BROMPTON FUNDS LIMITED

LEI record

LEI status

Issued

Entity identity

Legal jurisdiction

Source jurisdiction code: CA-ON

Legal form

Source legal-form code: O90R

Entity status

Active

Official registration identifier

Registration authority

GLEIF authority code RA000079; readable name not available in the source list

Registered entity identifier

2285339

Dates

Initial registration date

19 Dec 2017

Next renewal date

16 May 2027

Reported accounting relationships

These are relationships reported for accounting consolidation; they do not establish legal ownership.

Page 1 of 1 · 26 reported relationships.

• Brompton Split Corp. Preferred Share ETF — Source relationship code: IS_FUND-MANAGED_BY — BROMPTON FUNDS LIMITED; status Active
• Brompton Global Dividend Growth ETF — Source relationship code: IS_FUND-MANAGED_BY — BROMPTON FUNDS LIMITED; status Active
• Brompton North American Low Volatility Dividend ETF — Source relationship code: IS_FUND-MANAGED_BY — BROMPTON FUNDS LIMITED; status Active
• Symphony Floating Rate Senior Loan Fund — Source relationship code: IS_FUND-MANAGED_BY — BROMPTON FUNDS LIMITED; status Active
• Canadian High Income Equity Fund — Source relationship code: IS_FUND-MANAGED_BY — BROMPTON FUNDS LIMITED; status Active
• Brompton Tech Leaders Income ETF — Source relationship code: IS_FUND-MANAGED_BY — BROMPTON FUNDS LIMITED; status Active
• Brompton European Dividend Growth ETF — Source relationship code: IS_FUND-MANAGED_BY — BROMPTON FUNDS LIMITED; status Active
• Brompton North American Financials Dividend ETF — Source relationship code: IS_FUND-MANAGED_BY — BROMPTON FUNDS LIMITED; status Active
• Brompton Flaherty & Crumrine Enhanced Investment Grade Preferred ETF — Source relationship code: IS_FUND-MANAGED_BY — BROMPTON FUNDS LIMITED; status Active
• Brompton Enhanced Multi-Asset Income ETF — Source relationship code: IS_FUND-MANAGED_BY — BROMPTON FUNDS LIMITED; status Active
• Brompton Flaherty & Crumrine Investment Grade Preferred ETF — Source relationship code: IS_FUND-MANAGED_BY — BROMPTON FUNDS LIMITED; status Active
• Brompton Global Healthcare Income & Growth ETF — Source relationship code: IS_FUND-MANAGED_BY — BROMPTON FUNDS LIMITED; status Active
• Brompton Global Infrastructure ETF — Source relationship code: IS_FUND-MANAGED_BY — BROMPTON FUNDS LIMITED; status Active
• Global Dividend Growth Split Corp. — Source relationship code: IS_FUND-MANAGED_BY — BROMPTON FUNDS LIMITED; status Active
• Brompton Technology HighPay ETF — Source relationship code: IS_FUND-MANAGED_BY — BROMPTON FUNDS LIMITED; status Active
• Brompton U.S. Equity HighPay ETF — Source relationship code: IS_FUND-MANAGED_BY — BROMPTON FUNDS LIMITED; status Active
• Brompton Utilities & Infrastructure HighPay ETF — Source relationship code: IS_FUND-MANAGED_BY — BROMPTON FUNDS LIMITED; status Active
• Brompton Global Equity HighPay ETF — Source relationship code: IS_FUND-MANAGED_BY — BROMPTON FUNDS LIMITED; status Active
• Brompton Canadian Cash Flow Kings ETF — Source relationship code: IS_FUND-MANAGED_BY — BROMPTON FUNDS LIMITED; status Active
• Brompton Split Corp. Enhanced Equity Income ETF — Source relationship code: IS_FUND-MANAGED_BY — BROMPTON FUNDS LIMITED; status Active
• Brompton Wellington Square AAA CLO ETF — Source relationship code: IS_FUND-MANAGED_BY — BROMPTON FUNDS LIMITED; status Active
• Brompton Financials HighPay ETF — Source relationship code: IS_FUND-MANAGED_BY — BROMPTON FUNDS LIMITED; status Active
• Brompton U.S. Cash Flow Kings ETF — Source relationship code: IS_FUND-MANAGED_BY — BROMPTON FUNDS LIMITED; status Active
• Brompton Global Cash Flow Kings ETF — Source relationship code: IS_FUND-MANAGED_BY — BROMPTON FUNDS LIMITED; status Active
• Brompton International Cash Flow Kings ETF — Source relationship code: IS_FUND-MANAGED_BY — BROMPTON FUNDS LIMITED; status Active
• Brompton Wellington Square Investment Grade CLO ETF — Source relationship code: IS_FUND-MANAGED_BY — BROMPTON FUNDS LIMITED; status Active

Reporting exceptions

• Direct accounting consolidation parent · No person is known to control the entity (for example, control may be spread among diverse shareholders)
• Ultimate accounting consolidation parent · No person is known to control the entity (for example, control may be spread among diverse shareholders)

These are source-reported exceptions to accounting-relationship reporting. They do not establish ownership or the absence of an owner.