INNOVATOR CAPITAL MANAGEMENT, LLC

LEI record

LEI status

Issued

Entity identity

Legal jurisdiction

Source jurisdiction code: US-DE

Legal form

Source legal-form code: HZEH

Entity status

Active

Official registration identifier

Registration authority

GLEIF authority code RA000602; readable name not available in the source list

Registered entity identifier

6301843

Dates

Initial registration date

4 Dec 2017

Next renewal date

29 Jun 2027

Reported accounting relationships

These are relationships reported for accounting consolidation; they do not establish legal ownership.

Page 1 of 5 · 211 reported relationships.

• Innovator U.S. Small Cap Power Buffer ETF - May — Source relationship code: IS_FUND-MANAGED_BY — INNOVATOR CAPITAL MANAGEMENT, LLC; status Active
• Innovator S&P 500 Enhanced Return Strategy ETF - 5 Yr to July 2031 — Source relationship code: IS_FUND-MANAGED_BY — INNOVATOR CAPITAL MANAGEMENT, LLC; status Active
• Innovator Equity Defined Protection ETF - 2 Yr to October 2027 — Source relationship code: IS_FUND-MANAGED_BY — INNOVATOR CAPITAL MANAGEMENT, LLC; status Active
• Innovator Equity Defined Protection ETF - 1 Yr November — Source relationship code: IS_FUND-MANAGED_BY — INNOVATOR CAPITAL MANAGEMENT, LLC; status Active
• Innovator Equity Defined Protection ETF - 1 Yr July — Source relationship code: IS_FUND-MANAGED_BY — INNOVATOR CAPITAL MANAGEMENT, LLC; status Active
• Innovator Equity Managed 10 Buffer ETF — Source relationship code: IS_FUND-MANAGED_BY — INNOVATOR CAPITAL MANAGEMENT, LLC; status Active
• Innovator U.S. Small Cap Power Buffer ETF - March — Source relationship code: IS_FUND-MANAGED_BY — INNOVATOR CAPITAL MANAGEMENT, LLC; status Active
• Innovator Premium Income 20 Barrier ETF - October — Source relationship code: IS_FUND-MANAGED_BY — INNOVATOR CAPITAL MANAGEMENT, LLC; status Active
• Innovator Premium Income 10 Barrier ETF - October — Source relationship code: IS_FUND-MANAGED_BY — INNOVATOR CAPITAL MANAGEMENT, LLC; status Active
• Innovator Growth-100 Power Buffer ETF - March — Source relationship code: IS_FUND-MANAGED_BY — INNOVATOR CAPITAL MANAGEMENT, LLC; status Active
• Innovator U.S. Small Cap Power Buffer ETF - November — Source relationship code: IS_FUND-MANAGED_BY — INNOVATOR CAPITAL MANAGEMENT, LLC; status Active
• Innovator U.S. Equity 5 to 15 Buffer ETF - Quarterly — Source relationship code: IS_FUND-MANAGED_BY — INNOVATOR CAPITAL MANAGEMENT, LLC; status Active
• Innovator Equity Defined Protection ETF - 1 Yr April — Source relationship code: IS_FUND-MANAGED_BY — INNOVATOR CAPITAL MANAGEMENT, LLC; status Active
• Innovator Equity Dual Directional 15 Buffer ETF - June — Source relationship code: IS_FUND-MANAGED_BY — INNOVATOR CAPITAL MANAGEMENT, LLC; status Active
• Innovator Equity Defined Protection ETF - 1 Yr February — Source relationship code: IS_FUND-MANAGED_BY — INNOVATOR CAPITAL MANAGEMENT, LLC; status Active
• Innovator Growth-100 Dual Directional 5 Buffer ETF - Quarterly — Source relationship code: IS_FUND-MANAGED_BY — INNOVATOR CAPITAL MANAGEMENT, LLC; status Active
• Innovator International Developed Power Buffer ETF - May — Source relationship code: IS_FUND-MANAGED_BY — INNOVATOR CAPITAL MANAGEMENT, LLC; status Active
• Innovator U.S. Small Cap Power Buffer ETF - August — Source relationship code: IS_FUND-MANAGED_BY — INNOVATOR CAPITAL MANAGEMENT, LLC; status Active
• Innovator Equity Dual Directional 10 Buffer ETF - January — Source relationship code: IS_FUND-MANAGED_BY — INNOVATOR CAPITAL MANAGEMENT, LLC; status Active
• Innovator Growth-100 X% Uncapped Accelerated 30 Barrier ETF(R) - 3 Yr to 2028 — Source relationship code: IS_FUND-MANAGED_BY — INNOVATOR CAPITAL MANAGEMENT, LLC; status Active
• Innovator Growth-100 Monthly 2x ETF — Source relationship code: IS_FUND-MANAGED_BY — INNOVATOR CAPITAL MANAGEMENT, LLC; status Active
• Innovator Equity Dual Directional 10 Buffer ETF - April — Source relationship code: IS_FUND-MANAGED_BY — INNOVATOR CAPITAL MANAGEMENT, LLC; status Active
• Innovator Equity Dual Directional 10 Buffer ETF - February — Source relationship code: IS_FUND-MANAGED_BY — INNOVATOR CAPITAL MANAGEMENT, LLC; status Active
• Innovator International Developed Power Buffer ETF - November — Source relationship code: IS_FUND-MANAGED_BY — INNOVATOR CAPITAL MANAGEMENT, LLC; status Active
• Innovator Equity Dual Directional 15 Buffer ETF - September — Source relationship code: IS_FUND-MANAGED_BY — INNOVATOR CAPITAL MANAGEMENT, LLC; status Active
• Innovator Uncapped Bitcoin 20 Floor ETF - Quarterly — Source relationship code: IS_FUND-MANAGED_BY — INNOVATOR CAPITAL MANAGEMENT, LLC; status Active
• Innovator Equity Defined Protection ETF - 2 Yr to January 2028 — Source relationship code: IS_FUND-MANAGED_BY — INNOVATOR CAPITAL MANAGEMENT, LLC; status Active
• Innovator Equity X% Uncapped Accelerated 30 Barrier ETF - 3 Yr to 2028 — Source relationship code: IS_FUND-MANAGED_BY — INNOVATOR CAPITAL MANAGEMENT, LLC; status Active
• Innovator Premium Income 9 Buffer ETF - July — Source relationship code: IS_FUND-MANAGED_BY — INNOVATOR CAPITAL MANAGEMENT, LLC; status Active
• Innovator Equity Dual Directional 10 Buffer ETF - March — Source relationship code: IS_FUND-MANAGED_BY — INNOVATOR CAPITAL MANAGEMENT, LLC; status Active
• Innovator Equity Dual Directional 10 Buffer ETF - July — Source relationship code: IS_FUND-MANAGED_BY — INNOVATOR CAPITAL MANAGEMENT, LLC; status Active
• Innovator Equity Defined Protection ETF - 2 Yr to April 2028 — Source relationship code: IS_FUND-MANAGED_BY — INNOVATOR CAPITAL MANAGEMENT, LLC; status Active
• Innovator U.S. Equity Monthly 2x ETF — Source relationship code: IS_FUND-MANAGED_BY — INNOVATOR CAPITAL MANAGEMENT, LLC; status Active
• Innovator Equity Dual Directional 10 Buffer ETF - September — Source relationship code: IS_FUND-MANAGED_BY — INNOVATOR CAPITAL MANAGEMENT, LLC; status Active
• Innovator U.S. Small Cap Managed Floor ETF — Source relationship code: IS_FUND-MANAGED_BY — INNOVATOR CAPITAL MANAGEMENT, LLC; status Active
• Innovator International Developed Power Buffer ETF - March — Source relationship code: IS_FUND-MANAGED_BY — INNOVATOR CAPITAL MANAGEMENT, LLC; status Active
• Innovator U.S. Small Cap Managed 10 Buffer ETF — Source relationship code: IS_FUND-MANAGED_BY — INNOVATOR CAPITAL MANAGEMENT, LLC; status Active
• Innovator Premium Income 15 Buffer ETF - July — Source relationship code: IS_FUND-MANAGED_BY — INNOVATOR CAPITAL MANAGEMENT, LLC; status Active
• Innovator Nasdaq-100 10 Buffer ETF - Quarterly — Source relationship code: IS_FUND-MANAGED_BY — INNOVATOR CAPITAL MANAGEMENT, LLC; status Active
• Innovator Premium Income 9 Buffer ETF - January — Source relationship code: IS_FUND-MANAGED_BY — INNOVATOR CAPITAL MANAGEMENT, LLC; status Active
• Innovator Equity Defined Protection ETF - 1 Yr September — Source relationship code: IS_FUND-MANAGED_BY — INNOVATOR CAPITAL MANAGEMENT, LLC; status Active
• Innovator Equity Autocallable Income Strategy ETF — Source relationship code: IS_FUND-MANAGED_BY — INNOVATOR CAPITAL MANAGEMENT, LLC; status Active
• Innovator Equity Dual Directional 15 Buffer ETF - January — Source relationship code: IS_FUND-MANAGED_BY — INNOVATOR CAPITAL MANAGEMENT, LLC; status Active
• Innovator Growth-100 Power Buffer ETF - September — Source relationship code: IS_FUND-MANAGED_BY — INNOVATOR CAPITAL MANAGEMENT, LLC; status Active
• Innovator Magnificent Seven 10 Buffer ETF - Quarterly — Source relationship code: IS_FUND-MANAGED_BY — INNOVATOR CAPITAL MANAGEMENT, LLC; status Active
• Innovator Equity Defined Protection ETF - 1 Yr May — Source relationship code: IS_FUND-MANAGED_BY — INNOVATOR CAPITAL MANAGEMENT, LLC; status Active
• Innovator Equity Dual Directional 10 Buffer ETF - June — Source relationship code: IS_FUND-MANAGED_BY — INNOVATOR CAPITAL MANAGEMENT, LLC; status Active
• Innovator Growth-100 Power Buffer ETF - November — Source relationship code: IS_FUND-MANAGED_BY — INNOVATOR CAPITAL MANAGEMENT, LLC; status Active
• Innovator Hedged Bitcoin ETF — Source relationship code: IS_FUND-MANAGED_BY — INNOVATOR CAPITAL MANAGEMENT, LLC; status Active
• Innovator Equity Defined Protection ETF - 1 Yr January — Source relationship code: IS_FUND-MANAGED_BY — INNOVATOR CAPITAL MANAGEMENT, LLC; status Active

Reporting exceptions

• Direct accounting consolidation parent · Parent is reported as a natural person
• Ultimate accounting consolidation parent · Parent is reported as a natural person

These are source-reported exceptions to accounting-relationship reporting. They do not establish ownership or the absence of an owner.