First Trust Exchange-Traded AlphaDEX® Fund

LEI record

LEI status

Issued

Entity identity

Legal jurisdiction

United States

Legal form

New legal-form code requested (8888)

Entity status

Active

Official registration identifier

Registration authority

EDGAR (RA000665)

Registered entity identifier

0001383496

Dates

Initial registration date

20 Mar 2014

Next renewal date

5 Apr 2027

Reported accounting relationships

These are relationships reported for accounting consolidation; they do not establish legal ownership.

Page 1 of 1 · 22 reported relationships.

• First Trust Exchange-Traded AlphaDEX® Fund — Source relationship code: IS_FUND-MANAGED_BY — FIRST TRUST ADVISORS L.P.; status Active
• First Trust Small Cap Value AlphaDEX® Fund — Source relationship code: IS_SUBFUND_OF — First Trust Exchange-Traded AlphaDEX® Fund; status Active
• First Trust Multi Cap Value AlphaDEX® Fund — Source relationship code: IS_SUBFUND_OF — First Trust Exchange-Traded AlphaDEX® Fund; status Active
• First Trust Industrials/Producer Durables AlphaDEX® Fund — Source relationship code: IS_SUBFUND_OF — First Trust Exchange-Traded AlphaDEX® Fund; status Active
• First Trust Large Cap Value AlphaDEX® Fund — Source relationship code: IS_SUBFUND_OF — First Trust Exchange-Traded AlphaDEX® Fund; status Active
• First Trust Health Care AlphaDEX® Fund — Source relationship code: IS_SUBFUND_OF — First Trust Exchange-Traded AlphaDEX® Fund; status Active
• First Trust Mega Cap AlphaDEX® Fund — Source relationship code: IS_SUBFUND_OF — First Trust Exchange-Traded AlphaDEX® Fund; status Active
• First Trust Large Cap Core AlphaDEX® Fund — Source relationship code: IS_SUBFUND_OF — First Trust Exchange-Traded AlphaDEX® Fund; status Active
• First Trust Small Cap Growth AlphaDEX® Fund — Source relationship code: IS_SUBFUND_OF — First Trust Exchange-Traded AlphaDEX® Fund; status Active
• First Trust Mid Cap Value AlphaDEX Fund — Source relationship code: IS_SUBFUND_OF — First Trust Exchange-Traded AlphaDEX® Fund; status Active
• First Trust Energy AlphaDEX® Fund — Source relationship code: IS_SUBFUND_OF — First Trust Exchange-Traded AlphaDEX® Fund; status Active
• First Trust Consumer Discretionary AlphaDEX Fund — Source relationship code: IS_SUBFUND_OF — First Trust Exchange-Traded AlphaDEX® Fund; status Active
• First Trust Consumer Staples AlphaDEX® Fund — Source relationship code: IS_SUBFUND_OF — First Trust Exchange-Traded AlphaDEX® Fund; status Active
• First Trust Materials AlphaDEX® Fund — Source relationship code: IS_SUBFUND_OF — First Trust Exchange-Traded AlphaDEX® Fund; status Active
• First Trust Financials AlphaDEX® Fund — Source relationship code: IS_SUBFUND_OF — First Trust Exchange-Traded AlphaDEX® Fund; status Active
• First Trust Small Cap Core AlphaDEX® Fund — Source relationship code: IS_SUBFUND_OF — First Trust Exchange-Traded AlphaDEX® Fund; status Active
• First Trust Multi Cap Growth AlphaDEX® Fund — Source relationship code: IS_SUBFUND_OF — First Trust Exchange-Traded AlphaDEX® Fund; status Active
• First Trust Technology AlphaDEX® Fund — Source relationship code: IS_SUBFUND_OF — First Trust Exchange-Traded AlphaDEX® Fund; status Active
• First Trust Mid Cap Core AlphaDEX® Fund — Source relationship code: IS_SUBFUND_OF — First Trust Exchange-Traded AlphaDEX® Fund; status Active
• First Trust Large Cap Growth AlphaDEX® Fund — Source relationship code: IS_SUBFUND_OF — First Trust Exchange-Traded AlphaDEX® Fund; status Active
• First Trust Mid Cap Growth AlphaDEX® Fund — Source relationship code: IS_SUBFUND_OF — First Trust Exchange-Traded AlphaDEX® Fund; status Active
• First Trust Utilities AlphaDEX® Fund — Source relationship code: IS_SUBFUND_OF — First Trust Exchange-Traded AlphaDEX® Fund; status Active

Reporting exceptions

• Direct accounting consolidation parent · Parent is not subject to accounting consolidation
• Ultimate accounting consolidation parent · Parent is not subject to accounting consolidation

These are source-reported exceptions to accounting-relationship reporting. They do not establish ownership or the absence of an owner.