FIRST TRUST ADVISORS L.P.

LEI record

LEI status

Issued

Entity identity

Legal jurisdiction

Source jurisdiction code: US-IL

Legal form

Source legal-form code: 1WZP

Entity status

Active

Official registration identifier

Registration authority

GLEIF authority code RA000608; readable name not available in the source list

Registered entity identifier

C006403

Dates

Initial registration date

9 Apr 2013

Next renewal date

13 Dec 2026

Reported accounting relationships

These are relationships reported for accounting consolidation; they do not establish legal ownership.

Page 6 of 9 · 409 reported relationships.

• First Trust SSI Strategic Convertible Securities ETF — Source relationship code: IS_FUND-MANAGED_BY — FIRST TRUST ADVISORS L.P.; status Active
• First Trust Mid Cap Value AlphaDEX Fund — Source relationship code: IS_FUND-MANAGED_BY — FIRST TRUST ADVISORS L.P.; status Active
• FT Vest Buffered Allocation Defensive ETF — Source relationship code: IS_FUND-MANAGED_BY — FIRST TRUST ADVISORS L.P.; status Active
• FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND — Source relationship code: IS_FUND-MANAGED_BY — FIRST TRUST ADVISORS L.P.; status Active
• FIRST TRUST EXCHANGE-TRADED FUND VII — Source relationship code: IS_FUND-MANAGED_BY — FIRST TRUST ADVISORS L.P.; status Active
• FT Vest U.S. Equity Buffer ETF - February — Source relationship code: IS_FUND-MANAGED_BY — FIRST TRUST ADVISORS L.P.; status Active
• First Trust SMID Growth Strength ETF — Source relationship code: IS_FUND-MANAGED_BY — FIRST TRUST ADVISORS L.P.; status Active
• FT Vest U.S. Equity Buffer ETF - March — Source relationship code: IS_FUND-MANAGED_BY — FIRST TRUST ADVISORS L.P.; status Active
• First Trust SMID Capital Strength ETF — Source relationship code: IS_FUND-MANAGED_BY — FIRST TRUST ADVISORS L.P.; status Active
• First Trust Energy AlphaDEX® Fund — Source relationship code: IS_FUND-MANAGED_BY — FIRST TRUST ADVISORS L.P.; status Active
• First Trust International Developed Capital Strength ETF — Source relationship code: IS_FUND-MANAGED_BY — FIRST TRUST ADVISORS L.P.; status Active
• First Trust Income Opportunities ETF — Source relationship code: IS_FUND-MANAGED_BY — FIRST TRUST ADVISORS L.P.; status Active
• First Trust RBA American Industrial Renaissance ETF — Source relationship code: IS_FUND-MANAGED_BY — FIRST TRUST ADVISORS L.P.; status Active
• FT Vest U.S. Equity Deep Buffer ETF - September — Source relationship code: IS_FUND-MANAGED_BY — FIRST TRUST ADVISORS L.P.; status Active
• FT Vest U.S. Equity Deep Buffer ETF - May — Source relationship code: IS_FUND-MANAGED_BY — FIRST TRUST ADVISORS L.P.; status Active
• Emerging Markets Equity Select ETF — Source relationship code: IS_FUND-MANAGED_BY — FIRST TRUST ADVISORS L.P.; status Active
• First Trust Securitized Plus ETF — Source relationship code: IS_FUND-MANAGED_BY — FIRST TRUST ADVISORS L.P.; status Active
• FT Vest Gold Strategy Target Income ETF — Source relationship code: IS_FUND-MANAGED_BY — FIRST TRUST ADVISORS L.P.; status Active
• First Trust California Municipal High Income ETF — Source relationship code: IS_FUND-MANAGED_BY — FIRST TRUST ADVISORS L.P.; status Active
• FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND II — Source relationship code: IS_FUND-MANAGED_BY — FIRST TRUST ADVISORS L.P.; status Active
• FT Vest U.S. Equity Enhance & Moderate Buffer ETF - June — Source relationship code: IS_FUND-MANAGED_BY — FIRST TRUST ADVISORS L.P.; status Active
• FT Vest S&P 500 Dividend Aristocrats Target Income ETF — Source relationship code: IS_FUND-MANAGED_BY — FIRST TRUST ADVISORS L.P.; status Active
• FIRST TRUST EXCHANGE-TRADED FUND II — Source relationship code: IS_FUND-MANAGED_BY — FIRST TRUST ADVISORS L.P.; status Active
• First Trust S-Network Streaming & Gaming ETF — Source relationship code: IS_FUND-MANAGED_BY — FIRST TRUST ADVISORS L.P.; status Active
• First Trust Indxx Medical Devices ETF — Source relationship code: IS_FUND-MANAGED_BY — FIRST TRUST ADVISORS L.P.; status Active
• First Trust SkyBridge Crypto Industry and Digital Economy ETF — Source relationship code: IS_FUND-MANAGED_BY — FIRST TRUST ADVISORS L.P.; status Active
• FT Vest U.S. Equity Moderate Buffer ETF - April — Source relationship code: IS_FUND-MANAGED_BY — FIRST TRUST ADVISORS L.P.; status Active
• First Trust S-Network E-Commerce ETF — Source relationship code: IS_FUND-MANAGED_BY — FIRST TRUST ADVISORS L.P.; status Active
• First Trust Nasdaq BuyWrite Income ETF — Source relationship code: IS_FUND-MANAGED_BY — FIRST TRUST ADVISORS L.P.; status Active
• FT Vest Nasdaq-100 Buffer ETF - June — Source relationship code: IS_FUND-MANAGED_BY — FIRST TRUST ADVISORS L.P.; status Active
• First Trust Multi-Strategy Alternative ETF — Source relationship code: IS_FUND-MANAGED_BY — FIRST TRUST ADVISORS L.P.; status Active
• First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund — Source relationship code: IS_FUND-MANAGED_BY — FIRST TRUST ADVISORS L.P.; status Active
• FT Vest U.S. Equity Deep Buffer ETF - November — Source relationship code: IS_FUND-MANAGED_BY — FIRST TRUST ADVISORS L.P.; status Active
• First Trust Flexible Municipal High Income ETF — Source relationship code: IS_FUND-MANAGED_BY — FIRST TRUST ADVISORS L.P.; status Active
• First Trust Dow Jones Select MicroCap Index Fund — Source relationship code: IS_FUND-MANAGED_BY — FIRST TRUST ADVISORS L.P.; status Active
• First Trust Dorsey Wright Focus 5 ETF — Source relationship code: IS_FUND-MANAGED_BY — FIRST TRUST ADVISORS L.P.; status Active
• FIRST TRUST VARIABLE INSURANCE TRUST — Source relationship code: IS_FUND-MANAGED_BY — FIRST TRUST ADVISORS L.P.; status Active
• First Trust Indxx Aerospace & Defense ETF — Source relationship code: IS_FUND-MANAGED_BY — FIRST TRUST ADVISORS L.P.; status Active
• First Trust North American Energy Infrastructure Fund — Source relationship code: IS_FUND-MANAGED_BY — FIRST TRUST ADVISORS L.P.; status Active
• First Trust United Kingdom AlphaDEX Fund — Source relationship code: IS_FUND-MANAGED_BY — FIRST TRUST ADVISORS L.P.; status Active
• First Trust Eurozone AlphaDEX ETF — Source relationship code: IS_FUND-MANAGED_BY — FIRST TRUST ADVISORS L.P.; status Active
• First Trust IPOX Europe Equity Opportunities ETF — Source relationship code: IS_FUND-MANAGED_BY — FIRST TRUST ADVISORS L.P.; status Active
• First Trust Low Duration Strategic Focus ETF — Source relationship code: IS_FUND-MANAGED_BY — FIRST TRUST ADVISORS L.P.; status Active
• FT Vest U.S. Equity Enhance & Moderate Buffer ETF - September — Source relationship code: IS_FUND-MANAGED_BY — FIRST TRUST ADVISORS L.P.; status Active
• FT Vest U.S. Equity Deep Buffer ETF - December — Source relationship code: IS_FUND-MANAGED_BY — FIRST TRUST ADVISORS L.P.; status Active
• First Trust Consumer Discretionary AlphaDEX Fund — Source relationship code: IS_FUND-MANAGED_BY — FIRST TRUST ADVISORS L.P.; status Active
• First Trust Ultra Short Duration Municipal ETF — Source relationship code: IS_FUND-MANAGED_BY — FIRST TRUST ADVISORS L.P.; status Active
• First Trust Indxx Global Natural Resources Income ETF — Source relationship code: IS_FUND-MANAGED_BY — FIRST TRUST ADVISORS L.P.; status Active
• First Trust Active Factor International ETF — Source relationship code: IS_FUND-MANAGED_BY — FIRST TRUST ADVISORS L.P.; status Active
• FT Vest International Equity Moderate Buffer ETF - June — Source relationship code: IS_FUND-MANAGED_BY — FIRST TRUST ADVISORS L.P.; status Active

Reporting exceptions

• Direct accounting consolidation parent · No person is known to control the entity (for example, control may be spread among diverse shareholders)
• Ultimate accounting consolidation parent · No person is known to control the entity (for example, control may be spread among diverse shareholders)

These are source-reported exceptions to accounting-relationship reporting. They do not establish ownership or the absence of an owner.