FIRST TRUST ADVISORS L.P.

LEI record

LEI status

Issued

Entity identity

Legal jurisdiction

Source jurisdiction code: US-IL

Legal form

Source legal-form code: 1WZP

Entity status

Active

Official registration identifier

Registration authority

GLEIF authority code RA000608; readable name not available in the source list

Registered entity identifier

C006403

Dates

Initial registration date

9 Apr 2013

Next renewal date

13 Dec 2026

Reported accounting relationships

These are relationships reported for accounting consolidation; they do not establish legal ownership.

Page 7 of 9 · 409 reported relationships.

• FT Vest U.S. Equity Enhance & Moderate Buffer ETF - March — Source relationship code: IS_FUND-MANAGED_BY — FIRST TRUST ADVISORS L.P.; status Active
• First Trust Dow Jones Internet Index Fund — Source relationship code: IS_FUND-MANAGED_BY — FIRST TRUST ADVISORS L.P.; status Active
• First Trust S&P International Dividend Aristocrats ETF — Source relationship code: IS_FUND-MANAGED_BY — FIRST TRUST ADVISORS L.P.; status Active
• First Trust Preferred Securities and Income Fund — Source relationship code: IS_FUND-MANAGED_BY — FIRST TRUST ADVISORS L.P.; status Active
• First Trust Smith Opportunistic Fixed Income ETF — Source relationship code: IS_FUND-MANAGED_BY — FIRST TRUST ADVISORS L.P.; status Active
• First Trust Water ETF — Source relationship code: IS_FUND-MANAGED_BY — FIRST TRUST ADVISORS L.P.; status Active
• First Trust India NIFTY 50 Equal Weight ETF — Source relationship code: IS_FUND-MANAGED_BY — FIRST TRUST ADVISORS L.P.; status Active
• First Trust Developed Markets Ex-US Small Cap AlphaDEX Fund — Source relationship code: IS_FUND-MANAGED_BY — FIRST TRUST ADVISORS L.P.; status Active
• FIRST TRUST EXCHANGE-TRADED FUND — Source relationship code: IS_FUND-MANAGED_BY — FIRST TRUST ADVISORS L.P.; status Active
• First Trust Tactical High Yield ETF — Source relationship code: IS_FUND-MANAGED_BY — FIRST TRUST ADVISORS L.P.; status Active
• First Trust/Dow Jones Dividend & Income Allocation Portfolio — Source relationship code: IS_FUND-MANAGED_BY — FIRST TRUST ADVISORS L.P.; status Active
• FT Vest U.S. Equity Deep Buffer ETF - July — Source relationship code: IS_FUND-MANAGED_BY — FIRST TRUST ADVISORS L.P.; status Active
• First Trust South Korea AlphaDEX® Fund — Source relationship code: IS_FUND-MANAGED_BY — FIRST TRUST ADVISORS L.P.; status Active
• First Trust New York Municipal High Income ETF — Source relationship code: IS_FUND-MANAGED_BY — FIRST TRUST ADVISORS L.P.; status Active
• First Trust Alerian U.S. NextGen Infrastructure ETF — Source relationship code: IS_FUND-MANAGED_BY — FIRST TRUST ADVISORS L.P.; status Active
• First Trust ZyFin India Quality and Governance ETF — Source relationship code: IS_FUND-MANAGED_BY — FIRST TRUST ADVISORS L.P.; status Active
• FIRST TRUST EXCHANGE-TRADED FUND VIII — Source relationship code: IS_FUND-MANAGED_BY — FIRST TRUST ADVISORS L.P.; status Active
• First Trust Horizon Managed Volatility Domestic ETF — Source relationship code: IS_FUND-MANAGED_BY — FIRST TRUST ADVISORS L.P.; status Active
• First Trust AQA Equity Fund — Source relationship code: IS_FUND-MANAGED_BY — FIRST TRUST ADVISORS L.P.; status Active
• FT Vest Laddered Buffer ETF — Source relationship code: IS_FUND-MANAGED_BY — FIRST TRUST ADVISORS L.P.; status Active
• First Trust Active Factor Small Cap ETF — Source relationship code: IS_FUND-MANAGED_BY — FIRST TRUST ADVISORS L.P.; status Active
• FT Vest Nasdaq-100 Buffer ETF - March — Source relationship code: IS_FUND-MANAGED_BY — FIRST TRUST ADVISORS L.P.; status Active
• First Trust High Income Strategic Focus ETF — Source relationship code: IS_FUND-MANAGED_BY — FIRST TRUST ADVISORS L.P.; status Active
• FT Vest U.S. Equity Deep Buffer ETF - August — Source relationship code: IS_FUND-MANAGED_BY — FIRST TRUST ADVISORS L.P.; status Active
• First Trust Chindia ETF — Source relationship code: IS_FUND-MANAGED_BY — FIRST TRUST ADVISORS L.P.; status Active
• First Trust Morningstar Dividend Leaders Index Fund — Source relationship code: IS_FUND-MANAGED_BY — FIRST TRUST ADVISORS L.P.; status Active
• First Trust Value Line Dividend Index Fund — Source relationship code: IS_FUND-MANAGED_BY — FIRST TRUST ADVISORS L.P.; status Active
• First Trust Exchange-Traded AlphaDEX® Fund — Source relationship code: IS_FUND-MANAGED_BY — FIRST TRUST ADVISORS L.P.; status Active
• FT Vest U.S. Equity Buffer ETF - April — Source relationship code: IS_FUND-MANAGED_BY — FIRST TRUST ADVISORS L.P.; status Active
• FT Vest U.S. Equity Buffer ETF - January — Source relationship code: IS_FUND-MANAGED_BY — FIRST TRUST ADVISORS L.P.; status Active
• FT Vest U.S. Equity Deep Buffer ETF - June — Source relationship code: IS_FUND-MANAGED_BY — FIRST TRUST ADVISORS L.P.; status Active
• FT Vest U.S. Equity Buffer ETF - November — Source relationship code: IS_FUND-MANAGED_BY — FIRST TRUST ADVISORS L.P.; status Active
• FT Vest U.S. Equity Moderate Buffer ETF - January — Source relationship code: IS_FUND-MANAGED_BY — FIRST TRUST ADVISORS L.P.; status Active
• First Trust Bloomberg Inflation Sensitive Equity ETF — Source relationship code: IS_FUND-MANAGED_BY — FIRST TRUST ADVISORS L.P.; status Active
• First Trust Consumer Staples AlphaDEX® Fund — Source relationship code: IS_FUND-MANAGED_BY — FIRST TRUST ADVISORS L.P.; status Active
• First Trust NASDAQ® ABA Community Bank Index Fund — Source relationship code: IS_FUND-MANAGED_BY — FIRST TRUST ADVISORS L.P.; status Active
• First Trust Dow 30 Equal Weight ETF — Source relationship code: IS_FUND-MANAGED_BY — FIRST TRUST ADVISORS L.P.; status Active
• FT Vest U.S. Equity Moderate Buffer ETF - February — Source relationship code: IS_FUND-MANAGED_BY — FIRST TRUST ADVISORS L.P.; status Active
• First Trust Materials AlphaDEX® Fund — Source relationship code: IS_FUND-MANAGED_BY — FIRST TRUST ADVISORS L.P.; status Active
• First Trust Innovation Leaders ETF — Source relationship code: IS_FUND-MANAGED_BY — FIRST TRUST ADVISORS L.P.; status Active
• FT Vest International Equity Moderate Buffer ETF - March — Source relationship code: IS_FUND-MANAGED_BY — FIRST TRUST ADVISORS L.P.; status Active
• First Trust Rising Dividend Achievers ETF — Source relationship code: IS_FUND-MANAGED_BY — FIRST TRUST ADVISORS L.P.; status Active
• First Trust Lunt U.S. Factor Rotation ETF — Source relationship code: IS_FUND-MANAGED_BY — FIRST TRUST ADVISORS L.P.; status Active
• First Trust Series Fund — Source relationship code: IS_FUND-MANAGED_BY — FIRST TRUST ADVISORS L.P.; status Active
• First Trust Nasdaq-100 Select Equal Weight ETF — Source relationship code: IS_FUND-MANAGED_BY — FIRST TRUST ADVISORS L.P.; status Active
• First Trust Short Duration Managed Municipal ETF — Source relationship code: IS_FUND-MANAGED_BY — FIRST TRUST ADVISORS L.P.; status Active
• First Trust Germany AlphaDEX Fund — Source relationship code: IS_FUND-MANAGED_BY — FIRST TRUST ADVISORS L.P.; status Active
• First Trust Financials AlphaDEX® Fund — Source relationship code: IS_FUND-MANAGED_BY — FIRST TRUST ADVISORS L.P.; status Active
• First Trust BuyWrite Income ETF — Source relationship code: IS_FUND-MANAGED_BY — FIRST TRUST ADVISORS L.P.; status Active
• First Trust Dividend Strength ETF — Source relationship code: IS_FUND-MANAGED_BY — FIRST TRUST ADVISORS L.P.; status Active

Reporting exceptions

• Direct accounting consolidation parent · No person is known to control the entity (for example, control may be spread among diverse shareholders)
• Ultimate accounting consolidation parent · No person is known to control the entity (for example, control may be spread among diverse shareholders)

These are source-reported exceptions to accounting-relationship reporting. They do not establish ownership or the absence of an owner.