accounting consolidation parent · Parent is not subject to accounting consolidation

These are source-reported exceptions to accounting-relationship reporting. They do not establish ownership or the absence of an owner.