NORTHERN TRUST INVESTMENTS, INC.

LEI record

LEI status

Issued

Entity identity

Legal jurisdiction

United States

Legal form

New legal-form code requested (8888)

Entity status

Active

Official registration identifier

Registration authority

National Information Center (NIC) (RA000748)

Registered entity identifier

1422980

Dates

Initial registration date

6 Jun 2012

Next renewal date

12 Sep 2027

Reported accounting relationships

These are relationships reported for accounting consolidation; they do not establish legal ownership.

Page 7 of 7 · 307 reported relationships.

• Northern Trust Collective Russell 3000 Index Fund - Non- Lending — Source relationship code: IS_FUND-MANAGED_BY — NORTHERN TRUST INVESTMENTS, INC.; status Active
• Northern Trust STOXX Global ESG Select ETF — Source relationship code: IS_FUND-MANAGED_BY — NORTHERN TRUST INVESTMENTS, INC.; status Active
• Northern Trust iBoxx 3-Year Target Duration TIPS ETF — Source relationship code: IS_FUND-MANAGED_BY — NORTHERN TRUST INVESTMENTS, INC.; status Active
• NORTHERN TRUST COLLECTIVE QUALITY LARGE CAP CORE RUSSELL 1000 FUND - LENDING — Source relationship code: IS_FUND-MANAGED_BY — NORTHERN TRUST INVESTMENTS, INC.; status Active
• Northern Trust Collective Diversified Frontier Markets Fund — Ultimate accounting consolidation parent — NORTHERN TRUST INVESTMENTS, INC.; status Active
• Northern Trust Collective Quant Enhanced EASEA Equity — Ultimate accounting consolidation parent — NORTHERN TRUST INVESTMENTS, INC.; status Active
• Northern Trust Collective Quality Small Cap Value Fund - Lending — Ultimate accounting consolidation parent — NORTHERN TRUST INVESTMENTS, INC.; status Active

Reporting exceptions

• Direct accounting consolidation parent · Parent is reported as a natural person
• Ultimate accounting consolidation parent · Parent is reported as a natural person

These are source-reported exceptions to accounting-relationship reporting. They do not establish ownership or the absence of an owner.