INNOVATOR CAPITAL MANAGEMENT, LLC

LEI record

LEI status

Issued

Entity identity

Legal jurisdiction

Source jurisdiction code: US-DE

Legal form

Source legal-form code: HZEH

Entity status

Active

Official registration identifier

Registration authority

GLEIF authority code RA000602; readable name not available in the source list

Registered entity identifier

6301843

Dates

Initial registration date

4 Dec 2017

Next renewal date

29 Jun 2027

Reported accounting relationships

These are relationships reported for accounting consolidation; they do not establish legal ownership.

Page 2 of 5 · 211 reported relationships.

• Innovator Premium Income 9 Buffer ETF - October — Source relationship code: IS_FUND-MANAGED_BY — INNOVATOR CAPITAL MANAGEMENT, LLC; status Active
• Innovator Equity Defined Protection ETF - 1 Yr June — Source relationship code: IS_FUND-MANAGED_BY — INNOVATOR CAPITAL MANAGEMENT, LLC; status Active
• Innovator Equity Defined Protection ETF - 1 Yr December — Source relationship code: IS_FUND-MANAGED_BY — INNOVATOR CAPITAL MANAGEMENT, LLC; status Active
• Innovator Equity Defined Protection ETF - 1 Yr March — Source relationship code: IS_FUND-MANAGED_BY — INNOVATOR CAPITAL MANAGEMENT, LLC; status Active
• Innovator Equity Dual Directional 15 Buffer ETF - October — Source relationship code: IS_FUND-MANAGED_BY — INNOVATOR CAPITAL MANAGEMENT, LLC; status Active
• Innovator Growth-100 Power Buffer ETF - June — Source relationship code: IS_FUND-MANAGED_BY — INNOVATOR CAPITAL MANAGEMENT, LLC; status Active
• Innovator International Developed Power Buffer ETF - June — Source relationship code: IS_FUND-MANAGED_BY — INNOVATOR CAPITAL MANAGEMENT, LLC; status Active
• Innovator Equity Defined Protection ETF - 1 Yr October — Source relationship code: IS_FUND-MANAGED_BY — INNOVATOR CAPITAL MANAGEMENT, LLC; status Active
• Innovator Premium Income 9 Buffer ETF - April — Source relationship code: IS_FUND-MANAGED_BY — INNOVATOR CAPITAL MANAGEMENT, LLC; status Active
• Innovator Premium Income 15 Buffer ETF - October — Source relationship code: IS_FUND-MANAGED_BY — INNOVATOR CAPITAL MANAGEMENT, LLC; status Active
• Innovator Premium Income 30 Barrier ETF - October — Source relationship code: IS_FUND-MANAGED_BY — INNOVATOR CAPITAL MANAGEMENT, LLC; status Active
• Innovator Nasdaq-100 Enhanced Return Strategy ETF - 5 Yr to July 2031 — Source relationship code: IS_FUND-MANAGED_BY — INNOVATOR CAPITAL MANAGEMENT, LLC; status Active
• Innovator Equity Defined Protection ETF - 1 Yr August — Source relationship code: IS_FUND-MANAGED_BY — INNOVATOR CAPITAL MANAGEMENT, LLC; status Active
• Innovator Equity Dual Directional 15 Buffer ETF - August — Source relationship code: IS_FUND-MANAGED_BY — INNOVATOR CAPITAL MANAGEMENT, LLC; status Active
• Innovator Equity Managed 100 Buffer ETF — Source relationship code: IS_FUND-MANAGED_BY — INNOVATOR CAPITAL MANAGEMENT, LLC; status Active
• Innovator Equity Dual Directional 10 Buffer ETF - November — Source relationship code: IS_FUND-MANAGED_BY — INNOVATOR CAPITAL MANAGEMENT, LLC; status Active
• Innovator Equity Dual Directional 10 Buffer ETF - August — Source relationship code: IS_FUND-MANAGED_BY — INNOVATOR CAPITAL MANAGEMENT, LLC; status Active
• Innovator International Developed Power Buffer ETF - August — Source relationship code: IS_FUND-MANAGED_BY — INNOVATOR CAPITAL MANAGEMENT, LLC; status Active
• Innovator Bitcoin 10 Buffer ETF - Quarterly — Source relationship code: IS_FUND-MANAGED_BY — INNOVATOR CAPITAL MANAGEMENT, LLC; status Active
• Innovator Equity Dual Directional 15 Buffer ETF - May — Source relationship code: IS_FUND-MANAGED_BY — INNOVATOR CAPITAL MANAGEMENT, LLC; status Active
• Innovator Equity Dual Directional 15 Buffer ETF - December — Source relationship code: IS_FUND-MANAGED_BY — INNOVATOR CAPITAL MANAGEMENT, LLC; status Active
• Innovator Equity Defined Protection ETF - 2 Yr to April 2027 — Source relationship code: IS_FUND-MANAGED_BY — INNOVATOR CAPITAL MANAGEMENT, LLC; status Active
• Innovator International Developed Managed Floor ETF — Source relationship code: IS_FUND-MANAGED_BY — INNOVATOR CAPITAL MANAGEMENT, LLC; status Active
• Innovator U.S. Small Cap Power Buffer ETF - December — Source relationship code: IS_FUND-MANAGED_BY — INNOVATOR CAPITAL MANAGEMENT, LLC; status Active
• Innovator Premium Income 15 Buffer ETF - April — Source relationship code: IS_FUND-MANAGED_BY — INNOVATOR CAPITAL MANAGEMENT, LLC; status Active
• Innovator Equity Dual Directional 15 Buffer ETF - April — Source relationship code: IS_FUND-MANAGED_BY — INNOVATOR CAPITAL MANAGEMENT, LLC; status Active
• Innovator Equity Defined Protection ETF - 2 Yr to October 2026 — Source relationship code: IS_FUND-MANAGED_BY — INNOVATOR CAPITAL MANAGEMENT, LLC; status Active
• Innovator Growth-100 Power Buffer ETF - August — Source relationship code: IS_FUND-MANAGED_BY — INNOVATOR CAPITAL MANAGEMENT, LLC; status Active
• Innovator U.S. Small Cap 10 Buffer ETF - Quarterly — Source relationship code: IS_FUND-MANAGED_BY — INNOVATOR CAPITAL MANAGEMENT, LLC; status Active
• Innovator Index Autocallable Income Strategy ETF — Source relationship code: IS_FUND-MANAGED_BY — INNOVATOR CAPITAL MANAGEMENT, LLC; status Active
• Innovator International Developed Power Buffer ETF - February — Source relationship code: IS_FUND-MANAGED_BY — INNOVATOR CAPITAL MANAGEMENT, LLC; status Active
• Innovator Equity Dual Directional 5 Buffer ETF - Quarterly — Source relationship code: IS_FUND-MANAGED_BY — INNOVATOR CAPITAL MANAGEMENT, LLC; status Active
• Innovator Emerging Markets 10 Buffer ETF - Quarterly — Source relationship code: IS_FUND-MANAGED_BY — INNOVATOR CAPITAL MANAGEMENT, LLC; status Active
• Innovator International Developed Power Buffer ETF - December — Source relationship code: IS_FUND-MANAGED_BY — INNOVATOR CAPITAL MANAGEMENT, LLC; status Active
• Innovator Nasdaq-100 Managed 10 Buffer ETF — Source relationship code: IS_FUND-MANAGED_BY — INNOVATOR CAPITAL MANAGEMENT, LLC; status Active
• Innovator Premium Income 40 Barrier ETF - October — Source relationship code: IS_FUND-MANAGED_BY — INNOVATOR CAPITAL MANAGEMENT, LLC; status Active
• Innovator Equity Dual Directional 15 Buffer ETF - July — Source relationship code: IS_FUND-MANAGED_BY — INNOVATOR CAPITAL MANAGEMENT, LLC; status Active
• Innovator U.S. Small Cap Power Buffer ETF - February — Source relationship code: IS_FUND-MANAGED_BY — INNOVATOR CAPITAL MANAGEMENT, LLC; status Active
• Innovator Equity Defined Protection ETF - 2 Yr to July 2028 — Source relationship code: IS_FUND-MANAGED_BY — INNOVATOR CAPITAL MANAGEMENT, LLC; status Active
• Innovator Equity Defined Protection ETF - 6 Mo Apr/Oct — Source relationship code: IS_FUND-MANAGED_BY — INNOVATOR CAPITAL MANAGEMENT, LLC; status Active
• Innovator Premium Income 10 Barrier ETF - January — Source relationship code: IS_FUND-MANAGED_BY — INNOVATOR CAPITAL MANAGEMENT, LLC; status Active
• Innovator Equity Dual Directional 10 Buffer ETF - May — Source relationship code: IS_FUND-MANAGED_BY — INNOVATOR CAPITAL MANAGEMENT, LLC; status Active
• Innovator Equity Defined Protection ETF - 2 Yr to January 2027 — Source relationship code: IS_FUND-MANAGED_BY — INNOVATOR CAPITAL MANAGEMENT, LLC; status Active
• Innovator International Developed Power Buffer ETF - September — Source relationship code: IS_FUND-MANAGED_BY — INNOVATOR CAPITAL MANAGEMENT, LLC; status Active
• Innovator International Developed 10 Buffer ETF - Quarterly — Source relationship code: IS_FUND-MANAGED_BY — INNOVATOR CAPITAL MANAGEMENT, LLC; status Active
• Innovator Growth-100 Power Buffer ETF - December — Source relationship code: IS_FUND-MANAGED_BY — INNOVATOR CAPITAL MANAGEMENT, LLC; status Active
• Innovator U.S. Equity 10 Buffer ETF - Quarterly — Source relationship code: IS_FUND-MANAGED_BY — INNOVATOR CAPITAL MANAGEMENT, LLC; status Active
• Innovator Growth-100 Power Buffer ETF - May — Source relationship code: IS_FUND-MANAGED_BY — INNOVATOR CAPITAL MANAGEMENT, LLC; status Active
• Innovator Equity Dual Directional 10 Buffer ETF - December — Source relationship code: IS_FUND-MANAGED_BY — INNOVATOR CAPITAL MANAGEMENT, LLC; status Active
• Innovator International Developed Managed 10 Buffer ETF — Source relationship code: IS_FUND-MANAGED_BY — INNOVATOR CAPITAL MANAGEMENT, LLC; status Active

Reporting exceptions

• Direct accounting consolidation parent · Parent is reported as a natural person
• Ultimate accounting consolidation parent · Parent is reported as a natural person

These are source-reported exceptions to accounting-relationship reporting. They do not establish ownership or the absence of an owner.