ADVISORS ASSET MANAGEMENT, INC.

LEI record

LEI status

Issued

Entity identity

Legal jurisdiction

Source jurisdiction code: US-DE

Legal form

Source legal-form code: XTIQ

Entity status

Active

Official registration identifier

Registration authority

GLEIF authority code RA000602; readable name not available in the source list

Registered entity identifier

4481512

Dates

Initial registration date

6 Jun 2012

Next renewal date

30 Jan 2027

Reported accounting relationships

These are relationships reported for accounting consolidation; they do not establish legal ownership.

Page 1 of 1 · 16 reported relationships.

• AAM Crescent CLO ETF — Source relationship code: IS_FUND-MANAGED_BY — ADVISORS ASSET MANAGEMENT, INC.; status Active
• AAM Todd International Intrinsic Value ETF — Source relationship code: IS_FUND-MANAGED_BY — ADVISORS ASSET MANAGEMENT, INC.; status Active
• AAM Ubiquitous ETF — Source relationship code: IS_FUND-MANAGED_BY — ADVISORS ASSET MANAGEMENT, INC.; status Active
• AAM Brentview Dividend Growth ETF — Source relationship code: IS_FUND-MANAGED_BY — ADVISORS ASSET MANAGEMENT, INC.; status Active
• AAM Sawgrass U.S. Large Cap Quality Growth ETF — Source relationship code: IS_FUND-MANAGED_BY — ADVISORS ASSET MANAGEMENT, INC.; status Active
• AAM Sawgrass U.S. Small Cap Quality Growth ETF — Source relationship code: IS_FUND-MANAGED_BY — ADVISORS ASSET MANAGEMENT, INC.; status Active
• AAM SLC Low Duration Income ETF — Source relationship code: IS_FUND-MANAGED_BY — ADVISORS ASSET MANAGEMENT, INC.; status Active
• AAM Low Duration Preferred and Income Securities ETF — Source relationship code: IS_FUND-MANAGED_BY — ADVISORS ASSET MANAGEMENT, INC.; status Active
• AAM/Insight Select Income Fund — Source relationship code: IS_FUND-MANAGED_BY — ADVISORS ASSET MANAGEMENT, INC.; status Active
• AAM/HIMCO Short Duration Fund — Source relationship code: IS_FUND-MANAGED_BY — ADVISORS ASSET MANAGEMENT, INC.; status Active
• AAM/Phocas Real Estate Fund — Source relationship code: IS_FUND-MANAGED_BY — ADVISORS ASSET MANAGEMENT, INC.; status Active
• AAM S&P Emerging Markets High Dividend Value ETF — Source relationship code: IS_FUND-MANAGED_BY — ADVISORS ASSET MANAGEMENT, INC.; status Active
• AAM Transformers ETF — Source relationship code: IS_FUND-MANAGED_BY — ADVISORS ASSET MANAGEMENT, INC.; status Active
• AAM S&P 500 High Dividend Value ETF — Source relationship code: IS_FUND-MANAGED_BY — ADVISORS ASSET MANAGEMENT, INC.; status Active
• AAM Alternatives Trust — Source relationship code: IS_FUND-MANAGED_BY — ADVISORS ASSET MANAGEMENT, INC.; status Active
• ADVISORS ASSET MANAGEMENT, INC. — Ultimate accounting consolidation parent — Sun Life Financial Inc.; status Active

Reporting exceptions

• Direct accounting consolidation parent · Parent does not have an LEI

These are source-reported exceptions to accounting-relationship reporting. They do not establish ownership or the absence of an owner.