NORTHERN LIGHTS FUND TRUST IV

LEI record

LEI status

Issued

Entity identity

Legal jurisdiction

United States

Legal form

Source legal-form code: 8888

Entity status

Active

Official registration identifier

Registration authority

EDGAR (RA000665)

Registered entity identifier

0001644419

Dates

Initial registration date

8 Aug 2018

Next renewal date

12 Sep 2027

Reported accounting relationships

These are relationships reported for accounting consolidation; they do not establish legal ownership.

Page 1 of 1 · 45 reported relationships.

• NORTHERN LIGHTS FUND TRUST IV — Source relationship code: IS_FUND-MANAGED_BY — MAIN MANAGEMENT ETF ADVISORS, LLC; status Active
• Monarch Volume Factor Global Unconstrained Index ETF — Source relationship code: IS_SUBFUND_OF — NORTHERN LIGHTS FUND TRUST IV; status Active
• Monarch Dividend Plus Index ETF — Source relationship code: IS_SUBFUND_OF — NORTHERN LIGHTS FUND TRUST IV; status Active
• Monarch Select Subsector Index ETF — Source relationship code: IS_SUBFUND_OF — NORTHERN LIGHTS FUND TRUST IV; status Active
• Inspire 500 ETF — Source relationship code: IS_SUBFUND_OF — NORTHERN LIGHTS FUND TRUST IV; status Active
• Main Active Rotation ETF — Source relationship code: IS_SUBFUND_OF — NORTHERN LIGHTS FUND TRUST IV; status Active
• Monarch Volume Factor Dividend Tree Index ETF — Source relationship code: IS_SUBFUND_OF — NORTHERN LIGHTS FUND TRUST IV; status Active
• FM Cash Flow Equity ETF — Source relationship code: IS_SUBFUND_OF — NORTHERN LIGHTS FUND TRUST IV; status Active
• Main Thematic Innovation ETF — Source relationship code: IS_SUBFUND_OF — NORTHERN LIGHTS FUND TRUST IV; status Active
• Brookstone Dividend Stock ETF — Source relationship code: IS_SUBFUND_OF — NORTHERN LIGHTS FUND TRUST IV; status Active
• Brookstone Opportunities ETF — Source relationship code: IS_SUBFUND_OF — NORTHERN LIGHTS FUND TRUST IV; status Active
• Brookstone Growth Stock ETF — Source relationship code: IS_SUBFUND_OF — NORTHERN LIGHTS FUND TRUST IV; status Active
• Brookstone Value Stock ETF — Source relationship code: IS_SUBFUND_OF — NORTHERN LIGHTS FUND TRUST IV; status Active
• Brookstone Intermediate Bond ETF — Source relationship code: IS_SUBFUND_OF — NORTHERN LIGHTS FUND TRUST IV; status Active
• Brookstone Yield ETF — Source relationship code: IS_SUBFUND_OF — NORTHERN LIGHTS FUND TRUST IV; status Active
• Brookstone Ultra-Short Bond ETF — Source relationship code: IS_SUBFUND_OF — NORTHERN LIGHTS FUND TRUST IV; status Active
• Brookstone Active ETF — Source relationship code: IS_SUBFUND_OF — NORTHERN LIGHTS FUND TRUST IV; status Active
• USA Mutuals Vice Fund — Source relationship code: IS_SUBFUND_OF — NORTHERN LIGHTS FUND TRUST IV; status Active
• Inspire International ETF — Source relationship code: IS_SUBFUND_OF — NORTHERN LIGHTS FUND TRUST IV; status Active
• Monarch ProCap Index ETF — Source relationship code: IS_SUBFUND_OF — NORTHERN LIGHTS FUND TRUST IV; status Active
• Monarch Ambassador Income Index ETF — Source relationship code: IS_SUBFUND_OF — NORTHERN LIGHTS FUND TRUST IV; status Active
• Anchor Risk Managed Income Strategies Fund — Source relationship code: IS_SUBFUND_OF — NORTHERN LIGHTS FUND TRUST IV; status Active
• INSPIRE GLOBAL HOPE ETF — Source relationship code: IS_SUBFUND_OF — NORTHERN LIGHTS FUND TRUST IV; status Active
• INSPIRE GROWTH ETF — Source relationship code: IS_SUBFUND_OF — NORTHERN LIGHTS FUND TRUST IV; status Active
• Main International ETF — Source relationship code: IS_SUBFUND_OF — NORTHERN LIGHTS FUND TRUST IV; status Active
• Anchor Risk Managed Equity Strategies Fund — Source relationship code: IS_SUBFUND_OF — NORTHERN LIGHTS FUND TRUST IV; status Active
• INSPIRE CORPORATE BOND ETF — Source relationship code: IS_SUBFUND_OF — NORTHERN LIGHTS FUND TRUST IV; status Active
• MAIN SECTOR ROTATION ETF — Source relationship code: IS_SUBFUND_OF — NORTHERN LIGHTS FUND TRUST IV; status Active
• MOERUS WORLDWIDE FUND — Source relationship code: IS_SUBFUND_OF — NORTHERN LIGHTS FUND TRUST IV; status Active
• Inspire Faithward Large Cap Momentum ESG ETF — Source relationship code: IS_SUBFUND_OF — NORTHERN LIGHTS FUND TRUST IV; status Active
• USA Mutuals All Seasons Fund — Source relationship code: IS_SUBFUND_OF — NORTHERN LIGHTS FUND TRUST IV; status Active
• Main BuyWrite ETF — Source relationship code: IS_SUBFUND_OF — NORTHERN LIGHTS FUND TRUST IV; status Active
• National Security Emerging Markets Index ETF — Source relationship code: IS_SUBFUND_OF — NORTHERN LIGHTS FUND TRUST IV; status Active
• Anchor Risk Managed Global Strategies Fund — Source relationship code: IS_SUBFUND_OF — NORTHERN LIGHTS FUND TRUST IV; status Active
• Main BuyWrite Fund — Source relationship code: IS_SUBFUND_OF — NORTHERN LIGHTS FUND TRUST IV; status Active
• Inspire Fidelis Multi Factor ETF — Source relationship code: IS_SUBFUND_OF — NORTHERN LIGHTS FUND TRUST IV; status Active
• LGM Risk Managed Total Return Fund — Source relationship code: IS_SUBFUND_OF — NORTHERN LIGHTS FUND TRUST IV; status Active
• INSPIRE 100 ETF — Source relationship code: IS_SUBFUND_OF — NORTHERN LIGHTS FUND TRUST IV; status Active
• FormulaFolios Tactical Growth ETF — Source relationship code: IS_SUBFUND_OF — NORTHERN LIGHTS FUND TRUST IV; status Active
• Inspire Tactical Balanced ETF — Source relationship code: IS_SUBFUND_OF — NORTHERN LIGHTS FUND TRUST IV; status Active
• Monarch Blue Chips Core Index ETF — Source relationship code: IS_SUBFUND_OF — NORTHERN LIGHTS FUND TRUST IV; status Active
• Sterling Capital Diverse Multi-Manager Active ETF — Source relationship code: IS_SUBFUND_OF — NORTHERN LIGHTS FUND TRUST IV; status Active
• Fulcrum Diversified Absolute Return Fund — Source relationship code: IS_SUBFUND_OF — NORTHERN LIGHTS FUND TRUST IV; status Active
• INSPIRE SMALL/MID CAP ETF — Source relationship code: IS_SUBFUND_OF — NORTHERN LIGHTS FUND TRUST IV; status Active
• FM Focus Equity ETF — Source relationship code: IS_SUBFUND_OF — NORTHERN LIGHTS FUND TRUST IV; status Active

Reporting exceptions

• Direct accounting consolidation parent · Parent is not subject to accounting consolidation
• Ultimate accounting consolidation parent · Parent is not subject to accounting consolidation

These are source-reported exceptions to accounting-relationship reporting. They do not establish ownership or the absence of an owner.