NORTHERN TRUST INVESTMENTS, INC.

LEI record

LEI status

Issued

Entity identity

Legal jurisdiction

United States

Legal form

New legal-form code requested (8888)

Entity status

Active

Official registration identifier

Registration authority

National Information Center (NIC) (RA000748)

Registered entity identifier

1422980

Dates

Initial registration date

6 Jun 2012

Next renewal date

12 Sep 2027

Reported accounting relationships

These are relationships reported for accounting consolidation; they do not establish legal ownership.

Page 2 of 7 · 307 reported relationships.

• Multi-Advisor Funds Global Equity Fund-Generation Investment Management US LLP — Source relationship code: IS_FUND-MANAGED_BY — NORTHERN TRUST INVESTMENTS, INC.; status Active
• Northern Trust International Quality Dividend Dynamic ETF — Source relationship code: IS_FUND-MANAGED_BY — NORTHERN TRUST INVESTMENTS, INC.; status Active
• Multi-Advisor Funds International Equity Value Fund — Source relationship code: IS_FUND-MANAGED_BY — NORTHERN TRUST INVESTMENTS, INC.; status Active
• NT SHORT DURATION HIGH QUALITY FIXED INCOME DIVISION, AN INVESTMENT DIVISION OF TALCOTT RESOLUTION LIFE INSURANCE COMPANY — Source relationship code: IS_FUND-MANAGED_BY — NORTHERN TRUST INVESTMENTS, INC.; status Active
• ACTIVE M EMERGING MARKETS EQUITY FUND — Source relationship code: IS_FUND-MANAGED_BY — NORTHERN TRUST INVESTMENTS, INC.; status Active
• Northern Trust Common Russell 2000® Index Fund – Lending — Source relationship code: IS_FUND-MANAGED_BY — NORTHERN TRUST INVESTMENTS, INC.; status Active
• Northern Trust Common Quality Low Volatility U.S. Fund - Lending — Source relationship code: IS_FUND-MANAGED_BY — NORTHERN TRUST INVESTMENTS, INC.; status Active
• Northern Trust Collective All Country World Index (ACWI) Ex-US Fund - Lending — Source relationship code: IS_FUND-MANAGED_BY — NORTHERN TRUST INVESTMENTS, INC.; status Active
• Northern Trust Common Russell 1000 Value Index Fund - Lending — Source relationship code: IS_FUND-MANAGED_BY — NORTHERN TRUST INVESTMENTS, INC.; status Active
• MULTI-ADVISOR FUNDS GLOBAL EMERGING MARKETS FUND — Source relationship code: IS_FUND-MANAGED_BY — NORTHERN TRUST INVESTMENTS, INC.; status Active
• Northern Trust Common EAFE Index Fund - Lending — Source relationship code: IS_FUND-MANAGED_BY — NORTHERN TRUST INVESTMENTS, INC.; status Active
• Northern Trust Common Russell 2000 Value Index Fund - Lending — Source relationship code: IS_FUND-MANAGED_BY — NORTHERN TRUST INVESTMENTS, INC.; status Active
• RUSSELL 2000 Index DIVISION, AN INVESTMENT DIVISION OF TALCOTT RESOLUTION LIFE INSURANCE COMPANY — Source relationship code: IS_FUND-MANAGED_BY — NORTHERN TRUST INVESTMENTS, INC.; status Active
• Northern Trust Collective U.S. Small Cap Fund - Non-Lending — Source relationship code: IS_FUND-MANAGED_BY — NORTHERN TRUST INVESTMENTS, INC.; status Active
• FlexShares Quality Dividend Dynamic Index Fund — Source relationship code: IS_FUND-MANAGED_BY — NORTHERN TRUST INVESTMENTS, INC.; status Active
• Northern Trust Collective Quality Small Cap Core International Fund - Non-Lending — Source relationship code: IS_FUND-MANAGED_BY — NORTHERN TRUST INVESTMENTS, INC.; status Active
• Northern Trust Collective Quality Small Cap Core U.S. Fund - Lending — Source relationship code: IS_FUND-MANAGED_BY — NORTHERN TRUST INVESTMENTS, INC.; status Active
• Small Cap Core Fund — Source relationship code: IS_FUND-MANAGED_BY — NORTHERN TRUST INVESTMENTS, INC.; status Active
• Northern Trust Collective S&P 500 Value Index Fund - Lending — Source relationship code: IS_FUND-MANAGED_BY — NORTHERN TRUST INVESTMENTS, INC.; status Active
• Income Equity Fund — Source relationship code: IS_FUND-MANAGED_BY — NORTHERN TRUST INVESTMENTS, INC.; status Active
• Northern Trust Collective Developed International Small Cap (DISC) Index Fund - Non-Lending — Source relationship code: IS_FUND-MANAGED_BY — NORTHERN TRUST INVESTMENTS, INC.; status Active
• Northern Trust Common Russell 1000 Index Fund - Lending — Source relationship code: IS_FUND-MANAGED_BY — NORTHERN TRUST INVESTMENTS, INC.; status Active
• Northern Trust Common US Market Cap Index Fund - Lending — Source relationship code: IS_FUND-MANAGED_BY — NORTHERN TRUST INVESTMENTS, INC.; status Active
• Northern Trust Common S&P 400 Index Fund - Lending — Source relationship code: IS_FUND-MANAGED_BY — NORTHERN TRUST INVESTMENTS, INC.; status Active
• Northern Trust Collective Quality Low Volatility World Fund - Lending — Source relationship code: IS_FUND-MANAGED_BY — NORTHERN TRUST INVESTMENTS, INC.; status Active
• FlexShares ESG & Climate Emerging Markets Core Index Fund — Source relationship code: IS_FUND-MANAGED_BY — NORTHERN TRUST INVESTMENTS, INC.; status Active
• Northern Trust ESG & Climate US Large Cap Core ETF — Source relationship code: IS_FUND-MANAGED_BY — NORTHERN TRUST INVESTMENTS, INC.; status Active
• Northern Trust Common All Country World Index (ACWI) ex-US Fund - Lending — Source relationship code: IS_FUND-MANAGED_BY — NORTHERN TRUST INVESTMENTS, INC.; status Active
• Northern Trust Common Aggregate Bond Index Fund - Lending — Source relationship code: IS_FUND-MANAGED_BY — NORTHERN TRUST INVESTMENTS, INC.; status Active
• Northern Funds — Source relationship code: IS_FUND-MANAGED_BY — NORTHERN TRUST INVESTMENTS, INC.; status Active
• Treasury Portfolio — Source relationship code: IS_FUND-MANAGED_BY — NORTHERN TRUST INVESTMENTS, INC.; status Active
• Northern Trust Collective EAFE® Index Fund - Non-Lending — Source relationship code: IS_FUND-MANAGED_BY — NORTHERN TRUST INVESTMENTS, INC.; status Active
• Limited Term U.S. Government Fund — Source relationship code: IS_FUND-MANAGED_BY — NORTHERN TRUST INVESTMENTS, INC.; status Active
• Tax-Advantaged Ultra-Short Fixed Income Fund — Source relationship code: IS_FUND-MANAGED_BY — NORTHERN TRUST INVESTMENTS, INC.; status Active
• California Tax-Exempt Fund — Source relationship code: IS_FUND-MANAGED_BY — NORTHERN TRUST INVESTMENTS, INC.; status Active
• Northern Trust Collective World Ex-US Index Fund - Non-Lending — Source relationship code: IS_FUND-MANAGED_BY — NORTHERN TRUST INVESTMENTS, INC.; status Active
• Northern Trust Collective Russell 1000 Growth Index Fund - Lending — Source relationship code: IS_FUND-MANAGED_BY — NORTHERN TRUST INVESTMENTS, INC.; status Active
• NT 30 YEAR MBS/TREASURY/AGENCY Index DIVISION, AN INVESTMENT DIVISION OF TALCOTT RESOLUTION LIFE INSURANCE COMPANY — Source relationship code: IS_FUND-MANAGED_BY — NORTHERN TRUST INVESTMENTS, INC.; status Active
• Northern Engage360 Fund — Source relationship code: IS_FUND-MANAGED_BY — NORTHERN TRUST INVESTMENTS, INC.; status Active
• Northern Trust Morningstar Developed Markets ex-US Factor Tilt ETF — Source relationship code: IS_FUND-MANAGED_BY — NORTHERN TRUST INVESTMENTS, INC.; status Active
• Northern Trust Collective Quality Low Volatility World Ex-US Fund - Non-Lending — Source relationship code: IS_FUND-MANAGED_BY — NORTHERN TRUST INVESTMENTS, INC.; status Active
• Northern Trust Collective Russell 2000 Growth Index Fund - Non-Lending — Source relationship code: IS_FUND-MANAGED_BY — NORTHERN TRUST INVESTMENTS, INC.; status Active
• Northern Trust Collective Emerging Markets Index Fund - Non-Lending — Source relationship code: IS_FUND-MANAGED_BY — NORTHERN TRUST INVESTMENTS, INC.; status Active
• Northern Trust Ultra-Short Fixed Income ETF — Source relationship code: IS_FUND-MANAGED_BY — NORTHERN TRUST INVESTMENTS, INC.; status Active
• FLEXSHARES TRUST — Source relationship code: IS_FUND-MANAGED_BY — NORTHERN TRUST INVESTMENTS, INC.; status Active
• Northern Trust Collective Global Real Estate Index Fund - Non-Lending — Source relationship code: IS_FUND-MANAGED_BY — NORTHERN TRUST INVESTMENTS, INC.; status Active
• Northern Trust Collective United States Investable Market Index Fund - Non-Lending — Source relationship code: IS_FUND-MANAGED_BY — NORTHERN TRUST INVESTMENTS, INC.; status Active
• Northern Trust Collective Russell 1000 Index Fund - Non- Lending — Source relationship code: IS_FUND-MANAGED_BY — NORTHERN TRUST INVESTMENTS, INC.; status Active
• Northern Trust Common All Country World Investable Market Index Fund - Non - Lending — Source relationship code: IS_FUND-MANAGED_BY — NORTHERN TRUST INVESTMENTS, INC.; status Active
• Tax-Exempt Fund — Source relationship code: IS_FUND-MANAGED_BY — NORTHERN TRUST INVESTMENTS, INC.; status Active

Reporting exceptions

• Direct accounting consolidation parent · Parent is reported as a natural person
• Ultimate accounting consolidation parent · Parent is reported as a natural person

These are source-reported exceptions to accounting-relationship reporting. They do not establish ownership or the absence of an owner.