Swan Capital Management, LLC

LEI record

LEI status

Issued

Entity identity

Legal jurisdiction

Source jurisdiction code: US-CO

Legal form

Source legal-form code: L10T

Entity status

Active

Official registration identifier

Registration authority

GLEIF authority code RA000599; readable name not available in the source list

Registered entity identifier

20121250739

Dates

Initial registration date

26 Aug 2025

Next renewal date

26 Aug 2027

Reported accounting relationships

These are relationships reported for accounting consolidation; they do not establish legal ownership.

Page 1 of 1 · 3 reported relationships.

• Swan Enhanced Dividend Income ETF — Source relationship code: IS_FUND-MANAGED_BY — Swan Capital Management, LLC; status Active
• Swan Defined Risk Growth Fund — Source relationship code: IS_FUND-MANAGED_BY — Swan Capital Management, LLC; status Active
• Swan Defined Risk Fund — Source relationship code: IS_FUND-MANAGED_BY — Swan Capital Management, LLC; status Active

Reporting exceptions

• Direct accounting consolidation parent · Parent is reported as a natural person
• Ultimate accounting consolidation parent · Parent is reported as a natural person

These are source-reported exceptions to accounting-relationship reporting. They do not establish ownership or the absence of an owner.