FIRST TRUST ADVISORS L.P.

LEI record

LEI status

Issued

Entity identity

Legal jurisdiction

Source jurisdiction code: US-IL

Legal form

Source legal-form code: 1WZP

Entity status

Active

Official registration identifier

Registration authority

GLEIF authority code RA000608; readable name not available in the source list

Registered entity identifier

C006403

Dates

Initial registration date

9 Apr 2013

Next renewal date

13 Dec 2026

Reported accounting relationships

These are relationships reported for accounting consolidation; they do not establish legal ownership.

Page 4 of 9 · 409 reported relationships.

• First Trust U.S. Small Cap Core CIT — Source relationship code: IS_FUND-MANAGED_BY — FIRST TRUST ADVISORS L.P.; status Active
• First Trust Master Collective Investment Trust — Source relationship code: IS_FUND-MANAGED_BY — FIRST TRUST ADVISORS L.P.; status Active
• FIRST TRUST CAPITAL STRENGTH HEDGED EQUITY PORTFOLIO — Source relationship code: IS_FUND-MANAGED_BY — FIRST TRUST ADVISORS L.P.; status Active
• First Trust Growth Strength Portfolio — Source relationship code: IS_FUND-MANAGED_BY — FIRST TRUST ADVISORS L.P.; status Active
• FT Vest DJIA Dogs 10 Target Income ETF — Source relationship code: IS_FUND-MANAGED_BY — FIRST TRUST ADVISORS L.P.; status Active
• First Trust Small Cap Value AlphaDEX® Fund — Source relationship code: IS_FUND-MANAGED_BY — FIRST TRUST ADVISORS L.P.; status Active
• FT Vest U.S. Equity Moderate Buffer ETF - May — Source relationship code: IS_FUND-MANAGED_BY — FIRST TRUST ADVISORS L.P.; status Active
• FT Vest Laddered Moderate Buffer ETF — Source relationship code: IS_FUND-MANAGED_BY — FIRST TRUST ADVISORS L.P.; status Active
• FT Vest U.S. Equity Moderate Buffer ETF - June — Source relationship code: IS_FUND-MANAGED_BY — FIRST TRUST ADVISORS L.P.; status Active
• First Trust Emerging Markets Small Cap AlphaDEX Fund — Source relationship code: IS_FUND-MANAGED_BY — FIRST TRUST ADVISORS L.P.; status Active
• First Trust Bloomberg Shareholder Yield ETF — Source relationship code: IS_FUND-MANAGED_BY — FIRST TRUST ADVISORS L.P.; status Active
• First Trust Intermediate Government Opportunities ETF — Source relationship code: IS_FUND-MANAGED_BY — FIRST TRUST ADVISORS L.P.; status Active
• First Trust Europe AlphaDEX Fund — Source relationship code: IS_FUND-MANAGED_BY — FIRST TRUST ADVISORS L.P.; status Active
• First Trust S&P 500 Diversified Free Cash Flow ETF — Source relationship code: IS_FUND-MANAGED_BY — FIRST TRUST ADVISORS L.P.; status Active
• FT Vest SMID Rising Dividend Achievers Target Income ETF — Source relationship code: IS_FUND-MANAGED_BY — FIRST TRUST ADVISORS L.P.; status Active
• FT Vest Technology Dividend Target Income ETF — Source relationship code: IS_FUND-MANAGED_BY — FIRST TRUST ADVISORS L.P.; status Active
• FT Vest U.S. Equity Moderate Buffer ETF - July — Source relationship code: IS_FUND-MANAGED_BY — FIRST TRUST ADVISORS L.P.; status Active
• FT Vest U.S. Equity Enhance & Moderate Buffer ETF - July — Source relationship code: IS_FUND-MANAGED_BY — FIRST TRUST ADVISORS L.P.; status Active
• First Trust Active Global Quality Income ETF — Source relationship code: IS_FUND-MANAGED_BY — FIRST TRUST ADVISORS L.P.; status Active
• First Trust Intermediate Duration Investment Grade Corporate ETF — Source relationship code: IS_FUND-MANAGED_BY — FIRST TRUST ADVISORS L.P.; status Active
• FT Vest U.S. Equity Moderate Buffer ETF - August — Source relationship code: IS_FUND-MANAGED_BY — FIRST TRUST ADVISORS L.P.; status Active
• FT Vest U.S. Small Cap Moderate Buffer ETF - August — Source relationship code: IS_FUND-MANAGED_BY — FIRST TRUST ADVISORS L.P.; status Active
• FT Vest U.S. Equity Enhance & Moderate Buffer ETF - August — Source relationship code: IS_FUND-MANAGED_BY — FIRST TRUST ADVISORS L.P.; status Active
• FT Vest U.S. Equity Moderate Buffer ETF - September — Source relationship code: IS_FUND-MANAGED_BY — FIRST TRUST ADVISORS L.P.; status Active
• First Trust Emerging Markets Human Flourishing ETF — Source relationship code: IS_FUND-MANAGED_BY — FIRST TRUST ADVISORS L.P.; status Active
• FT Vest U.S. Equity Buffer ETF - August — Source relationship code: IS_FUND-MANAGED_BY — FIRST TRUST ADVISORS L.P.; status Active
• FT Vest U.S. Equity Deep Buffer ETF - March — Source relationship code: IS_FUND-MANAGED_BY — FIRST TRUST ADVISORS L.P.; status Active
• FIRST TRUST SENIOR FLOATING RATE INCOME FUND II — Source relationship code: IS_FUND-MANAGED_BY — FIRST TRUST ADVISORS L.P.; status Active
• FT Vest U.S. Equity Enhance & Moderate Buffer ETF - December — Source relationship code: IS_FUND-MANAGED_BY — FIRST TRUST ADVISORS L.P.; status Active
• First Trust Limited Duration Investment Grade Corporate ETF — Source relationship code: IS_FUND-MANAGED_BY — FIRST TRUST ADVISORS L.P.; status Active
• First Trust Dorsey Wright Momentum & Low Volatility ETF — Source relationship code: IS_FUND-MANAGED_BY — FIRST TRUST ADVISORS L.P.; status Active
• First Trust Enhanced Short Maturity ETF — Source relationship code: IS_FUND-MANAGED_BY — FIRST TRUST ADVISORS L.P.; status Active
• First Trust Preferred Securities and Income ETF — Source relationship code: IS_FUND-MANAGED_BY — FIRST TRUST ADVISORS L.P.; status Active
• First Trust Multi Cap Value AlphaDEX® Fund — Source relationship code: IS_FUND-MANAGED_BY — FIRST TRUST ADVISORS L.P.; status Active
• First Trust Nasdaq-100 Ex-Technology Sector Index Fund — Source relationship code: IS_FUND-MANAGED_BY — FIRST TRUST ADVISORS L.P.; status Active
• First Trust Multi-Manager Small Cap Opportunities ETF — Source relationship code: IS_FUND-MANAGED_BY — FIRST TRUST ADVISORS L.P.; status Active
• First Trust Global Tactical Commodity Strategy Fund — Source relationship code: IS_FUND-MANAGED_BY — FIRST TRUST ADVISORS L.P.; status Active
• First Trust Nasdaq Oil & Gas ETF — Source relationship code: IS_FUND-MANAGED_BY — FIRST TRUST ADVISORS L.P.; status Active
• First Trust NASDAQ-100-Technology Sector Index Fund — Source relationship code: IS_FUND-MANAGED_BY — FIRST TRUST ADVISORS L.P.; status Active
• FT Vest Laddered Deep Buffer ETF — Source relationship code: IS_FUND-MANAGED_BY — FIRST TRUST ADVISORS L.P.; status Active
• EquityCompass Tactical Risk Manager ETF — Source relationship code: IS_FUND-MANAGED_BY — FIRST TRUST ADVISORS L.P.; status Active
• First Trust NASDAQ Technology Dividend Index Fund — Source relationship code: IS_FUND-MANAGED_BY — FIRST TRUST ADVISORS L.P.; status Active
• First Trust Horizon Managed Volatility Small/Mid ETF — Source relationship code: IS_FUND-MANAGED_BY — FIRST TRUST ADVISORS L.P.; status Active
• FIRST TRUST EXCHANGE-TRADED FUND III — Source relationship code: IS_FUND-MANAGED_BY — FIRST TRUST ADVISORS L.P.; status Active
• First Trust NYSE Arca Biotechnology Index Fund — Source relationship code: IS_FUND-MANAGED_BY — FIRST TRUST ADVISORS L.P.; status Active
• First Trust Dorsey Wright Momentum & Value ETF — Source relationship code: IS_FUND-MANAGED_BY — FIRST TRUST ADVISORS L.P.; status Active
• First Trust Active Factor Emerging Markets ETF — Source relationship code: IS_FUND-MANAGED_BY — FIRST TRUST ADVISORS L.P.; status Active
• First Trust Expanded Technology ETF — Source relationship code: IS_FUND-MANAGED_BY — FIRST TRUST ADVISORS L.P.; status Active
• First Trust Dorsey Wright Tactical Core Portfolio — Source relationship code: IS_FUND-MANAGED_BY — FIRST TRUST ADVISORS L.P.; status Active
• FT Vest Nasdaq-100 Buffer ETF - September — Source relationship code: IS_FUND-MANAGED_BY — FIRST TRUST ADVISORS L.P.; status Active

Reporting exceptions

• Direct accounting consolidation parent · No person is known to control the entity (for example, control may be spread among diverse shareholders)
• Ultimate accounting consolidation parent · No person is known to control the entity (for example, control may be spread among diverse shareholders)

These are source-reported exceptions to accounting-relationship reporting. They do not establish ownership or the absence of an owner.