NORTHERN TRUST INVESTMENTS, INC.

LEI record

LEI status

Issued

Entity identity

Legal jurisdiction

United States

Legal form

New legal-form code requested (8888)

Entity status

Active

Official registration identifier

Registration authority

National Information Center (NIC) (RA000748)

Registered entity identifier

1422980

Dates

Initial registration date

6 Jun 2012

Next renewal date

12 Sep 2027

Reported accounting relationships

These are relationships reported for accounting consolidation; they do not establish legal ownership.

Page 6 of 7 · 307 reported relationships.

• Northern Trust Collective Emerging Markets ex China Investable Market Index Fund - Non-Lending — Source relationship code: IS_FUND-MANAGED_BY — NORTHERN TRUST INVESTMENTS, INC.; status Active
• Northern Trust Common Treasury Inflation-Protected Securities ("TIPS") Index Fund - Lending — Source relationship code: IS_FUND-MANAGED_BY — NORTHERN TRUST INVESTMENTS, INC.; status Active
• FlexShares International Quality Dividend Defensive Index Fund — Source relationship code: IS_FUND-MANAGED_BY — NORTHERN TRUST INVESTMENTS, INC.; status Active
• Northern Trust Collective Emerging Markets Investable Market Index Fund - Non-Lending — Source relationship code: IS_FUND-MANAGED_BY — NORTHERN TRUST INVESTMENTS, INC.; status Active
• Northern Trust Collective High Yield Fund - Non-Lending — Source relationship code: IS_FUND-MANAGED_BY — NORTHERN TRUST INVESTMENTS, INC.; status Active
• Northern Trust US Quality Large Cap ETF — Source relationship code: IS_FUND-MANAGED_BY — NORTHERN TRUST INVESTMENTS, INC.; status Active
• Northern Trust Collective Quality Small Cap Value Fund - Lending — Source relationship code: IS_FUND-MANAGED_BY — NORTHERN TRUST INVESTMENTS, INC.; status Active
• Northern Trust Common Securitized Bond Index Fund - Non -Lending — Source relationship code: IS_FUND-MANAGED_BY — NORTHERN TRUST INVESTMENTS, INC.; status Active
• Northern Trust Collective Russell 3000 Index Fund - DC - Non-Lending — Source relationship code: IS_FUND-MANAGED_BY — NORTHERN TRUST INVESTMENTS, INC.; status Active
• Northern Trust Collective Mortgage-Backed Securities Index Fund - Non-Lending — Source relationship code: IS_FUND-MANAGED_BY — NORTHERN TRUST INVESTMENTS, INC.; status Active
• Core Bond Fund — Source relationship code: IS_FUND-MANAGED_BY — NORTHERN TRUST INVESTMENTS, INC.; status Active
• Northern Trust Collective Russell 1000 Value Index Fund - Non-Lending — Source relationship code: IS_FUND-MANAGED_BY — NORTHERN TRUST INVESTMENTS, INC.; status Active
• World Selection Index Fund — Source relationship code: IS_FUND-MANAGED_BY — NORTHERN TRUST INVESTMENTS, INC.; status Active
• Northern Trust Collective Russell 3000 Index Fund - Lending — Source relationship code: IS_FUND-MANAGED_BY — NORTHERN TRUST INVESTMENTS, INC.; status Active
• U.S. Quality ESG Fund — Source relationship code: IS_FUND-MANAGED_BY — NORTHERN TRUST INVESTMENTS, INC.; status Active
• Northern Trust Common All Country World Ex-US Investable Market Index Fund - Non-Lending — Source relationship code: IS_FUND-MANAGED_BY — NORTHERN TRUST INVESTMENTS, INC.; status Active
• Northern Trust iBoxx 5-Year Target Duration TIPS ETF — Source relationship code: IS_FUND-MANAGED_BY — NORTHERN TRUST INVESTMENTS, INC.; status Active
• Multi-Manager High Yield Opportunity Fund — Source relationship code: IS_FUND-MANAGED_BY — NORTHERN TRUST INVESTMENTS, INC.; status Active
• Northern Trust Common Labor Select Russell 3000 Index Fund - Lending — Source relationship code: IS_FUND-MANAGED_BY — NORTHERN TRUST INVESTMENTS, INC.; status Active
• NTCC International Equity Fund FEBT — Source relationship code: IS_FUND-MANAGED_BY — NORTHERN TRUST INVESTMENTS, INC.; status Active
• Northern Trust Collective S&P 500 Growth Index Fund - Lending — Source relationship code: IS_FUND-MANAGED_BY — NORTHERN TRUST INVESTMENTS, INC.; status Active
• NTCC Collective Funds for Employee Benefit Trusts — Source relationship code: IS_FUND-MANAGED_BY — NORTHERN TRUST INVESTMENTS, INC.; status Active
• Northern Trust Collective US Credit Bond Index Fund - Lending — Source relationship code: IS_FUND-MANAGED_BY — NORTHERN TRUST INVESTMENTS, INC.; status Active
• NTCC Small Cap Fund FEBT — Source relationship code: IS_FUND-MANAGED_BY — NORTHERN TRUST INVESTMENTS, INC.; status Active
• U.S. Government Select Money Market Fund — Source relationship code: IS_FUND-MANAGED_BY — NORTHERN TRUST INVESTMENTS, INC.; status Active
• Northern Trust Collective World Ex-US Index Fund - Lending — Source relationship code: IS_FUND-MANAGED_BY — NORTHERN TRUST INVESTMENTS, INC.; status Active
• Northern Trust Collective Russell 2000 Value Index Fund - Lending — Source relationship code: IS_FUND-MANAGED_BY — NORTHERN TRUST INVESTMENTS, INC.; status Active
• Northern Trust Collective 1-10 Year Treasury Inflation- Protected Securities (TIPS) Index Fund - Non-Lending — Source relationship code: IS_FUND-MANAGED_BY — NORTHERN TRUST INVESTMENTS, INC.; status Active
• NORTHERN TRUST COLLECTIVE EAFE SMALL CAP INDEX FUND - NON - LENDING — Source relationship code: IS_FUND-MANAGED_BY — NORTHERN TRUST INVESTMENTS, INC.; status Active
• Northern Trust Collective S&P 400 Index Fund - DC - Non-Lending — Source relationship code: IS_FUND-MANAGED_BY — NORTHERN TRUST INVESTMENTS, INC.; status Active
• Northern Institutional Funds — Source relationship code: IS_FUND-MANAGED_BY — NORTHERN TRUST INVESTMENTS, INC.; status Active
• Northern Trust Collective United States Investable Market Index Fund - DC - Non-Lending — Source relationship code: IS_FUND-MANAGED_BY — NORTHERN TRUST INVESTMENTS, INC.; status Active
• Northern Trust Credit-Scored US Long Corporate Bond ETF — Source relationship code: IS_FUND-MANAGED_BY — NORTHERN TRUST INVESTMENTS, INC.; status Active
• Multi-Advisor Funds Global Sustainable Infrastructure Fund — Source relationship code: IS_FUND-MANAGED_BY — NORTHERN TRUST INVESTMENTS, INC.; status Active
• Northern Trust Collective Russell 1000 Growth Index Fund - Non-Lending — Source relationship code: IS_FUND-MANAGED_BY — NORTHERN TRUST INVESTMENTS, INC.; status Active
• Northern Trust Collective Long Term Credit Bond Index Fund - Lending — Source relationship code: IS_FUND-MANAGED_BY — NORTHERN TRUST INVESTMENTS, INC.; status Active
• Northern Trust Collective Short Term Government Bond Index Fund - Lending — Source relationship code: IS_FUND-MANAGED_BY — NORTHERN TRUST INVESTMENTS, INC.; status Active
• Northern Trust Collective All Country World Ex-US Investable Market Index Fund - Lending — Source relationship code: IS_FUND-MANAGED_BY — NORTHERN TRUST INVESTMENTS, INC.; status Active
• RVP NT 30 Yr MBS/ABS/CMBS Index Division, an Investment Division of Talcott Resolution Life Insurance Company — Source relationship code: IS_FUND-MANAGED_BY — NORTHERN TRUST INVESTMENTS, INC.; status Active
• Northern Trust Collective Treasury Inflation-Protected Securities (TIPS) Index Fund - Non-Lending — Source relationship code: IS_FUND-MANAGED_BY — NORTHERN TRUST INVESTMENTS, INC.; status Active
• Northern Trust Collective Russell 2000 Value Index Fund - Non-Lending — Source relationship code: IS_FUND-MANAGED_BY — NORTHERN TRUST INVESTMENTS, INC.; status Active
• NTAM Treasury Assets Fund — Source relationship code: IS_FUND-MANAGED_BY — NORTHERN TRUST INVESTMENTS, INC.; status Active
• Northern Trust Quality Dividend Defensive ETF — Source relationship code: IS_FUND-MANAGED_BY — NORTHERN TRUST INVESTMENTS, INC.; status Active
• Northern Trust Collective US Real Estate Index Fund - Non Lending — Source relationship code: IS_FUND-MANAGED_BY — NORTHERN TRUST INVESTMENTS, INC.; status Active
• Northern Trust Collective All Country World Ex-US Investable Market Index Fund - Non-Lending — Source relationship code: IS_FUND-MANAGED_BY — NORTHERN TRUST INVESTMENTS, INC.; status Active
• International Equity Fund — Source relationship code: IS_FUND-MANAGED_BY — NORTHERN TRUST INVESTMENTS, INC.; status Active
• Northern Trust Collective Extended Equity Market Index Fund - Non-Lending — Source relationship code: IS_FUND-MANAGED_BY — NORTHERN TRUST INVESTMENTS, INC.; status Active
• Northern Trust Morningstar US Market Factor Tilt ETF — Source relationship code: IS_FUND-MANAGED_BY — NORTHERN TRUST INVESTMENTS, INC.; status Active
• NORTHERN TRUST COLLECTIVE WORLD GOVERNMENT BOND INDEX FUND NON LENDING — Source relationship code: IS_FUND-MANAGED_BY — NORTHERN TRUST INVESTMENTS, INC.; status Active
• Northern Trust Common Government/Credit Bond Index Fund - Lending — Source relationship code: IS_FUND-MANAGED_BY — NORTHERN TRUST INVESTMENTS, INC.; status Active

Reporting exceptions

• Direct accounting consolidation parent · Parent is reported as a natural person
• Ultimate accounting consolidation parent · Parent is reported as a natural person

These are source-reported exceptions to accounting-relationship reporting. They do not establish ownership or the absence of an owner.