FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND II

LEI record

LEI status

Issued

Entity identity

Legal jurisdiction

United States

Legal form

Source legal-form code: 8888

Entity status

Active

Official registration identifier

Registration authority

EDGAR (RA000665)

Registered entity identifier

0001510337

Dates

Initial registration date

4 Apr 2013

Next renewal date

22 Aug 2027

Reported accounting relationships

These are relationships reported for accounting consolidation; they do not establish legal ownership.

Page 1 of 1 · 16 reported relationships.

• FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND II — Source relationship code: IS_FUND-MANAGED_BY — FIRST TRUST ADVISORS L.P.; status Active
• First Trust Emerging Markets Small Cap AlphaDEX Fund — Source relationship code: IS_SUBFUND_OF — FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND II; status Active
• First Trust Europe AlphaDEX Fund — Source relationship code: IS_SUBFUND_OF — FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND II; status Active
• First Trust Japan AlphaDEX Fund — Source relationship code: IS_SUBFUND_OF — FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND II; status Active
• First Trust Latin America AlphaDEX Fund — Source relationship code: IS_SUBFUND_OF — FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND II; status Active
• First Trust Emerging Markets AlphaDEX Fund — Source relationship code: IS_SUBFUND_OF — FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND II; status Active
• First Trust Switzerland AlphaDEX Fund — Source relationship code: IS_SUBFUND_OF — FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND II; status Active
• First Trust Asia Pacific ex-Japan AlphaDEX Fund — Source relationship code: IS_SUBFUND_OF — FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND II; status Active
• First Trust United Kingdom AlphaDEX Fund — Source relationship code: IS_SUBFUND_OF — FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND II; status Active
• First Trust Eurozone AlphaDEX ETF — Source relationship code: IS_SUBFUND_OF — FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND II; status Active
• First Trust India NIFTY 50 Equal Weight ETF — Source relationship code: IS_SUBFUND_OF — FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND II; status Active
• First Trust Developed Markets Ex-US Small Cap AlphaDEX Fund — Source relationship code: IS_SUBFUND_OF — FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND II; status Active
• First Trust South Korea AlphaDEX® Fund — Source relationship code: IS_SUBFUND_OF — FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND II; status Active
• First Trust Germany AlphaDEX Fund — Source relationship code: IS_SUBFUND_OF — FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND II; status Active
• First Trust Developed Markets Ex-US AlphaDEX Fund — Source relationship code: IS_SUBFUND_OF — FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND II; status Active
• First Trust China AlphaDEX Fund — Source relationship code: IS_SUBFUND_OF — FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND II; status Active

Reporting exceptions

• Direct accounting consolidation parent · Parent is not subject to accounting consolidation
• Ultimate accounting consolidation parent · Parent is not subject to accounting consolidation

These are source-reported exceptions to accounting-relationship reporting. They do not establish ownership or the absence of an owner.