NORTHERN TRUST INVESTMENTS, INC.

LEI record

LEI status

Issued

Entity identity

Legal jurisdiction

United States

Legal form

New legal-form code requested (8888)

Entity status

Active

Official registration identifier

Registration authority

National Information Center (NIC) (RA000748)

Registered entity identifier

1422980

Dates

Initial registration date

6 Jun 2012

Next renewal date

12 Sep 2027

Reported accounting relationships

These are relationships reported for accounting consolidation; they do not establish legal ownership.

Page 3 of 7 · 307 reported relationships.

• Northern Trust Collective Quality Low Volatility World Fund - Non-Lending — Source relationship code: IS_FUND-MANAGED_BY — NORTHERN TRUST INVESTMENTS, INC.; status Active
• Multi-Manager Emerging Markets Debt Opportunity Fund — Source relationship code: IS_FUND-MANAGED_BY — NORTHERN TRUST INVESTMENTS, INC.; status Active
• Northern Trust Common S&P 500® Index Fund – Lending — Source relationship code: IS_FUND-MANAGED_BY — NORTHERN TRUST INVESTMENTS, INC.; status Active
• U.S. Government Select Portfolio — Source relationship code: IS_FUND-MANAGED_BY — NORTHERN TRUST INVESTMENTS, INC.; status Active
• Northern Trust Collective All Country World Index (ACWI) Diversified Multi-Factor Fund - Lending — Source relationship code: IS_FUND-MANAGED_BY — NORTHERN TRUST INVESTMENTS, INC.; status Active
• Northern Trust Collective Extended Equity Market Index Fund - DC - Non-Lending — Source relationship code: IS_FUND-MANAGED_BY — NORTHERN TRUST INVESTMENTS, INC.; status Active
• LIQUID ASSETS PORTFOLIO — Source relationship code: IS_FUND-MANAGED_BY — NORTHERN TRUST INVESTMENTS, INC.; status Active
• Northern Trust High Yield Value-Scored Bond ETF — Source relationship code: IS_FUND-MANAGED_BY — NORTHERN TRUST INVESTMENTS, INC.; status Active
• Intermediate Tax-Exempt Fund — Source relationship code: IS_FUND-MANAGED_BY — NORTHERN TRUST INVESTMENTS, INC.; status Active
• Northern Trust Collective All Country World ex-US Investable Market Index Fund - DC - Non-Lending — Source relationship code: IS_FUND-MANAGED_BY — NORTHERN TRUST INVESTMENTS, INC.; status Active
• Northern Trust Collective Quality Small Cap Core Global Fund - Non-Lending — Source relationship code: IS_FUND-MANAGED_BY — NORTHERN TRUST INVESTMENTS, INC.; status Active
• NTCC International Equity NL Fund FEBT — Source relationship code: IS_FUND-MANAGED_BY — NORTHERN TRUST INVESTMENTS, INC.; status Active
• ADVISERS INVESTMENT TRUST — Source relationship code: IS_FUND-MANAGED_BY — NORTHERN TRUST INVESTMENTS, INC.; status Active
• Northern Trust Collective Russell 2000 Index Fund - Non-Lending — Source relationship code: IS_FUND-MANAGED_BY — NORTHERN TRUST INVESTMENTS, INC.; status Active
• Northern Trust Common Credit Bond Index Fund - Non- Lending — Source relationship code: IS_FUND-MANAGED_BY — NORTHERN TRUST INVESTMENTS, INC.; status Active
• Northern Trust Common Emerging Markets Index Fund - Non-Lending — Source relationship code: IS_FUND-MANAGED_BY — NORTHERN TRUST INVESTMENTS, INC.; status Active
• Northern Trust Collective Commercial Mortgage-Backed Securities Bond Index Fund - Non-Lending — Source relationship code: IS_FUND-MANAGED_BY — NORTHERN TRUST INVESTMENTS, INC.; status Active
• Northern Trust Collective Russell 1000 Value Index Fund - DC - Non Lending — Source relationship code: IS_FUND-MANAGED_BY — NORTHERN TRUST INVESTMENTS, INC.; status Active
• California Intermediate Tax-Exempt Fund — Source relationship code: IS_FUND-MANAGED_BY — NORTHERN TRUST INVESTMENTS, INC.; status Active
• Northern Trust Collective S&P 500 Index Fund - Non- Lending — Source relationship code: IS_FUND-MANAGED_BY — NORTHERN TRUST INVESTMENTS, INC.; status Active
• Short Bond Fund — Source relationship code: IS_FUND-MANAGED_BY — NORTHERN TRUST INVESTMENTS, INC.; status Active
• Northern Trust Quality Dividend ETF — Source relationship code: IS_FUND-MANAGED_BY — NORTHERN TRUST INVESTMENTS, INC.; status Active
• Northern Trust Collective Long Term Government Bond Index Fund - Lending — Source relationship code: IS_FUND-MANAGED_BY — NORTHERN TRUST INVESTMENTS, INC.; status Active
• Northern Trust Developed Markets ex-US Quality Low Volatility ETF — Source relationship code: IS_FUND-MANAGED_BY — NORTHERN TRUST INVESTMENTS, INC.; status Active
• Northern Trust Collective Russell 1000 Index Fund - Lending — Source relationship code: IS_FUND-MANAGED_BY — NORTHERN TRUST INVESTMENTS, INC.; status Active
• Northern Trust Emerging Markets Quality Low Volatility ETF — Source relationship code: IS_FUND-MANAGED_BY — NORTHERN TRUST INVESTMENTS, INC.; status Active
• Northern Trust Collective World Ex-US Investable Market Index Fund - Non-Lending — Source relationship code: IS_FUND-MANAGED_BY — NORTHERN TRUST INVESTMENTS, INC.; status Active
• Northern Trust Collective Canada Small Cap Index Fund - Non-Lending — Source relationship code: IS_FUND-MANAGED_BY — NORTHERN TRUST INVESTMENTS, INC.; status Active
• Multi-Manager Global Real Estate Fund — Source relationship code: IS_FUND-MANAGED_BY — NORTHERN TRUST INVESTMENTS, INC.; status Active
• Northern Trust Common Russell 3000 Index Fund - Lending — Source relationship code: IS_FUND-MANAGED_BY — NORTHERN TRUST INVESTMENTS, INC.; status Active
• Northern Trust Collective Global Infrastructure Index Fund - Non Lending — Source relationship code: IS_FUND-MANAGED_BY — NORTHERN TRUST INVESTMENTS, INC.; status Active
• Northern Trust Collective Long Term Government/Credit Bond Index Fund - Non-Lending — Source relationship code: IS_FUND-MANAGED_BY — NORTHERN TRUST INVESTMENTS, INC.; status Active
• Northern Trust Common S&P 500 Index Fund - Non- Lending — Source relationship code: IS_FUND-MANAGED_BY — NORTHERN TRUST INVESTMENTS, INC.; status Active
• Northern Trust Collective All Country World Index (ACWI) ex-US Fund - DC - Non-Lending — Source relationship code: IS_FUND-MANAGED_BY — NORTHERN TRUST INVESTMENTS, INC.; status Active
• Northern Trust Investments Collective Funds Trust — Source relationship code: IS_FUND-MANAGED_BY — NORTHERN TRUST INVESTMENTS, INC.; status Active
• Northern Trust Common Government Bond Index Fund - Lending — Source relationship code: IS_FUND-MANAGED_BY — NORTHERN TRUST INVESTMENTS, INC.; status Active
• NT Multi-Manager Collective U.S. All Cap Equity Fund - Non-Lending — Source relationship code: IS_FUND-MANAGED_BY — NORTHERN TRUST INVESTMENTS, INC.; status Active
• Northern Trust Common Short Term Government Bond Index Fund - Lending — Source relationship code: IS_FUND-MANAGED_BY — NORTHERN TRUST INVESTMENTS, INC.; status Active
• Small Cap Index Fund — Source relationship code: IS_FUND-MANAGED_BY — NORTHERN TRUST INVESTMENTS, INC.; status Active
• Northern Trust Collective Government Short Term Investment Fund — Source relationship code: IS_FUND-MANAGED_BY — NORTHERN TRUST INVESTMENTS, INC.; status Active
• Northern Trust Credit-Scored US Corporate Bond ETF — Source relationship code: IS_FUND-MANAGED_BY — NORTHERN TRUST INVESTMENTS, INC.; status Active
• Small Cap Value Fund — Source relationship code: IS_FUND-MANAGED_BY — NORTHERN TRUST INVESTMENTS, INC.; status Active
• NT 30 YEAR MBS/CMBS Index DIRECT DIVISION, AN INVESTMENT DIVISION OF TALCOTT RESOLUTION LIFE INSURANCE COMPANY — Source relationship code: IS_FUND-MANAGED_BY — NORTHERN TRUST INVESTMENTS, INC.; status Active
• Northern Trust Collective Short Term Investment Fund — Source relationship code: IS_FUND-MANAGED_BY — NORTHERN TRUST INVESTMENTS, INC.; status Active
• Treasury Instruments Portfolio — Source relationship code: IS_FUND-MANAGED_BY — NORTHERN TRUST INVESTMENTS, INC.; status Active
• Northern Trust Collective 1-10 Year Intermediate Credit Bond Index Fund - Non-Lending — Source relationship code: IS_FUND-MANAGED_BY — NORTHERN TRUST INVESTMENTS, INC.; status Active
• Northern Trust Morningstar Emerging Markets Factor Tilt ETF — Source relationship code: IS_FUND-MANAGED_BY — NORTHERN TRUST INVESTMENTS, INC.; status Active
• Northern Trust Collective All Country World ex-US Investable Market Index Fund - DC - Lending — Source relationship code: IS_FUND-MANAGED_BY — NORTHERN TRUST INVESTMENTS, INC.; status Active
• Northern Trust Collective Global Natural Resources Index Fund - Non Lending — Source relationship code: IS_FUND-MANAGED_BY — NORTHERN TRUST INVESTMENTS, INC.; status Active
• Northern Trust Collective Emerging Markets Small Cap Index Fund - Non-Lending — Source relationship code: IS_FUND-MANAGED_BY — NORTHERN TRUST INVESTMENTS, INC.; status Active

Reporting exceptions

• Direct accounting consolidation parent · Parent is reported as a natural person
• Ultimate accounting consolidation parent · Parent is reported as a natural person

These are source-reported exceptions to accounting-relationship reporting. They do not establish ownership or the absence of an owner.