NORTHERN TRUST INVESTMENTS, INC.

LEI record

LEI status

Issued

Entity identity

Legal jurisdiction

United States

Legal form

New legal-form code requested (8888)

Entity status

Active

Official registration identifier

Registration authority

National Information Center (NIC) (RA000748)

Registered entity identifier

1422980

Dates

Initial registration date

6 Jun 2012

Next renewal date

12 Sep 2027

Reported accounting relationships

These are relationships reported for accounting consolidation; they do not establish legal ownership.

Page 5 of 7 · 307 reported relationships.

• Emerging Markets Equity Index Fund — Source relationship code: IS_FUND-MANAGED_BY — NORTHERN TRUST INVESTMENTS, INC.; status Active
• Northern Trust Collective All Country World Investable Market Index Fund - DC - Non Lending — Source relationship code: IS_FUND-MANAGED_BY — NORTHERN TRUST INVESTMENTS, INC.; status Active
• Arizona Tax-Exempt Fund — Source relationship code: IS_FUND-MANAGED_BY — NORTHERN TRUST INVESTMENTS, INC.; status Active
• Northern Trust Collective Intermediate Government/Credit Bond Index Fund - Lending — Source relationship code: IS_FUND-MANAGED_BY — NORTHERN TRUST INVESTMENTS, INC.; status Active
• Northern Trust Collective S&P 500 Index Fund - DC - Non-Lending — Source relationship code: IS_FUND-MANAGED_BY — NORTHERN TRUST INVESTMENTS, INC.; status Active
• Northern Trust Collective All Country World Investable Market Index Fund - Non-Lending — Source relationship code: IS_FUND-MANAGED_BY — NORTHERN TRUST INVESTMENTS, INC.; status Active
• Northern Trust ESG & Climate Investment Grade Corporate Core ETF — Source relationship code: IS_FUND-MANAGED_BY — NORTHERN TRUST INVESTMENTS, INC.; status Active
• Northern Trust Collective All Country World Index (ACWI) Ex-US Fund - Non-Lending — Source relationship code: IS_FUND-MANAGED_BY — NORTHERN TRUST INVESTMENTS, INC.; status Active
• MULTI-ADVISOR FUNDS GLOBAL EMERGING MARKETS EQUITY FUND - AXIOM INVESTORS — Source relationship code: IS_FUND-MANAGED_BY — NORTHERN TRUST INVESTMENTS, INC.; status Active
• Northern Trust International Quality Dividend ETF — Source relationship code: IS_FUND-MANAGED_BY — NORTHERN TRUST INVESTMENTS, INC.; status Active
• Northern Trust Collective Russell 1000 Value Index Fund - Lending — Source relationship code: IS_FUND-MANAGED_BY — NORTHERN TRUST INVESTMENTS, INC.; status Active
• NTCC Emerging Markets Fund FEBT — Source relationship code: IS_FUND-MANAGED_BY — NORTHERN TRUST INVESTMENTS, INC.; status Active
• NTCC William Blair International Fund AFGT — Source relationship code: IS_FUND-MANAGED_BY — NORTHERN TRUST INVESTMENTS, INC.; status Active
• Northern Trust Collective FCP Short Term Investment Fund — Source relationship code: IS_FUND-MANAGED_BY — NORTHERN TRUST INVESTMENTS, INC.; status Active
• Northern Trust Disciplined Duration MBS ETF — Source relationship code: IS_FUND-MANAGED_BY — NORTHERN TRUST INVESTMENTS, INC.; status Active
• Northern Trust Common Russell 1000 Growth Index Fund - Lending — Source relationship code: IS_FUND-MANAGED_BY — NORTHERN TRUST INVESTMENTS, INC.; status Active
• U.S. Government Fund — Source relationship code: IS_FUND-MANAGED_BY — NORTHERN TRUST INVESTMENTS, INC.; status Active
• Ultra-Short Fixed Income Fund — Source relationship code: IS_FUND-MANAGED_BY — NORTHERN TRUST INVESTMENTS, INC.; status Active
• Northern Trust Labor Select Collective Russell 3000 Index Fund - Lending — Source relationship code: IS_FUND-MANAGED_BY — NORTHERN TRUST INVESTMENTS, INC.; status Active
• Fixed Income Fund — Source relationship code: IS_FUND-MANAGED_BY — NORTHERN TRUST INVESTMENTS, INC.; status Active
• Northern Trust Common Russell 2000 Index Fund - Non- Lending — Source relationship code: IS_FUND-MANAGED_BY — NORTHERN TRUST INVESTMENTS, INC.; status Active
• Limited Term Tax-Exempt Fund — Source relationship code: IS_FUND-MANAGED_BY — NORTHERN TRUST INVESTMENTS, INC.; status Active
• Northern Trust Collective Quality Large Cap Core International Fund - Lending — Source relationship code: IS_FUND-MANAGED_BY — NORTHERN TRUST INVESTMENTS, INC.; status Active
• Northern Trust Common United States Investable Market Index Fund-Non-Lending — Source relationship code: IS_FUND-MANAGED_BY — NORTHERN TRUST INVESTMENTS, INC.; status Active
• Northern Trust Collective Quality Low Volatility U.S. Fund - Non-Lending — Source relationship code: IS_FUND-MANAGED_BY — NORTHERN TRUST INVESTMENTS, INC.; status Active
• Northern Trust Collective United States Index Fund - Non- Lending — Source relationship code: IS_FUND-MANAGED_BY — NORTHERN TRUST INVESTMENTS, INC.; status Active
• Northern Trust Collective Quality Small Cap Value Fund - Non-Lending — Source relationship code: IS_FUND-MANAGED_BY — NORTHERN TRUST INVESTMENTS, INC.; status Active
• U.S. Government Portfolio — Source relationship code: IS_FUND-MANAGED_BY — NORTHERN TRUST INVESTMENTS, INC.; status Active
• FlexShares Real Assets Allocation Index Fund — Source relationship code: IS_FUND-MANAGED_BY — NORTHERN TRUST INVESTMENTS, INC.; status Active
• NT Multi-Manager Collective Non-U.S. Equity Fund - Lending — Source relationship code: IS_FUND-MANAGED_BY — NORTHERN TRUST INVESTMENTS, INC.; status Active
• Northern Trust Collective S&P 600 Index Fund - Non-Lending — Source relationship code: IS_FUND-MANAGED_BY — NORTHERN TRUST INVESTMENTS, INC.; status Active
• Mid Cap Index Fund — Source relationship code: IS_FUND-MANAGED_BY — NORTHERN TRUST INVESTMENTS, INC.; status Active
• Northern Trust Collective Russell 2000 Index Fund - Lending — Source relationship code: IS_FUND-MANAGED_BY — NORTHERN TRUST INVESTMENTS, INC.; status Active
• Northern Trust Common EAFE Index Fund - Non-Lending — Source relationship code: IS_FUND-MANAGED_BY — NORTHERN TRUST INVESTMENTS, INC.; status Active
• Northern Trust Collective Aggregate Bond Index Fund - Non-Lending — Source relationship code: IS_FUND-MANAGED_BY — NORTHERN TRUST INVESTMENTS, INC.; status Active
• Northern Trust Collective Long Term Government Bond Index Fund - Non-Lending — Source relationship code: IS_FUND-MANAGED_BY — NORTHERN TRUST INVESTMENTS, INC.; status Active
• High Yield Fixed Income Fund — Source relationship code: IS_FUND-MANAGED_BY — NORTHERN TRUST INVESTMENTS, INC.; status Active
• Northern Trust Common Short Term Investment Fund — Source relationship code: IS_FUND-MANAGED_BY — NORTHERN TRUST INVESTMENTS, INC.; status Active
• Active M International Equity Fund — Source relationship code: IS_FUND-MANAGED_BY — NORTHERN TRUST INVESTMENTS, INC.; status Active
• Northern Trust Common Russell 1000 Index Fund - Non- Lending — Source relationship code: IS_FUND-MANAGED_BY — NORTHERN TRUST INVESTMENTS, INC.; status Active
• Northern Trust Collective SL Core Short Term Investment Fund — Source relationship code: IS_FUND-MANAGED_BY — NORTHERN TRUST INVESTMENTS, INC.; status Active
• Northern Trust Global Quality Real Estate ETF — Source relationship code: IS_FUND-MANAGED_BY — NORTHERN TRUST INVESTMENTS, INC.; status Active
• Northern Trust Collective United States Small Cap Index Fund - Non- Lending — Source relationship code: IS_FUND-MANAGED_BY — NORTHERN TRUST INVESTMENTS, INC.; status Active
• Northern Trust Common FCP Short Term Investment Fund — Source relationship code: IS_FUND-MANAGED_BY — NORTHERN TRUST INVESTMENTS, INC.; status Active
• NORTHERN TRUST COLLECTIVE CANADA INDEX FUND - NON - LENDING — Source relationship code: IS_FUND-MANAGED_BY — NORTHERN TRUST INVESTMENTS, INC.; status Active
• Stock Index Fund — Source relationship code: IS_FUND-MANAGED_BY — NORTHERN TRUST INVESTMENTS, INC.; status Active
• Northern Trust Collective S&P 400 Index Fund - Lending — Source relationship code: IS_FUND-MANAGED_BY — NORTHERN TRUST INVESTMENTS, INC.; status Active
• Bond Index Fund — Source relationship code: IS_FUND-MANAGED_BY — NORTHERN TRUST INVESTMENTS, INC.; status Active
• Global Tactical Asset Allocation Fund — Source relationship code: IS_FUND-MANAGED_BY — NORTHERN TRUST INVESTMENTS, INC.; status Active
• Northern Trust Collective Long-Term US Corporate Bond Index Fund - Non-Lending — Source relationship code: IS_FUND-MANAGED_BY — NORTHERN TRUST INVESTMENTS, INC.; status Active

Reporting exceptions

• Direct accounting consolidation parent · Parent is reported as a natural person
• Ultimate accounting consolidation parent · Parent is reported as a natural person

These are source-reported exceptions to accounting-relationship reporting. They do not establish ownership or the absence of an owner.