NORTHERN LIGHTS FUND TRUST III

LEI record

LEI status

Issued

Entity identity

Legal jurisdiction

United States

Legal form

Source legal-form code: 8888

Entity status

Active

Official registration identifier

Registration authority

EDGAR (RA000665)

Registered entity identifier

0001537140

Dates

Initial registration date

24 Aug 2018

Next renewal date

16 Sep 2027

Reported accounting relationships

These are relationships reported for accounting consolidation; they do not establish legal ownership.

Page 1 of 1 · 41 reported relationships.

• NORTHERN LIGHTS FUND TRUST III — Source relationship code: IS_FUND-MANAGED_BY — CENTERSTONE INVESTORS LLC; status Active
• Swan Enhanced Dividend Income ETF — Source relationship code: IS_SUBFUND_OF — NORTHERN LIGHTS FUND TRUST III; status Active
• Counterpoint Quantitative Large Equity ETF — Source relationship code: IS_SUBFUND_OF — NORTHERN LIGHTS FUND TRUST III; status Active
• PlanRock Alternative Growth ETF — Source relationship code: IS_SUBFUND_OF — NORTHERN LIGHTS FUND TRUST III; status Active
• PlanRock Market Neutral Income ETF — Source relationship code: IS_SUBFUND_OF — NORTHERN LIGHTS FUND TRUST III; status Active
• HCM Hedged Equity ETF — Source relationship code: IS_SUBFUND_OF — NORTHERN LIGHTS FUND TRUST III; status Active
• PlanRock Income Rotation ETF — Source relationship code: IS_SUBFUND_OF — NORTHERN LIGHTS FUND TRUST III; status Active
• HCM Select 50 ETF — Source relationship code: IS_SUBFUND_OF — NORTHERN LIGHTS FUND TRUST III; status Active
• ABS Insights Emerging Markets Fund — Source relationship code: IS_SUBFUND_OF — NORTHERN LIGHTS FUND TRUST III; status Active
• Counterpoint Quantitative Equity ETF — Source relationship code: IS_SUBFUND_OF — NORTHERN LIGHTS FUND TRUST III; status Active
• PlanRock Growth Rotation ETF — Source relationship code: IS_SUBFUND_OF — NORTHERN LIGHTS FUND TRUST III; status Active
• Counterpoint Quantitative International Equity ETF — Source relationship code: IS_SUBFUND_OF — NORTHERN LIGHTS FUND TRUST III; status Active
• Absolute Capital Defender Fund — Source relationship code: IS_SUBFUND_OF — NORTHERN LIGHTS FUND TRUST III; status Active
• GL Macro Performance Fund — Source relationship code: IS_SUBFUND_OF — NORTHERN LIGHTS FUND TRUST III; status Active
• Issachar Fund — Source relationship code: IS_SUBFUND_OF — NORTHERN LIGHTS FUND TRUST III; status Active
• Boyd Watterson Limited Duration Enhanced Income Fund — Source relationship code: IS_SUBFUND_OF — NORTHERN LIGHTS FUND TRUST III; status Active
• Counterpoint High Yield Trend ETF — Source relationship code: IS_SUBFUND_OF — NORTHERN LIGHTS FUND TRUST III; status Active
• Swan Defined Risk Growth Fund — Source relationship code: IS_SUBFUND_OF — NORTHERN LIGHTS FUND TRUST III; status Active
• Newfound Multi-Asset Income Fund — Source relationship code: IS_SUBFUND_OF — NORTHERN LIGHTS FUND TRUST III; status Active
• Marathon Value Portfolio — Source relationship code: IS_SUBFUND_OF — NORTHERN LIGHTS FUND TRUST III; status Active
• HCM Defender 100 Index ETF — Source relationship code: IS_SUBFUND_OF — NORTHERN LIGHTS FUND TRUST III; status Active
• Swan Defined Risk Fund — Source relationship code: IS_SUBFUND_OF — NORTHERN LIGHTS FUND TRUST III; status Active
• Pinnacle Multi-Strategy Core Fund — Source relationship code: IS_SUBFUND_OF — NORTHERN LIGHTS FUND TRUST III; status Active
• ACM Tactical Income Fund — Source relationship code: IS_SUBFUND_OF — NORTHERN LIGHTS FUND TRUST III; status Active
• HCM Defender 500 Index ETF — Source relationship code: IS_SUBFUND_OF — NORTHERN LIGHTS FUND TRUST III; status Active
• Counterpoint Tactical Income Fund — Source relationship code: IS_SUBFUND_OF — NORTHERN LIGHTS FUND TRUST III; status Active
• Persimmon Long/Short Fund — Source relationship code: IS_SUBFUND_OF — NORTHERN LIGHTS FUND TRUST III; status Active
• Centerstone Investors Fund — Source relationship code: IS_SUBFUND_OF — NORTHERN LIGHTS FUND TRUST III; status Active
• The Covered Bridge Fund — Source relationship code: IS_SUBFUND_OF — NORTHERN LIGHTS FUND TRUST III; status Active
• HCM Dynamic Income Fund — Source relationship code: IS_SUBFUND_OF — NORTHERN LIGHTS FUND TRUST III; status Active
• Absolute Capital Asset Allocator Fund — Source relationship code: IS_SUBFUND_OF — NORTHERN LIGHTS FUND TRUST III; status Active
• HCM Tactical Plus Fund — Source relationship code: IS_SUBFUND_OF — NORTHERN LIGHTS FUND TRUST III; status Active
• Counterpoint Tactical Municipal Fund — Source relationship code: IS_SUBFUND_OF — NORTHERN LIGHTS FUND TRUST III; status Active
• FPA Global Equity ETF — Source relationship code: IS_SUBFUND_OF — NORTHERN LIGHTS FUND TRUST III; status Active
• Counterpoint Tactical Equity Fund — Source relationship code: IS_SUBFUND_OF — NORTHERN LIGHTS FUND TRUST III; status Active
• RESQ Dynamic Allocation Fund — Source relationship code: IS_SUBFUND_OF — NORTHERN LIGHTS FUND TRUST III; status Active
• HCM Multi-Asset Plus Fund — Source relationship code: IS_SUBFUND_OF — NORTHERN LIGHTS FUND TRUST III; status Active
• HCM Sector Plus Fund — Source relationship code: IS_SUBFUND_OF — NORTHERN LIGHTS FUND TRUST III; status Active
• The Teberg Fund — Source relationship code: IS_SUBFUND_OF — NORTHERN LIGHTS FUND TRUST III; status Active
• RESQ Strategic Income Fund — Source relationship code: IS_SUBFUND_OF — NORTHERN LIGHTS FUND TRUST III; status Active
• ACM Dynamic Opportunity Fund — Source relationship code: IS_SUBFUND_OF — NORTHERN LIGHTS FUND TRUST III; status Active

Reporting exceptions

• Direct accounting consolidation parent · Parent is not subject to accounting consolidation
• Ultimate accounting consolidation parent · Parent is not subject to accounting consolidation

These are source-reported exceptions to accounting-relationship reporting. They do not establish ownership or the absence of an owner.