INNOVATOR CAPITAL MANAGEMENT, LLC

LEI record

LEI status

Issued

Entity identity

Legal jurisdiction

Source jurisdiction code: US-DE

Legal form

Source legal-form code: HZEH

Entity status

Active

Official registration identifier

Registration authority

GLEIF authority code RA000602; readable name not available in the source list

Registered entity identifier

6301843

Dates

Initial registration date

4 Dec 2017

Next renewal date

29 Jun 2027

Reported accounting relationships

These are relationships reported for accounting consolidation; they do not establish legal ownership.

Page 4 of 5 · 211 reported relationships.

• Innovator U.S. Equity Ultra Buffer ETF - July — Source relationship code: IS_FUND-MANAGED_BY — INNOVATOR CAPITAL MANAGEMENT, LLC; status Active
• Innovator U.S. Equity Ultra Buffer ETF - August — Source relationship code: IS_FUND-MANAGED_BY — INNOVATOR CAPITAL MANAGEMENT, LLC; status Active
• Innovator International Developed Power Buffer ETF - April — Source relationship code: IS_FUND-MANAGED_BY — INNOVATOR CAPITAL MANAGEMENT, LLC; status Active
• Innovator Premium Income 40 Barrier ETF - January — Source relationship code: IS_FUND-MANAGED_BY — INNOVATOR CAPITAL MANAGEMENT, LLC; status Active
• Innovator Double Stacker 9 Buffer ETF - January — Source relationship code: IS_FUND-MANAGED_BY — INNOVATOR CAPITAL MANAGEMENT, LLC; status Active
• Innovator U.S. Equity Buffer ETF - February — Source relationship code: IS_FUND-MANAGED_BY — INNOVATOR CAPITAL MANAGEMENT, LLC; status Active
• Innovator U.S. Equity Ultra Buffer ETF - January — Source relationship code: IS_FUND-MANAGED_BY — INNOVATOR CAPITAL MANAGEMENT, LLC; status Active
• Innovator U.S. Equity Buffer ETF - April — Source relationship code: IS_FUND-MANAGED_BY — INNOVATOR CAPITAL MANAGEMENT, LLC; status Active
• Innovator U.S. Equity Accelerated Plus ETF - October — Source relationship code: IS_FUND-MANAGED_BY — INNOVATOR CAPITAL MANAGEMENT, LLC; status Active
• Innovator Emerging Markets Power Buffer ETF - January — Source relationship code: IS_FUND-MANAGED_BY — INNOVATOR CAPITAL MANAGEMENT, LLC; status Active
• Innovator U.S. Equity Buffer ETF - July — Source relationship code: IS_FUND-MANAGED_BY — INNOVATOR CAPITAL MANAGEMENT, LLC; status Active
• Innovator U.S. Equity Ultra Buffer ETF - December — Source relationship code: IS_FUND-MANAGED_BY — INNOVATOR CAPITAL MANAGEMENT, LLC; status Active
• Innovator Equity Managed Floor ETF — Source relationship code: IS_FUND-MANAGED_BY — INNOVATOR CAPITAL MANAGEMENT, LLC; status Active
• Innovator IBD Breakout Opportunities ETF — Source relationship code: IS_FUND-MANAGED_BY — INNOVATOR CAPITAL MANAGEMENT, LLC; status Active
• Innovator U.S. Equity Power Buffer ETF - February — Source relationship code: IS_FUND-MANAGED_BY — INNOVATOR CAPITAL MANAGEMENT, LLC; status Active
• Innovator U.S. Equity Ultra Buffer ETF - May — Source relationship code: IS_FUND-MANAGED_BY — INNOVATOR CAPITAL MANAGEMENT, LLC; status Active
• Innovator Nasdaq-100 Managed Floor ETF — Source relationship code: IS_FUND-MANAGED_BY — INNOVATOR CAPITAL MANAGEMENT, LLC; status Active
• Innovator Growth Accelerated Plus ETF - April — Source relationship code: IS_FUND-MANAGED_BY — INNOVATOR CAPITAL MANAGEMENT, LLC; status Active
• Innovator U.S. Equity Power Buffer ETF - March — Source relationship code: IS_FUND-MANAGED_BY — INNOVATOR CAPITAL MANAGEMENT, LLC; status Active
• Innovator U.S. Equity Buffer ETF - August — Source relationship code: IS_FUND-MANAGED_BY — INNOVATOR CAPITAL MANAGEMENT, LLC; status Active
• INNOVATOR ETFS TRUST — Source relationship code: IS_FUND-MANAGED_BY — INNOVATOR CAPITAL MANAGEMENT, LLC; status Active
• Innovator U.S. Small Cap Power Buffer ETF - January — Source relationship code: IS_FUND-MANAGED_BY — INNOVATOR CAPITAL MANAGEMENT, LLC; status Active
• Innovator 20+ Year Treasury Bond 5 Floor ETF - Quarterly — Source relationship code: IS_FUND-MANAGED_BY — INNOVATOR CAPITAL MANAGEMENT, LLC; status Active
• Innovator Emerging Markets Power Buffer ETF - April — Source relationship code: IS_FUND-MANAGED_BY — INNOVATOR CAPITAL MANAGEMENT, LLC; status Active
• Innovator Power Buffer Step-Up Strategy ETF — Source relationship code: IS_FUND-MANAGED_BY — INNOVATOR CAPITAL MANAGEMENT, LLC; status Active
• Innovator Laddered Allocation Buffer ETF — Source relationship code: IS_FUND-MANAGED_BY — INNOVATOR CAPITAL MANAGEMENT, LLC; status Active
• Innovator U.S. Equity Power Buffer ETF - July — Source relationship code: IS_FUND-MANAGED_BY — INNOVATOR CAPITAL MANAGEMENT, LLC; status Active
• Innovator International Developed Power Buffer ETF - October — Source relationship code: IS_FUND-MANAGED_BY — INNOVATOR CAPITAL MANAGEMENT, LLC; status Active
• Innovator Double Stacker ETF - January — Source relationship code: IS_FUND-MANAGED_BY — INNOVATOR CAPITAL MANAGEMENT, LLC; status Active
• Innovator U.S. Equity Power Buffer ETF - October — Source relationship code: IS_FUND-MANAGED_BY — INNOVATOR CAPITAL MANAGEMENT, LLC; status Active
• Innovator Growth-100 Power Buffer ETF - July — Source relationship code: IS_FUND-MANAGED_BY — INNOVATOR CAPITAL MANAGEMENT, LLC; status Active
• Innovator U.S. Equity Accelerated Plus ETF - January — Source relationship code: IS_FUND-MANAGED_BY — INNOVATOR CAPITAL MANAGEMENT, LLC; status Active
• Innovator IBD(R) 50 ETF — Source relationship code: IS_FUND-MANAGED_BY — INNOVATOR CAPITAL MANAGEMENT, LLC; status Active
• Innovator U.S. Equity Ultra Buffer ETF - November — Source relationship code: IS_FUND-MANAGED_BY — INNOVATOR CAPITAL MANAGEMENT, LLC; status Active
• Innovator Growth Accelerated Plus ETF - July — Source relationship code: IS_FUND-MANAGED_BY — INNOVATOR CAPITAL MANAGEMENT, LLC; status Active
• Innovator U.S. Equity Power Buffer ETF - January — Source relationship code: IS_FUND-MANAGED_BY — INNOVATOR CAPITAL MANAGEMENT, LLC; status Active
• Innovator International Developed Power Buffer ETF - July — Source relationship code: IS_FUND-MANAGED_BY — INNOVATOR CAPITAL MANAGEMENT, LLC; status Active
• Innovator U.S. Equity Buffer ETF - January — Source relationship code: IS_FUND-MANAGED_BY — INNOVATOR CAPITAL MANAGEMENT, LLC; status Active
• Innovator U.S. Equity Ultra Buffer ETF - June — Source relationship code: IS_FUND-MANAGED_BY — INNOVATOR CAPITAL MANAGEMENT, LLC; status Active
• Innovator U.S. Equity Accelerated ETF - July — Source relationship code: IS_FUND-MANAGED_BY — INNOVATOR CAPITAL MANAGEMENT, LLC; status Active
• Innovator 20+ Year Treasury Bond 9 Buffer ETF - July — Source relationship code: IS_FUND-MANAGED_BY — INNOVATOR CAPITAL MANAGEMENT, LLC; status Active
• Innovator U.S. Equity Accelerated 9 Buffer ETF - July — Source relationship code: IS_FUND-MANAGED_BY — INNOVATOR CAPITAL MANAGEMENT, LLC; status Active
• Innovator U.S. Equity Accelerated 9 Buffer ETF - April — Source relationship code: IS_FUND-MANAGED_BY — INNOVATOR CAPITAL MANAGEMENT, LLC; status Active
• Innovator U.S. Equity Power Buffer ETF - November — Source relationship code: IS_FUND-MANAGED_BY — INNOVATOR CAPITAL MANAGEMENT, LLC; status Active
• Innovator U.S. Equity Accelerated ETF - Quarterly — Source relationship code: IS_FUND-MANAGED_BY — INNOVATOR CAPITAL MANAGEMENT, LLC; status Active
• Innovator U.S. Equity Ultra Buffer ETF - September — Source relationship code: IS_FUND-MANAGED_BY — INNOVATOR CAPITAL MANAGEMENT, LLC; status Active
• Innovator U.S. Equity Power Buffer ETF - May — Source relationship code: IS_FUND-MANAGED_BY — INNOVATOR CAPITAL MANAGEMENT, LLC; status Active
• Innovator Defined Wealth Shield ETF — Source relationship code: IS_FUND-MANAGED_BY — INNOVATOR CAPITAL MANAGEMENT, LLC; status Active
• Innovator Deepwater Frontier Tech ETF — Source relationship code: IS_FUND-MANAGED_BY — INNOVATOR CAPITAL MANAGEMENT, LLC; status Active
• Innovator U.S. Equity Buffer ETF - December — Source relationship code: IS_FUND-MANAGED_BY — INNOVATOR CAPITAL MANAGEMENT, LLC; status Active

Reporting exceptions

• Direct accounting consolidation parent · Parent is reported as a natural person
• Ultimate accounting consolidation parent · Parent is reported as a natural person

These are source-reported exceptions to accounting-relationship reporting. They do not establish ownership or the absence of an owner.