FIRST TRUST ADVISORS L.P.

LEI record

LEI status

Issued

Entity identity

Legal jurisdiction

Source jurisdiction code: US-IL

Legal form

Source legal-form code: 1WZP

Entity status

Active

Official registration identifier

Registration authority

GLEIF authority code RA000608; readable name not available in the source list

Registered entity identifier

C006403

Dates

Initial registration date

9 Apr 2013

Next renewal date

13 Dec 2026

Reported accounting relationships

These are relationships reported for accounting consolidation; they do not establish legal ownership.

Page 5 of 9 · 409 reported relationships.

• First Trust Japan AlphaDEX Fund — Source relationship code: IS_FUND-MANAGED_BY — FIRST TRUST ADVISORS L.P.; status Active
• First Trust Dow Jones Global Select Dividend Index Fund — Source relationship code: IS_FUND-MANAGED_BY — FIRST TRUST ADVISORS L.P.; status Active
• FT Vest International Equity Moderate Buffer ETF - December — Source relationship code: IS_FUND-MANAGED_BY — FIRST TRUST ADVISORS L.P.; status Active
• First Trust Latin America AlphaDEX Fund — Source relationship code: IS_FUND-MANAGED_BY — FIRST TRUST ADVISORS L.P.; status Active
• FT Vest Nasdaq-100 Buffer ETF - December — Source relationship code: IS_FUND-MANAGED_BY — FIRST TRUST ADVISORS L.P.; status Active
• First Trust Cloud Computing ETF — Source relationship code: IS_FUND-MANAGED_BY — FIRST TRUST ADVISORS L.P.; status Active
• FIRST TRUST EXCHANGE-TRADED FUND IV — Source relationship code: IS_FUND-MANAGED_BY — FIRST TRUST ADVISORS L.P.; status Active
• First Trust NASDAQ Cybersecurity ETF — Source relationship code: IS_FUND-MANAGED_BY — FIRST TRUST ADVISORS L.P.; status Active
• First Trust Indxx Metaverse ETF — Source relationship code: IS_FUND-MANAGED_BY — FIRST TRUST ADVISORS L.P.; status Active
• First Trust Long/Short Equity ETF — Source relationship code: IS_FUND-MANAGED_BY — FIRST TRUST ADVISORS L.P.; status Active
• First Trust Emerging Markets AlphaDEX Fund — Source relationship code: IS_FUND-MANAGED_BY — FIRST TRUST ADVISORS L.P.; status Active
• First Trust International Developed Capital Strength Portfolio — Source relationship code: IS_FUND-MANAGED_BY — FIRST TRUST ADVISORS L.P.; status Active
• First Trust Switzerland AlphaDEX Fund — Source relationship code: IS_FUND-MANAGED_BY — FIRST TRUST ADVISORS L.P.; status Active
• FT Vest U.S. Equity Buffer ETF - October — Source relationship code: IS_FUND-MANAGED_BY — FIRST TRUST ADVISORS L.P.; status Active
• First Trust Long Duration Opportunities ETF — Source relationship code: IS_FUND-MANAGED_BY — FIRST TRUST ADVISORS L.P.; status Active
• First Trust Dorsey Wright People's Portfolio ETF — Source relationship code: IS_FUND-MANAGED_BY — FIRST TRUST ADVISORS L.P.; status Active
• First Trust Industrials/Producer Durables AlphaDEX® Fund — Source relationship code: IS_FUND-MANAGED_BY — FIRST TRUST ADVISORS L.P.; status Active
• FT Vest Gold Strategy Quarterly Buffer ETF — Source relationship code: IS_FUND-MANAGED_BY — FIRST TRUST ADVISORS L.P.; status Active
• First Trust Growth Strength ETF — Source relationship code: IS_FUND-MANAGED_BY — FIRST TRUST ADVISORS L.P.; status Active
• First Trust Large Cap Value AlphaDEX® Fund — Source relationship code: IS_FUND-MANAGED_BY — FIRST TRUST ADVISORS L.P.; status Active
• First Trust Smith Unconstrained Bond ETF — Source relationship code: IS_FUND-MANAGED_BY — FIRST TRUST ADVISORS L.P.; status Active
• FT Vest Laddered Nasdaq Buffer ETF — Source relationship code: IS_FUND-MANAGED_BY — FIRST TRUST ADVISORS L.P.; status Active
• First Trust Health Care AlphaDEX® Fund — Source relationship code: IS_FUND-MANAGED_BY — FIRST TRUST ADVISORS L.P.; status Active
• FT Vest U.S. Small Cap Moderate Buffer ETF - May — Source relationship code: IS_FUND-MANAGED_BY — FIRST TRUST ADVISORS L.P.; status Active
• First Trust Multi Income Allocation Portfolio — Source relationship code: IS_FUND-MANAGED_BY — FIRST TRUST ADVISORS L.P.; status Active
• FT Vest U.S. Equity Buffer ETF - December — Source relationship code: IS_FUND-MANAGED_BY — FIRST TRUST ADVISORS L.P.; status Active
• First Trust Nasdaq Clean Edge Green Energy Index Fund — Source relationship code: IS_FUND-MANAGED_BY — FIRST TRUST ADVISORS L.P.; status Active
• First Trust Mega Cap AlphaDEX® Fund — Source relationship code: IS_FUND-MANAGED_BY — FIRST TRUST ADVISORS L.P.; status Active
• First Trust Municipal High Income ETF — Source relationship code: IS_FUND-MANAGED_BY — FIRST TRUST ADVISORS L.P.; status Active
• First Trust Managed Municipal Fund — Source relationship code: IS_FUND-MANAGED_BY — FIRST TRUST ADVISORS L.P.; status Active
• First Trust S-Network Future Vehicles & Technology ETF — Source relationship code: IS_FUND-MANAGED_BY — FIRST TRUST ADVISORS L.P.; status Active
• FT Vest U.S. Equity Buffer ETF - July — Source relationship code: IS_FUND-MANAGED_BY — FIRST TRUST ADVISORS L.P.; status Active
• FT Vest International Equity Moderate Buffer ETF - September — Source relationship code: IS_FUND-MANAGED_BY — FIRST TRUST ADVISORS L.P.; status Active
• FT Vest U.S. Equity Moderate Buffer ETF - March — Source relationship code: IS_FUND-MANAGED_BY — FIRST TRUST ADVISORS L.P.; status Active
• First Trust Dorsey Wright International Focus 5 ETF — Source relationship code: IS_FUND-MANAGED_BY — FIRST TRUST ADVISORS L.P.; status Active
• First Trust Dorsey Wright Dynamic Focus 5 ETF — Source relationship code: IS_FUND-MANAGED_BY — FIRST TRUST ADVISORS L.P.; status Active
• First Trust Active Factor Large Cap ETF — Source relationship code: IS_FUND-MANAGED_BY — FIRST TRUST ADVISORS L.P.; status Active
• First Trust Dow Jones International Internet ETF — Source relationship code: IS_FUND-MANAGED_BY — FIRST TRUST ADVISORS L.P.; status Active
• First Trust Managed Futures Strategy Fund — Source relationship code: IS_FUND-MANAGED_BY — FIRST TRUST ADVISORS L.P.; status Active
• First Trust Large Cap Core AlphaDEX® Fund — Source relationship code: IS_FUND-MANAGED_BY — FIRST TRUST ADVISORS L.P.; status Active
• First Trust Nasdaq Lux Digital Health Solutions ETF — Source relationship code: IS_FUND-MANAGED_BY — FIRST TRUST ADVISORS L.P.; status Active
• First Trust Institutional Preferred Securities and Income ETF — Source relationship code: IS_FUND-MANAGED_BY — FIRST TRUST ADVISORS L.P.; status Active
• First Trust S&P REIT Index Fund — Source relationship code: IS_FUND-MANAGED_BY — FIRST TRUST ADVISORS L.P.; status Active
• First Trust Managed Municipal ETF — Source relationship code: IS_FUND-MANAGED_BY — FIRST TRUST ADVISORS L.P.; status Active
• First Trust Bloomberg Emerging Market Democracies ETF — Source relationship code: IS_FUND-MANAGED_BY — FIRST TRUST ADVISORS L.P.; status Active
• FT Energy Income Partners Strategy ETF — Source relationship code: IS_FUND-MANAGED_BY — FIRST TRUST ADVISORS L.P.; status Active
• First Trust Emerging Markets Local Currency Bond ETF — Source relationship code: IS_FUND-MANAGED_BY — FIRST TRUST ADVISORS L.P.; status Active
• First Trust Small Cap Growth AlphaDEX® Fund — Source relationship code: IS_FUND-MANAGED_BY — FIRST TRUST ADVISORS L.P.; status Active
• First Trust Horizon Managed Volatility Developed International ETF — Source relationship code: IS_FUND-MANAGED_BY — FIRST TRUST ADVISORS L.P.; status Active
• First Trust Asia Pacific ex-Japan AlphaDEX Fund — Source relationship code: IS_FUND-MANAGED_BY — FIRST TRUST ADVISORS L.P.; status Active

Reporting exceptions

• Direct accounting consolidation parent · No person is known to control the entity (for example, control may be spread among diverse shareholders)
• Ultimate accounting consolidation parent · No person is known to control the entity (for example, control may be spread among diverse shareholders)

These are source-reported exceptions to accounting-relationship reporting. They do not establish ownership or the absence of an owner.