ALPS ETF TRUST

LEI record

LEI status

Issued

Entity identity

Legal jurisdiction

United States

Legal form

New legal-form code requested (8888)

Entity status

Active

Official registration identifier

Registration authority

EDGAR (RA000665)

Registered entity identifier

0001414040

Dates

Initial registration date

9 Apr 2018

Next renewal date

24 Feb 2027

Reported accounting relationships

These are relationships reported for accounting consolidation; they do not establish legal ownership.

Page 1 of 1 · 26 reported relationships.

• ALPS ETF TRUST — Source relationship code: IS_FUND-MANAGED_BY — ALPS Advisors, Inc.; status Active
• ALPS Nautilus SMR, Nuclear & Technology ETF — Source relationship code: IS_SUBFUND_OF — ALPS ETF TRUST; status Active
• ALPS Electrification Infrastructure ETF — Source relationship code: IS_SUBFUND_OF — ALPS ETF TRUST; status Active
• ALPS Smith Core Plus Bond ETF — Source relationship code: IS_SUBFUND_OF — ALPS ETF TRUST; status Active
• ALPS O'Shares U.S. Small-Cap Quality Dividend ETF — Source relationship code: IS_SUBFUND_OF — ALPS ETF TRUST; status Active
• Level Four Large Cap Growth Active ETF — Source relationship code: IS_SUBFUND_OF — ALPS ETF TRUST; status Active
• ALPS Sector Dividend Dogs ETF — Source relationship code: IS_SUBFUND_OF — ALPS ETF TRUST; status Active
• ALPS Active REIT ETF — Source relationship code: IS_SUBFUND_OF — ALPS ETF TRUST; status Active
• Barron's 400 ETF — Source relationship code: IS_SUBFUND_OF — ALPS ETF TRUST; status Active
• ALPS BBH Intermediate Municipal Bond ETF — Source relationship code: IS_SUBFUND_OF — ALPS ETF TRUST; status Active
• ALPS REIT Dividend Dogs ETF — Source relationship code: IS_SUBFUND_OF — ALPS ETF TRUST; status Active
• Alerian Energy Infrastructure ETF — Source relationship code: IS_SUBFUND_OF — ALPS ETF TRUST; status Active
• ALPS Emerging Sector Dividend Dogs ETF — Source relationship code: IS_SUBFUND_OF — ALPS ETF TRUST; status Active
• ALPS Dynamic US Dividend Advantage ETF — Source relationship code: IS_SUBFUND_OF — ALPS ETF TRUST; status Active
• Alps Equal Sector Weight ETF — Source relationship code: IS_SUBFUND_OF — ALPS ETF TRUST; status Active
• ALPS International Sector Dividend Dogs ETF — Source relationship code: IS_SUBFUND_OF — ALPS ETF TRUST; status Active
• ALPS Disruptive Technologies ETF — Source relationship code: IS_SUBFUND_OF — ALPS ETF TRUST; status Active
• ALPS DYNAMIC CORE INCOME ETF — Source relationship code: IS_SUBFUND_OF — ALPS ETF TRUST; status Active
• ALPS Strategic Income Fund — Source relationship code: IS_SUBFUND_OF — ALPS ETF TRUST; status Active
• ALPS O'Shares Global Internet Giants ETF — Source relationship code: IS_SUBFUND_OF — ALPS ETF TRUST; status Active
• ALPS O'Shares International Developed Quality Dividend ETF — Source relationship code: IS_SUBFUND_OF — ALPS ETF TRUST; status Active
• ALPS Medical Breakthroughs ETF — Source relationship code: IS_SUBFUND_OF — ALPS ETF TRUST; status Active
• ALPS Clean Energy ETF — Source relationship code: IS_SUBFUND_OF — ALPS ETF TRUST; status Active
• ALERIAN MLP ETF — Source relationship code: IS_SUBFUND_OF — ALPS ETF TRUST; status Active
• ALPS O'Shares U.S. Quality Dividend ETF — Source relationship code: IS_SUBFUND_OF — ALPS ETF TRUST; status Active
• ALPS Active Equity Opportunity ETF — Source relationship code: IS_SUBFUND_OF — ALPS ETF TRUST; status Active

Reporting exceptions

• Direct accounting consolidation parent · Parent is not subject to accounting consolidation
• Ultimate accounting consolidation parent · Parent is not subject to accounting consolidation

These are source-reported exceptions to accounting-relationship reporting. They do not establish ownership or the absence of an owner.