PGIM Rock ETF Trust

LEI record

LEI status

Issued

Entity identity

Legal jurisdiction

United States

Legal form

New legal-form code requested (8888)

Entity status

Active

Official registration identifier

Registration authority

EDGAR (RA000665)

Registered entity identifier

0001992104

Dates

Initial registration date

16 Oct 2023

Next renewal date

16 Apr 2027

Reported accounting relationships

These are relationships reported for accounting consolidation; they do not establish legal ownership.

Page 1 of 1 · 50 reported relationships.

• PGIM Rock ETF Trust — Source relationship code: IS_FUND-MANAGED_BY — PGIM INVESTMENTS LLC; status Active
• PGIM S&P 500 Buffer 12 ETF - April — Source relationship code: IS_SUBFUND_OF — PGIM Rock ETF Trust; status Active
• PGIM S&P 500 MAX BUFFER ETF - SEPTEMBER — Source relationship code: IS_SUBFUND_OF — PGIM Rock ETF Trust; status Active
• PGIM S&P 500 Buffer 12 ETF - February — Source relationship code: IS_SUBFUND_OF — PGIM Rock ETF Trust; status Active
• PGIM S&P 500 MAX BUFFER ETF - JULY — Source relationship code: IS_SUBFUND_OF — PGIM Rock ETF Trust; status Active
• PGIM S&P 500 Buffer 12 ETF - August — Source relationship code: IS_SUBFUND_OF — PGIM Rock ETF Trust; status Active
• PGIM S&P 500 MAX BUFFER ETF - MARCH — Source relationship code: IS_SUBFUND_OF — PGIM Rock ETF Trust; status Active
• PGIM S&P 500 Quarterly Buffer 5 ETF — Source relationship code: IS_SUBFUND_OF — PGIM Rock ETF Trust; status Active
• PGIM S&P 500 BUFFER 20 ETF - MARCH — Source relationship code: IS_SUBFUND_OF — PGIM Rock ETF Trust; status Active
• PGIM S&P 500 Buffer 20 ETF - September — Source relationship code: IS_SUBFUND_OF — PGIM Rock ETF Trust; status Active
• PGIM S&P 500 Buffer 20 ETF - January — Source relationship code: IS_SUBFUND_OF — PGIM Rock ETF Trust; status Active
• PGIM S&P 500 Max Buffer ETF - April — Source relationship code: IS_SUBFUND_OF — PGIM Rock ETF Trust; status Active
• PGIM S&P 500 Max Buffer ETF - August — Source relationship code: IS_SUBFUND_OF — PGIM Rock ETF Trust; status Active
• PGIM Laddered S&P 500 Buffer 12 ETF — Source relationship code: IS_SUBFUND_OF — PGIM Rock ETF Trust; status Active
• PGIM S&P 500 MAX BUFFER ETF - OCTOBER — Source relationship code: IS_SUBFUND_OF — PGIM Rock ETF Trust; status Active
• PGIM S&P 500 Buffer 20 ETF - July — Source relationship code: IS_SUBFUND_OF — PGIM Rock ETF Trust; status Active
• PGIM S&P 500 BUFFER 12 ETF - DECEMBER — Source relationship code: IS_SUBFUND_OF — PGIM Rock ETF Trust; status Active
• PGIM S&P 500 Buffer 12 ETF - January — Source relationship code: IS_SUBFUND_OF — PGIM Rock ETF Trust; status Active
• PGIM S&P 500 Buffer 20 ETF - November — Source relationship code: IS_SUBFUND_OF — PGIM Rock ETF Trust; status Active
• PGIM S&P 500 Quarterly Buffer 15 ETF — Source relationship code: IS_SUBFUND_OF — PGIM Rock ETF Trust; status Active
• PSF PGIM Laddered Allocation S&P 500 Buffer 20 Portfolio — Source relationship code: IS_SUBFUND_OF — PGIM Rock ETF Trust; status Active
• PGIM S&P 500 Buffer 12 ETF - March — Source relationship code: IS_SUBFUND_OF — PGIM Rock ETF Trust; status Active
• PGIM S&P 500 Quarterly Buffer 10 ETF — Source relationship code: IS_SUBFUND_OF — PGIM Rock ETF Trust; status Active
• PGIM S&P 500 Quarterly Buffer 20 ETF — Source relationship code: IS_SUBFUND_OF — PGIM Rock ETF Trust; status Active
• PGIM S&P 500 Buffer 12 ETF - July — Source relationship code: IS_SUBFUND_OF — PGIM Rock ETF Trust; status Active
• PGIM Nasdaq-100 Buffer 12 ETF - October — Source relationship code: IS_SUBFUND_OF — PGIM Rock ETF Trust; status Active
• PGIM Laddered Nasdaq-100 Buffer 12 ETF — Source relationship code: IS_SUBFUND_OF — PGIM Rock ETF Trust; status Active
• PGIM S&P 500 Buffer 20 ETF - December — Source relationship code: IS_SUBFUND_OF — PGIM Rock ETF Trust; status Active
• PGIM S&P 500 Max Buffer ETF - February — Source relationship code: IS_SUBFUND_OF — PGIM Rock ETF Trust; status Active
• PGIM S&P 500 BUFFER 12 ETF - NOVEMBER — Source relationship code: IS_SUBFUND_OF — PGIM Rock ETF Trust; status Active
• PGIM Nasdaq-100 Buffer 12 ETF - July — Source relationship code: IS_SUBFUND_OF — PGIM Rock ETF Trust; status Active
• PGIM S&P 500 Buffer 12 ETF - May — Source relationship code: IS_SUBFUND_OF — PGIM Rock ETF Trust; status Active
• PGIM S&P 500 Buffer 20 ETF - June — Source relationship code: IS_SUBFUND_OF — PGIM Rock ETF Trust; status Active
• PGIM S&P 500 Buffer 12 ETF - June — Source relationship code: IS_SUBFUND_OF — PGIM Rock ETF Trust; status Active
• PGIM S&P 500 Max Buffer ETF - January — Source relationship code: IS_SUBFUND_OF — PGIM Rock ETF Trust; status Active
• PGIM Laddered S&P 500 Buffer 20 ETF — Source relationship code: IS_SUBFUND_OF — PGIM Rock ETF Trust; status Active
• PGIM S&P 500 Buffer 20 ETF - May — Source relationship code: IS_SUBFUND_OF — PGIM Rock ETF Trust; status Active
• PGIM S&P 500 Max Buffer ETF - November — Source relationship code: IS_SUBFUND_OF — PGIM Rock ETF Trust; status Active
• PGIM S&P 500 Max Buffer ETF - May — Source relationship code: IS_SUBFUND_OF — PGIM Rock ETF Trust; status Active
• PGIM S&P 500 Buffer 20 ETF - April — Source relationship code: IS_SUBFUND_OF — PGIM Rock ETF Trust; status Active
• PGIM Nasdaq-100 Buffer 12 ETF - April — Source relationship code: IS_SUBFUND_OF — PGIM Rock ETF Trust; status Active
• PGIM S&P 500 Buffer 12 ETF - September — Source relationship code: IS_SUBFUND_OF — PGIM Rock ETF Trust; status Active
• PGIM S&P 500 Buffer 20 ETF - August — Source relationship code: IS_SUBFUND_OF — PGIM Rock ETF Trust; status Active
• PGIM Nasdaq-100 Buffer 12 ETF - January — Source relationship code: IS_SUBFUND_OF — PGIM Rock ETF Trust; status Active
• PGIM S&P 500 Buffer 12 ETF - October — Source relationship code: IS_SUBFUND_OF — PGIM Rock ETF Trust; status Active
• PGIM S&P 500 Buffer 20 ETF - February — Source relationship code: IS_SUBFUND_OF — PGIM Rock ETF Trust; status Active
• PGIM S&P 500 Buffer 20 ETF - October — Source relationship code: IS_SUBFUND_OF — PGIM Rock ETF Trust; status Active
• PGIM S&P 500 Max Buffer ETF - June — Source relationship code: IS_SUBFUND_OF — PGIM Rock ETF Trust; status Active
• PSF PGIM LADDERED ALLOCATION S&P 500 BUFFER 12 PORTFOLIO — Source relationship code: IS_SUBFUND_OF — PGIM Rock ETF Trust; status Active
• PGIM S&P 500 MAX BUFFER ETF - DECEMBER — Source relationship code: IS_SUBFUND_OF — PGIM Rock ETF Trust; status Active

Reporting exceptions

• Direct accounting consolidation parent · Parent is not subject to accounting consolidation
• Ultimate accounting consolidation parent · Parent is not subject to accounting consolidation

These are source-reported exceptions to accounting-relationship reporting. They do not establish ownership or the absence of an owner.